DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • August 3rd, 2015 • Prophecy Alpha Fund I • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT ("Agreement") is made and entered into as of June 2, 2015 by and between Prophecy Alpha Fund I, a Delaware statutory trust ("Trust"), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company ("Transfer Agent").
CUSTODY AGREEMENT Dated June 2, 2015 Between UMB BANK, N.A. and PROPHECY ALPHA FUND I On Behalf Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its Role As Payor Per Section 11Custody Agreement • August 3rd, 2015 • Prophecy Alpha Fund I
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), the Prophecy Alpha Fund I, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds"), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 3rd, 2015 • Prophecy Alpha Fund I • Delaware
This Investment Sub-advisory Agreement ("Agreement") is made and entered into as of June 2, 2015 by and among PROPHECY ALPHA FUND I, a Delaware Statutory Trust (the "Trust"), OBP CAPITAL, LLC, a registered investment advisor under the Investment Advisers Act of 1940 (the "Advisor") and, a PROPHECY ASSET MANAGEMENT, INC., also a registered investment advisor under the Investment Advisers Act of 1940 ("Sub-Advisor").
FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTService Agreement • August 3rd, 2015 • Prophecy Alpha Fund I • North Carolina
THIS AGREEMENT is made and entered into as of this 2nd day of June, 2015, by and between PROPHECY ALPHA FUND I, a Delaware statutory trust, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Fund") and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Administrator").
EXPENSE LIMITATION AGREEMENT between PROPHECY ALPHA FUND I and OBP Capital, LLC and PROPHECY ASSET MANAGEMENT, INC.Expense Limitation Agreement • August 3rd, 2015 • Prophecy Alpha Fund I
THIS EXPENSE LIMITATION AGREEMENT ("Agreement") is made and entered into effective as this 2nd day of June, 2015 by and between PROPHECY ALPHA FUND I, a Delaware statutory trust (the "Trust"), and OBP CAPITAL, LLC, a North Carolina Limited Liability Company (the "Advisor"), and PROPHECY ASSET MANAGEMENT, INC., a Delaware Limited Partnership (the "Sub-Advisor").
INVESTMENT ADVISORY AGREEMENT between PROPHECY ALPHA FUND I and OBP CAPITAL, LLCInvestment Advisory Agreement • August 3rd, 2015 • Prophecy Alpha Fund I • Delaware
THIS INVESTMENT ADVISORY AGREEMENT ("Agreement") is made and entered into as of this 2nd day of June, 2015, by and between PROPHECY ALPHA FUND I, a Delaware statutory trust (the "Trust"), and OBP CAPITAL, LLC, a North Carolina Limited Liability Company (the "Advisor"), located at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Administrator").
