TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 19th, 2017 • USAA ETF Trust • Massachusetts
THIS AGREEMENT is made as of the 18th day of July, 2017, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company ("State Street" or the "Transfer Agent"), and USAA ETF TRUST, a statutory trust organized and existing under the laws of the State of Delaware (the "Trust") on behalf of each series listed on Schedule A, severally and not jointly.
BY-LAWSBy-Laws • July 6th, 2017 • USAA ETF Trust
September 30, 2017 USAA Mutual Funds Trust USAA ETF TrustFacility Agreement • October 6th, 2017 • USAA ETF Trust • Texas
This Facility Agreement Letter (this "Agreement") sets forth the terms and conditions for loans (each a "Loan" and collectively the "Loans") which USAA Capital Corporation ("CapCo"), agrees to make during the period commencing September 30, 2017 and ending September 29, 2018 (the "Facility Period") to USAA Mutual Funds Trust and USAA ETF Trust, and each investment company which may become a party hereto pursuant to the terms of this Agreement (each a "Borrower" and collectively the "Borrowers"), each of which is executing this Agreement not in its individual capacity, but on behalf of and for the benefit of the series of funds comprising each such Borrower as set forth on Schedule A (as hereafter modified or amended in accordance with the terms hereof) (each a "Fund" and collectively the "Funds"), under a master revolving 364-day credit facility (the "Facility"). This Agreement replaces in its entirety that certain Facility Agreement Letter dated September 30, 2016, as heretofore amend
INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • October 6th, 2017 • USAA ETF Trust • New York
AGREEMENT made as of the June 30, 2017, (the "Effective Date") between USAA ASSET MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having its principal place of business in San Antonio, Texas ("AMCO") and SSGA Funds Management, Inc. ("SSGA FM") organized under the laws of the state of Massachusetts and having its principal place of business in Boston, Massachusetts.
CUSTODIAN AGREEMENTCustodian Agreement • September 21st, 2017 • USAA ETF Trust • Massachusetts
This Agreement is made as of July 18, 2017 by and between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a "Fund"), acting in respect of each series of each such Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian").
TO THE ADMINISTRATION AND OPERATING SERVICES AGREEMENT BETWEEN USAA ETF TRUST AND USAA ASSET MANAGEMENT COMPANYAdministration and Operating Services Agreement • August 21st, 2017 • USAA ETF Trust
USAA CONTRACT CONTROL NUMBER 0000018785-02Custodian Agreement • December 21st, 2018 • USAA ETF Trust
THIS AMENDMENT (the "Amendment") is made as of the 6th day of October, 2017 and modifies the CUSTODIAN AGREEMENT ("Agreement"), effective on July 18, 2017, by and between the USAA ETF TRUST (the "Fund''), acting in respect ofeach series identified on Appendix
AMENDMENT NO. 1Underwriting Agreement • October 6th, 2017 • USAA ETF Trust
This Amendment, dated as of September 25, 2017, is made among the signatories hereto to amend that certain Underwriting Agreement dated June 14, 2017 entered into between USAA Investment Management Company, a corporation organized under the laws of the state of Delaware and USAA ETF Trust, a Delaware statutory trust, acting solely in respect of each of its series listed on Exhibit A thereto (each such series "Fund").
USAA CONTRACT CONTROL NO: 0000019025-01Master Sub-Administration Agreement • December 21st, 2018 • USAA ETF Trust • New York
Agreement ("Agreement") dated and effective as of June Bank and Trust Company, a Massachusetts trust company Asset Management Company, a Texas corporation (the
PARTICIPANT AGREEMENTParticipant Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
Management Company (the "Distributor") and[Participant's Name and NSCC#] (the "Participant"), and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the "Transfer Agent") and USAA ETF Trust (the "Trust"). The Trust is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a "Fund" and collectively, the "Funds"). The Distributor has been retained as principal underwriter of the Trust and provides such services on an agency basis in connection with the sale and distribution of shares of beneficial interest of the Funds (the "Shares"). The Transfer Agent is an "Index Receipt Agent" as that term is defined in the rules of the National Securities Clearing Corporation ("NSCC") and has been retained to provide certain transfer agency services and index receipt agent services with respect to the purchase and redemption of Shares.
TO THE MANAGEMENT AGREEMENT BETWEENManagement Agreement • August 21st, 2017 • USAA ETF Trust
ADMINISTRATION AND OPERATING SERVICES AGREEMENTAdministration and Operating Services Agreement • July 6th, 2017 • USAA ETF Trust • Texas
This ADMINISTRATION AND OPERATING SERVICES AGREEMENT (the "Agreement") dated June 14, 2017, by and between USAA Asset Management Company LLC ("AMCO") and USAA ETF Trust (the "Trust"), on behalf of each series of the Trust set forth in Schedule A attached hereto (each, a "Fund," and collectively, the "Funds"), as such schedule may be amended from time to time, is effective as to each Fund as of the effective date listed on Schedule A.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2017 • USAA ETF Trust • Texas
This Underwriting Agreement is made this 14th day of June 2017 by and between USAA INVESTMENT MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (sometimes herein referred to as the "Underwriter"), and USAA ETF TRUST, a Delaware statutory trust organized under the laws of the state of Delaware and having a principal place of business in San Antonio, Texas (sometimes herein referred to as the "Trust"), which offers shares of beneficial interest, with $.001 par value (the "Shares"), in different series or Sub-Trusts representing interests in different portfolios of assets (each series being referred to herein as a "Fund").
TO THE UNDERWRITING AGREEMENT BETWEENUnderwriting Agreement • August 21st, 2017 • USAA ETF Trust
USAA MSCI USA Small Cap Value Momentum Blend Index ETF USAA MSCI International Value Momentum Blend Index ETF USAA MSCI Emerging Markets Value Momentum Blend Index ETF USAA Core Short-Term Bond ETF
MANAGEMENT AGREEMENTManagement Agreement • July 6th, 2017 • USAA ETF Trust • Texas
THIS MANAGEMENT AGREEMENT made as of the 14th day of June 2017, between USAA ASSET MANAGEMENT COMPANY, a corporation organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (the "Manager"), and USAA ETF TRUST, a statutory trust organized under the laws of the state of Delaware and having a place of business in San Antonio, Texas (the "Trust").
AMENDMENT 1Transfer Agency and Service Agreement • September 21st, 2017 • USAA ETF Trust
THIS AMENDMENT is made as of the 10th day of August, 2017 modifies the TRANFER AGENCY AND SERVICE AGREEMENT ("Agreement"), effective on July18, 2017, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company ("State Street" or the "Transfer Agent"), and USAA ETF TRUST, a statutory trust organized and existing under the laws of the State of Delaware (the "Trust") on behalf of each series listed on Schedule A, severally and not jointly.
FIRST AMENDED AND RESTATED MASTER TRUST AGREEMENTMaster Trust Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
AMENDMENT 1Custodian Agreement • September 21st, 2017 • USAA ETF Trust
THIS AMENDMENT is made as of the 10th day of August, 2017 modifies the CUSTODIAN AGREEMENT ("Agreement"), effective on July 18, 2017, by and between each management investment company identified on Appendix A and each management investment company which becomes a party to the Agreement (in each case, a "Fund"), acting in respect of each series of each such Fund identified on Appendix A and each series which becomes a party to this Agreement, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian").
AMENDMENT NO. 1Administration and Operating Services Agreement • October 6th, 2017 • USAA ETF Trust
This Amendment, dated as of September 25, 2017, is made among the signatories hereto to amend that certain Administration and Operating Services Agreement dated June 14, 2017 entered into between USAA Asset Management Company, a corporation organized under the laws of the state of Delaware and USAA ETF Trust, a Delaware statutory trust, acting solely in respect of each of its series listed on Exhibit A thereto (each such series "Fund") ("A&O Agreement").
SUBLICENSE AGREEMENTSublicense Agreement • July 6th, 2017 • USAA ETF Trust • Delaware
This Sublicense Agreement ("Agreement") is made as of June 14, 2017, by and between USAA Asset Management Company, a registered investment adviser having an office at 9800 Fredericksburg Road, San Antonio, TX 78288 ("Adviser") and USAA ETF Trust, a Delaware statutory trust ("Trust"), on behalf of its series listed on Schedule I hereto (each, an "Index Fund" and collectively, the "Index Funds").
