ContractCustodian Agreement • July 29th, 2014 • Realty Capital Income Funds Trust • California
This Custodian Agreement (“Agreement”) is made as of May 30 , 2013 by and between Realty Capital Income Funds Trust ("Principal") and Union Bank, N.A. ("Custodian").
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 27th, 2016 • SCM Trust
THIS INVESTMENT ADVISORY AGREEMENT is made this XX/XX/2016 (this “Agreement”), by and between SCM Trust, a Massachusetts statutory trust (the “Trust”), on behalf of the series of the Trust identified herein, and CCM Partners, dba Shelton Capital Management, a limited partnership organized and existing under the laws of the State of California (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 29th, 2014 • Realty Capital Income Funds Trust • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT ("Agreement"), made this 1st day of April , 2014 by and between National Fund Advisors, LLC, a Delaware limited liability company (the "Adviser"), and SEL Asset Management, LLC, a limited liability company organized under Delaware law (the "Sub-Adviser").
FUND SERVICES AGREEMENT between REALTY CAPITAL INCOME FUNDS TRUSTFund Services Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 11th day of April, 2013, by and between Realty Capital Income Funds Trust, a Delaware statutory trust (the “Trust”), and American National Stock Transfer, LLC, a Delaware limited liability company ("ANST"). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
SCM TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 27th, 2016 • SCM Trust • Massachusetts
This Expense Limitation Agreement (this “Agreement”) is by and between CCM Patners, LLP, dba Shelton Capital Management (the “Advisor”) and SCM Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and, collectively, the “Funds”).
Realty Capital Securities, LLC New York, NY 10022 May 10, 2013 Board of Trustees of Realty Capital Income Funds Trust 15th Floor New York, NY 10022 Re: Rule 12b-1 Fee Waiver Letter AgreementRule 12b-1 Fee Waiver Letter Agreement • May 13th, 2013 • Realty Capital Income Funds Trust
With reference to the Distribution and Shareholder Services Plan for Class A shares entered into by and between Realty Capital Securities, LLC (the “Distributor”) and Realty Capital Income Funds Trust (the “Trust”), on behalf of the Trust’s series listed in Appendix A (each, a “Fund,” and collectively, the “Funds”), we hereby notify you as follows:
SHARE PURCHASE AGREEMENTShare Purchase Agreement • February 20th, 2013 • Realty Capital Income Funds Trust
This Share Purchase Agreement (the “Agreement”), dated as of the 19th day of February 2013, is between AR Capital, LLC, a Delaware limited liability company (the “Purchaser”) and Realty Capital Income Funds Trust, a Delaware statutory trust (the “Trust”) on behalf of its series AR Capital Real Estate Income Fund (the “Fund”).
REALTY CAPITAL INCOME FUNDS TRUST Selected Dealer AgreementSelected Dealer Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
We, Realty Capital Securities, LLC ("Realty Capital," we," or "us"), have agreements (each a "Distribution Agreement") with certain investment companies or series thereof as listed on Schedule A hereto (each a "Fund"), which we may amend from time to time upon written notice to you, pursuant to which we act as the principal underwriter and distributor for the sale of shares of the Funds ("Shares"). As such, we have the right to distribute Shares for resale.
APPENDIX A FORM OF AGREEMENT AND PLAN OF REORGANIZATION AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 27th, 2016 • SCM Trust • Delaware
This AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) dated as of ________, 2016 by and among the Realty Capital Income Funds Trust, a Delaware statutory Trust (“ARC”), on behalf of the AR Capital Global Real Estate Income Fund, the AR Capital BDC Income Fund, and the AR Capital Real Estate Income Fund (each, an “Acquired Fund” and collectively the “Acquired Funds”) and the SCM Trust, a Massachusetts business trust (“SCM Trust”) on behalf of the Shelton BDC Income Fund and the Shelton Real Estate Income Fund (each, an “Acquiring Fund” and collectively the “Acquiring Funds” and, together with SCM Trust, ARC and the Acquired Funds, the “Parties” and each, individually, a “Party”). CCM Partners, dba Shelton Capital Management, a California Limited Partnership (“SCM”), joins this Agreement solely for purposes of paragraphs 4.3, 5.1, and 7.1. National Fund Advisors, LLC, a Delaware Limited Liability Company (“NFA”), joins this Agreement solely for purposes of paragraph 7.2. Capitalize
REALTY CAPITAL INCOME FUNDS TRUST EXPENSE LIMITATION AGREEMENT APRIL 11, 2013Expense Limitation Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • Delaware
This Expense Limitation Agreement (this “Agreement”) is by and between National Fund Advisors, LLC (the “Adviser”) and Realty Capital Income Funds Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a “Fund,” and, collectively, the “Funds”).
FUND SERVICES AGREEMENT between RCS ADVISORY SERVICES, LLCFund Services Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 11th day of April, 2013, by and between RCS Advisory Services, LLC, a Delaware limited liability company ("RCS") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
REALTY CAPITAL INCOME FUNDS TRUST Distribution AgreementDistribution Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
THIS AGREEMENT, made and entered into this 10th day of May, 2013, by and between Realty Income Funds Trust, a Delaware statutory trust (the “Trust”), and Realty Capital Securities, LLC, a limited liability company organized under the laws of the State of Delaware (the “Distributor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • Delaware
This Investment Advisory Agreement (“Agreement”) is made this 11th day of April, 2013 by and between Realty Capital Income Funds Trust, a statutory trust organized and existing under the laws of the state of Delaware (the “Trust”), and National Fund Advisors, LLC (the “Investment Adviser”), a limited liability company organized and existing under the laws of the state of Delaware.
FUND SERVICES AGREEMENT between AMERICAN NATIONAL STOCK TRANSFER, LLCFund Services Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 11th day of April, 2013, by and between American National Stock Transfer, LLC, a Delaware limited liability company ("ANST") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Suite 2, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
FUND SERVICES AGREEMENT between REALTY CAPITAL INCOME FUNDS TRUSTFund Services Agreement • May 13th, 2013 • Realty Capital Income Funds Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) effective as of the 11th day of April, 2013, by and between Realty Capital Income Funds Trust, a Delaware statutory trust, a Delaware statutory Trust (the “Trust”), and RCS Advisory Services, LLC, a Delaware limited liability company ("RCS"). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
