Form of Award Supplement Providing for Dividend Equivalent Rights ING U.S., INC. Award SupplementAward Supplement • October 11th, 2013 • Lion Connecticut Holdings Inc. • Life insurance
WHEREAS, Grantee was granted an Award or Awards of performance shares, restricted stock units or deferred shares under the 2013 Omnibus Employee Incentive Plan (the “Plan”) on May [ ], 2013 pursuant to an Award Agreement or Award Agreements, which Award or Awards may have represented either or both of (i) the conversion of awards previously granted by ING Groep N.V. pursuant to its Long-Term Sustainable Performance Plan or (ii) an award of restricted stock units pursuant to a Deal Incentive Award entered into with Grantee in connection with the initial public offering of ING U.S. (the “Covered Awards”);
Newco Deal Incentive Award AgreementDeal Incentive Award Agreement • October 11th, 2013 • Lion Connecticut Holdings Inc. • Life insurance • New York
This Newco Deal Incentive Award Agreement dated April 30, 2013 (the “Agreement”) by and among ING Groep, N.V. (“ING”), ING U.S., Inc. (“ING U.S.”) and Maliz Beams (“Recipient”) evidences and sets forth the terms of a deal incentive award to be granted or paid by ING or one of its designated affiliates to the Recipient on the terms and conditions set forth below. ING, ING U.S. and Recipient agree as follows:
ING U.S., INC. RESTRICTED STOCK UNIT AWARD AGREEMENTRestricted Stock Unit Award Agreement • October 11th, 2013 • Lion Connecticut Holdings Inc. • Life insurance • New York
THIS AGREEMENT, (the “Award Agreement”), effective as of July , 2013, is entered into by and between ING U.S., Inc. (“ING U.S.”) and [name of director], a director of ING U.S. (the “Grantee”).
AMENDMENT NO. 1 TO WARRANT AGREEMENTWarrant Agreement • June 23rd, 2017 • Voya Holdings, Inc. • Life insurance • New York
This Amendment No. 1 to Warrant Agreement (this “Amendment”) is dated as of May 22, 2017 and is made by and among Voya Financial, Inc. (formerly known as ING U.S., Inc.), a Delaware corporation (the “Company”), ING Groep N.V., a public limited liability company formed under the laws of the Netherlands (the “Original Holder”) and Computershare Inc., a Delaware corporation and its wholly-owned subsidiary Computershare Trust Company, N.A., a federally chartered, limited purpose trust company (collectively, the “Warrant Agent”). Capitalized terms used herein but not otherwise defined shall have the meanings set forth in the Warrant Agreement, dated May 7, 2013 (the “Warrant Agreement”), between the Company and the Warrant Agent.
