SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 10, 2015, by and among Bridgewater Bancshares, Inc., a Minnesota corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser”, and collectively, the “Purchasers”).
VCOC LETTER AGREEMENT Summit Financial Group, Inc.Vcoc Letter Agreement • November 26th, 2014 • Castle Creek Capital Partners V, LP • State commercial banks • Delaware
Reference is made to the Securities Purchase Agreement by and between Summit Financial Group, Inc., a West Virginia corporation (the “Corporation”), and Castle Creek Capital Partners V, LP, a Delaware limited partnership (the “VCOC Investor”), dated as of August 22, 2014 (the “Securities Purchase Agreement”), pursuant to which the VCOC Investor agreed to purchase from the Corporation shares of its voting common stock, $2.50 par value per share (the “Common Stock”). Capitalized terms used herein without definition shall have the respective meanings in the Securities Purchase Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • June 28th, 2017 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated June 28, 2017, with respect to the Common Stock, par value $0.10 per share, of Guaranty Federal Bancshares, Inc., a Delaware corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Bridgewater Bancshares, Inc.Securities Purchase Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks • Minnesota
Reference is made to the Securities Purchase Agreement by and between Bridgewater Bancshares, Inc., a Minnesota corporation (the “Corporation”), and Castle Creek Capital Partners V, LP, a Delaware limited partnership (the “VCOC Investor”), dated as of September 1, 2015 (the “Agreement”), pursuant to which the VCOC Investor agreed to purchase from the Corporation shares of its voting common stock, $0.01 par value per share (the “Common Stock”), and shares of its non-voting common stock, $0.01 par value per share (the “Non-Voting Common Stock” and, together with the Common Stock, the “Securities”). Capitalized terms used herein without definition shall have the respective meanings in the Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • February 26th, 2019 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated February 26, 2019, with respect to the common stock, par value $0.01 per share, of Bridgewater Bancshares, Inc., a Minnesota corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • October 22nd, 2013 • Castle Creek Capital Partners V, LP • Savings institutions, not federally chartered
The undersigned acknowledge and agree that this statement on Schedule 13D, dated October 22, 2013, with respect to the common stock, par value $0.01 per share, of Anchor Bancorp Wisconsin Inc., a Delaware corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended without the necessity of filing additional joint filing agreements.
VCOC LETTER AGREEMENT Anchor BanCorp Wisconsin Inc.Vcoc Letter Agreement • October 22nd, 2013 • Castle Creek Capital Partners V, LP • Savings institutions, not federally chartered • New York
Reference is made to the Stock Purchase Agreement by and between Anchor BanCorp Wisconsin Inc., a Delaware corporation (the “Corporation”), and Castle Creek Capital Partners V, L.P., a Delaware limited partnership (the “VCOC Investor”), dated as of August 12, 2013 (the “Stock Purchase Agreement”), pursuant to which the VCOC Investor agreed to purchase from the Corporation shares of its voting common stock, par value $0.10 per share (the “Common Stock”). Capitalized terms used herein without definition shall have the respective meanings in the Stock Purchase Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • October 26th, 2023 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated October 26, 2023, with respect to the common stock, par value $0.01 per share, of Bridgewater Bancshares, Inc., a Minnesota corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • April 5th, 2022 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned hereby agree that this Schedule 13D, dated April 5, 2022, with respect to the common stock, par value $0.10 per share, of Guaranty Federal Bancshares, Inc., a Delaware corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
JOINT FILING AGREEMENTJoint Filing Agreement • November 26th, 2014 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned acknowledge and agree that this statement on Schedule 13D, dated November 25, 2014, with respect to the common stock, par value $2.50 per share, of Summit Financial Group, Inc., a West Virginia corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended without the necessity of filing additional joint filing agreements.
JOINT FILING AGREEMENTJoint Filing Agreement • December 11th, 2014 • Castle Creek Capital Partners V, LP • State commercial banks
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to shares of Common Stock of Guaranty Federal Bancshares, Inc., and that this Joint Filing Agreement shall be included as an Exhibit to such filing.
JOINT FILING AGREEMENTJoint Filing Agreement • March 18th, 2015 • Castle Creek Capital Partners V, LP • State commercial banks
The undersigned acknowledge and agree that this statement on Schedule 13D, dated March 18, 2015, with respect to the common stock, par value $2.50 per share, of Summit Financial Group, Inc., a West Virginia corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended without the necessity of filing additional joint filing agreements.
