SETTLEMENT AGREEMENTSettlement Agreement • January 10th, 2017 • Mangrove Partners Master Fund, Ltd. • Short-term business credit institutions • New York
This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of January 6, 2017, by and among Asta Funding, Inc., a Delaware corporation (the “Company”), on the one hand, and The Mangrove Partners Master Fund Ltd., The Mangrove Partners Fund, L.P., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners, Mangrove Capital and Nathaniel August (collectively, the “Stockholders;” the Stockholder and the Company are collectively referred to herein as the “Parties” and each individually as a “Party”), on the other hand as well as, solely for purposes of Sections 1(c), 1(d), 2 and 8 hereof, Gary Stern, Ricky Stern, Emily Stern, Arthur Stern, Asta Group, Incorporated, and GMS Family Investors LLC (collectively, the “Stern Family”) (for Sections 1(c), 2 and 8, the Stern Family shall also be deemed a “Party”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 10th, 2017 • Mangrove Partners Master Fund, Ltd. • Short-term business credit institutions • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of January 6, 2017, by and among The Mangrove Partners Master Fund, Ltd., The Mangrove Partners Fund, L.P., Mangrove Partners Fund (Cayman), Ltd., Mangrove Partners, Mangrove Capital and Nathaniel August (collectively, the “Sellers”) and Gary Stern (the “Purchaser”) (each of the Sellers and the Purchaser, a “Party” to this Agreement, and collectively, the “Parties”).
TERMINATIONTermination • April 19th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
This termination (this “Termination”), dated as of April 19, 2019, is entered into by and among Mangrove Partners, a Cayman Islands limited liability exempt company, (“Mangrove”), Bluescape Energy Partners LLC, a Delaware limited liability company (“Bluescape”), and Cove Key Bluescape Holdings LP, a Delaware limited partnership (“Cove Key” and, together with Bluescape, collectively, the “Bluescape/Cove Key Group”). Each of Mangrove, Bluescape and Cove Key is referred to herein as a “Party” and, collectively, as the “Parties”.
JOINT FILING AGREEMENTJoint Filing Agreement • March 17th, 2016 • Mangrove Partners Master Fund, Ltd. • Patent owners & lessors
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, $0.0001 par value, of RPX Corporation dated as of March 17, 2016 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • March 15th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common stock, no par value, of TransAlta Corporation dated as of the date hereof is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
NAME] [ADDRESS]Mangrove Partners Master Fund, Ltd. • March 17th, 2016 • Patent owners & lessors
This letter sets forth our mutual agreement with respect to compensation to be paid to you for your agreement to be named and serve as a nominee of The Mangrove Partners Master Fund, Ltd. or its affiliate ("Mangrove") for (i) election as a director of RPX Corporation (the "Company") at the Company's 2016 annual meeting of stockholders or any other meeting of stockholders held in lieu thereof, and any adjournments, postponements, reschedulings or continuations thereof, (the "Annual Meeting"), or (ii) appointment or election by other means, including by written consent of the Company's stockholders.
SHARE PURCHASE AGREEMENTShare Purchase Agreement • March 15th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is made and entered into this 12th day of March, 2019, by and between Mangrove Partners Master Fund, Ltd., a Cayman Islands exempted limited liability company (“Seller”), and Cove Key Bluescape Holdings LP, a Delaware limited partnership (“Purchaser”).
EXHIBIT A JOINT FILING AGREEMENTJoint Filing Agreement • April 22nd, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of TransAlta Corporation dated April 22, 2019 and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • January 18th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of TransAlta Corporation dated January 18, 2019 and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • March 17th, 2016 • Mangrove Partners Master Fund, Ltd. • Short-term business credit institutions
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of Asta Funding, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such statement.
ASTA Funding, Inc.Mangrove Partners Master Fund, Ltd. • May 26th, 2016 • Short-term business credit institutions • New York
To facilitate discussions (the “Discussions”) between ASTA Funding, Inc. (the “Company”) and Mangrove Partners and certain of its affiliates (collectively, “you” or “Mangrove”), (i) the Company agrees to make available to Mangrove and its representatives certain confidential information relating to the Company or its subsidiaries (the “Company Confidential Information”) and (ii) Mangrove agrees to make available to the Company and its representatives certain confidential information relating to Mangrove or its affiliates (the “Mangrove Confidential Information” and together with the Company Confidential Information, the “Confidential Information”) for a period commencing on the date hereof and ending ten (10) business days following prior written notice at any time by either the Company or Mangrove to the other Party (as defined below) (the “Discussion Period”). The Discussion Period is for the purpose of allowing Mangrove and the Company to have good-faith discussions regarding the Co
JOINT FILING AGREEMENTJoint Filing Agreement • May 12th, 2016 • Mangrove Partners Master Fund, Ltd. • Short-term business credit institutions
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of Asta Funding, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such statement.
EXHIBIT A JOINT FILING AGREEMENTJoint Filing Agreement • January 24th, 2020 • Mangrove Partners Master Fund, Ltd. • Electric services
The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of TransAlta Corporation dated January 24, 2020 and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Nominee Agreement Mangrove Partners 645 Madison Avenue, 14th Floor New York, New York 10022 March _____, 2019Nominee Agreement • March 27th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services • New York
You agree that you are willing, should we so elect, to become a member of a slate of nominees (the “Slate”) of Mangrove Partners, a investment manager of the funds it advises (the “Nominating Party” or the “undersigned”), to stand for election as a director of TransAlta Corporation (the “Company”) in connection with a proxy solicitation (the “Proxy Solicitation”) to be conducted by the Nominating Party in respect of the 2019 annual and special meeting of shareholders of the Company expected to be held on April 16, 2019 (including any adjournment or postponement thereof or any special meeting held in lieu thereof, the “Annual Meeting”) or appointment or election by other means, and to serve as a director of the Company if so elected or appointed. You further agree to perform such other services as reasonably requested by the Nominating Party or its affiliates in furtherance of your election or appointment to the Board of Directors of the Company, including, without limitation: (i) provi
COOPERATION AGREEMENTCooperation Agreement • March 15th, 2019 • Mangrove Partners Master Fund, Ltd. • Electric services
THIS COOPERATION AGREEMENT (this “Agreement”), dated as of March 6, 2019, is by and among Mangrove Partners, a Cayman Islands limited liability exempt company, (“Mangrove”), Bluescape Energy Partners LLC, a Delaware limited liability company (“Bluescape”), and Cove Key Bluescape Holdings LP, a Delaware limited partnership (“Cove Key” and, together with Bluescape, collectively, the “Bluescape/Cove Key Group”). Each of Mangrove, Bluescape and Cove Key is referred to herein as a “party” and, collectively, as the “parties”.
AGREEMENTExecution Version Agreement • May 27th, 2016 • Mangrove Partners Master Fund, Ltd. • Patent owners & lessors • Delaware
This Agreement (this "Agreement") is made and entered into as of May 25, 2016, by and among RPX Corporation, a Delaware corporation (the "Company"), and each of the persons or entities listed on the last signature page hereto (collectively, "Mangrove") (each of the Company and Mangrove, a "Party" to this Agreement, and collectively, the "Parties").
JOINT FILING AGREEMENTJoint Filing Agreement • March 2nd, 2016 • Mangrove Partners Master Fund, Ltd. • Short-term business credit institutions
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto), dated the date hereof, with respect to the shares of Common Stock of Asta Funding, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such statement.
JOINT FILING AGREEMENTJoint Filing Agreement • September 1st, 2017 • Mangrove Partners Master Fund, Ltd. • Crude petroleum & natural gas
The undersigned hereby agree that the statement on Schedule 13D with respect to the Common stock, $0.01 par value, of Penn Virginia Corporation dated as of the date hereof is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended.
