DISTRIBUTION AGREEMENTDistribution Agreement • November 15th, 2013 • Westchester Capital Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 30th day of July, 2013, by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor). Westchester Capital Management, LLC, the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 15th, 2013 • Westchester Capital Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 30th day of July, 2013, by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 1st, 2019 • Westchester Capital Funds • Delaware
THIS AGREEMENT is made and entered into as of February 4th, 2019 by and between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), severally on behalf of each of its series listed on Exhibit A hereto (as amended from time to time) (each a “Fund” and collectively the “Funds” and together with the Trust (subject to the limitations in Section 20 below) as “Client”), and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”).
WESTCHESTER CAPITAL FUNDS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • August 9th, 2013 • Westchester Capital Funds • Massachusetts
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made on this 30th day of July, 2013, by the Trustees hereunder and by the holders of shares of beneficial interest issued hereunder as hereinafter provided, amending and restating the Agreement and Declaration of Trust dated March 20, 2013 (the “Original Declaration of Trust”).
VIRTUS EVENT OPPORTUNITIES TRUST SUBADVISORY AGREEMENT October 1, 2021Subadvisory Agreement • October 1st, 2021 • Virtus Event Opportunities Trust • Massachusetts
Virtus Event Opportunities Trust (the “Trust”) is an open-end investment company of the series type registered under the Investment Company Act of 1940, as amended (the “Act”), and is subject to the rules and regulations promulgated thereunder. The shares of the Trust are offered or may be offered in several series (sometimes hereafter referred to as the “Series”), including Virtus Westchester Event-Driven Fund and Virtus Westchester Credit Event Fund.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 15th, 2013 • Westchester Capital Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 30th day of July, 2013, by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2013 • Westchester Capital Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 30th day of July, 2013, by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
WESTCHESTER CAPITAL FUNDS AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • March 27th, 2013 • Westchester Capital Funds • Massachusetts
This AGREEMENT AND DECLARATION OF TRUST made on this 20th day of March, 2013, by the Trustees hereunder and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
TRANSFER AGENCY AND SERVICE AGREEMENT between each of The Merger Fund® Virtus Event Opportunities Trust and VIRTUS FUND SERVICES, LLCTransfer Agency and Service Agreement • October 1st, 2021 • Virtus Event Opportunities Trust • Delaware
This AGREEMENT, effective the 1st day of October, 2021, is made by and between each of the undersigned entities (the series of which (if any, and if none for an undersigned entity the entity itself) are hereinafter each referred to as the “Fund” and collectively referred to as the “Funds”), severally and not jointly, and VIRTUS FUND SERVICES, LLC (hereinafter referred to as the “Transfer Agent”).
BYLAWS OF WESTCHESTER CAPITAL FUNDS (dated as of March 20, 2013)Bylaws • March 27th, 2013 • Westchester Capital Funds
CUSTODY AGREEMENTCustody Agreement • November 15th, 2013 • Westchester Capital Funds • Minnesota
THIS AGREEMENT is made and entered into as of this 30th day of July, 2013, by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
VIRTUS EVENT OPPORTUNITIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 1st, 2021 • Virtus Event Opportunities Trust • Massachusetts
THIS AGREEMENT, effective as of the 1st day of October, 2021 (the “Contract Date”) by and between Virtus Event Opportunities Trust, a Massachusetts business trust (the “Trust”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
FORM OF AMENDMENT TO THECustody Agreement • April 30th, 2019 • Westchester Capital Funds
THIS AMENDMENT is made 1 January 2019 and amends (i) the custody agreement dated July 1, 2003, between The Merger Fund VL (“Merger VL”) and U.S. Bank, N.A. (“Custodian”), (ii) the custody agreement, dated July 15, 2008 between The Merger Fund (“Merger”) and Custodian, and (iii) the custody agreement, dated July 30, 2013, between Westchester Capital Funds (“WCF” and together with Merger VL and Merger the “Trusts”) and Custodian.
INVESTMENT ADVISORY AGREEMENT WESTCHESTER CAPITAL FUNDS WCM Alternatives: Event-Driven Fund WCM Alternatives: Credit Event FundInvestment Advisory Agreement • April 30th, 2018 • Westchester Capital Funds • Massachusetts
This Investment Advisory Agreement is executed as of November 13, 2013 by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the “Trust”), and WESTCHESTER CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Manager”).
FORM OF AMENDMENT TO THEFund Accounting Servicing Agreement • April 30th, 2019 • Westchester Capital Funds
THIS AMENDMENT is made 1 January 2019 and amends (i) the fund accounting servicing agreement dated January 11, 2006, between The Merger Fund VL (“Merger VL”) and U.S. Bancorp Fund Services d/b/a U.S. Bank Global Fund Services , LLC (“Fund Services”),(ii) the fund accounting servicing agreement, dated January 11, 2006 between The Merger Fund (“Merger”) and Fund Services, and (iii) the fund accounting servicing agreement, dated July 30, 2013, between Westchester Capital Funds (“WCF” and together with Merger VL and Merger the “Trusts”) and Fund Services.
FUND ADMINISTRATION SERVICING AGREEMENTSFund Administration Servicing Agreement • April 30th, 2019 • Westchester Capital Funds
THIS AMENDMENT is made 1 January 2019 and amends (i) the fund administration servicing agreement dated July 1, 2003, between The Merger Fund VL (“Merger VL”) and U.S. Bancorp Fund Services d/b/a U.S. Bank Global Fund Services , LLC (“Fund Services”),(ii) the fund administration servicing agreement, dated January 1, 2017 between The Merger Fund (“Merger”) and Fund Services, and (iii) the fund administration servicing agreement, dated July 30, 2013, between Westchester Capital Funds (“WCF” and together with Merger VL and Merger the “Trusts”) and Fund Services.
FORM OF AMENDMENT TO THETransfer Agent Servicing Agreement • April 30th, 2019 • Westchester Capital Funds
THIS AMENDMENT is made 1 January 2019 and amends (i) the transfer agent servicing agreement, dated July 1, 2003, between The Merger Fund VL (“Merger VL”) and U.S. Bancorp Fund Services d/b/a U.S. Bank Global Fund Services , LLC (“Fund Services”),(ii) the transfer agent servicing agreement, dated January 19, 2011 between The Merger Fund (“Merger”) and Fund Services, and (iii) the transfer agent servicing agreement, dated July 30, 2013, between Westchester Capital Funds (“WCF” and together with Merger VL and Merger the “Trusts”) and Fund Services.
WESTCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2017 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2018, to the Distribution Agreement, dated as of January 1, 2017, (the "Agreement"), is entered into by and between by Westchester Capital Funds, a Massachusetts business trust (the "Trust"), Quasar Distributors, LLC, a Delaware limited liability company (the "Distributor") and Westchester Capital Management, LLC.
WESTCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 27th, 2017 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2017, to the Fund Accounting Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
WESCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • November 16th, 2017 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Custody Agreement, dated as of July 30, 2013, (the "Agreement"), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the "Trust") and U.S. BANK, N.A., a national banking association (the "Custodian")
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • March 13th, 2015 • Westchester Capital Funds
AGREEMENT made as of the 3rd day of December 2014 between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), in respect of its series, WCM Alternatives: Event-Driven Fund (the “Fund”) and Westchester Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • April 27th, 2017 • Westchester Capital Funds
AGREEMENT, this Amended and Restated Expense Waiver and Reimbursement Agreement (this “Agreement”) is made and entered into as of April 26, 2016 (the “Effective Date”) between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), in respect of its series, WCM Alternatives: Event-Driven Fund (the “Fund”) and Westchester Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 16th, 2017 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Fund Administration Servicing Agreement, dated as of July 30, 2013, (the "Agreement"), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS")
WESCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Custody Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANK, N.A., a national banking association (the “Custodian”)
INVESTMENT ADVISORY AGREEMENT WESTCHESTER CAPITAL FUNDS WCM Alternatives: Event-Driven Fund WCM Alternatives: Credit Event FundInvestment Advisory Agreement • November 16th, 2017 • Westchester Capital Funds • Massachusetts
This Investment Advisory Agreement is executed as of November 13, 2013 by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust (the "Trust"), and WESTCHESTER CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Manager").
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • November 16th, 2017 • Westchester Capital Funds
AGREEMENT, this Expense Waiver and Reimbursement Agreement (this "Agreement") is made and entered into as of (the "Effective Date") between Westchester Capital Funds, a Massachusetts business trust (the "Trust"), in respect of its series, WCM Alternatives: Credit Event Fund (the "Fund") and Westchester Capital Management, LLC, a Delaware limited liability company (the "Adviser").
WESTCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 27th, 2017 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2017, to the Transfer Agent Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • November 15th, 2013 • Westchester Capital Funds
AGREEMENT made as of the ___ day of ___________ 2013 between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), in respect of its series, WCM Alternatives: Event-Driven Fund (the “Fund”) and Westchester Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Fund Accounting Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
VIRTUS EVENT OPPORTUNITIES TRUST FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 25th, 2024 • Virtus Event Opportunities Trust • Massachusetts
THIS AMENDMENT effective as of the 1st day of June, 2023 amends that certain Investment Advisory Agreement dated as of October 1, 2021 (the “Agreement”) by and between Virtus Event Opportunities Trust, a Massachusetts business trust (the “Trust”), and Virtus Investment Advisers, Inc., a Massachusetts corporation (the “Adviser”).
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 30th, 2018 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Transfer Agent Servicing Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”)
WESTCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2018 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2018, to the Distribution Agreement, dated as of January 1, 2017, (the “Agreement”), is entered into by and between by Westchester Capital Funds, a Massachusetts business trust (the “Trust”), Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) and Westchester Capital Management, LLC.
WESTCHESTER CAPITAL FUNDS SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 16th, 2017 • Westchester Capital Funds
THIS SECOND AMENDMENT, effective as of January 1, 2018, to the Fund Accounting Servicing Agreement, dated as of July 30, 2013, (the "Agreement"), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS")
WESCHESTER CAPITAL FUNDS FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • April 27th, 2017 • Westchester Capital Funds
THIS FIRST AMENDMENT, effective as of January 1, 2017, to the Custody Agreement, dated as of July 30, 2013, (the “Agreement”), is entered into by and between WESTCHESTER CAPITAL FUNDS, a Massachusetts business trust, (the “Trust”) and U.S. BANK, N.A., a national banking association (the “Custodian”)
SECOND AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENTExpense Waiver and Reimbursement Agreement • April 28th, 2020 • Westchester Capital Funds
AGREEMENT, this Second Amended and Restated Expense Waiver and Reimbursement Agreement (this “Agreement”) is made and entered into as of January 1, 2020 (the “Effective Date”) between Westchester Capital Funds, a Massachusetts business trust (the “Trust”), in respect of its series, WCM Alternatives: Event-Driven Fund (the “Fund”) and Westchester Capital Management, LLC, a Delaware limited liability company (the “Adviser”).
