] SHARES OF COMMON STOCK ECM ENERGY SERVICES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 24th, 2014 • Ecm Energy Services Inc • Services-equipment rental & leasing, nec • New York
ECM Energy Services, Inc., a Delaware corporation (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Exhibit A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of [ ] shares of common stock, par value $0.001 per share (the “Common Stock”) of the Company (the “Firm Shares”). The Firm Shares are more fully described in the Registration Statement and Prospectus referred to below.
EMPLOYMENT AGREEMENTEmployment Agreement • March 31st, 2014 • Ecm Energy Services Inc • Services-equipment rental & leasing, nec • Delaware
This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of September 11, 2013 (the “Effective Date”), by and between ECM Energy Services, Inc., a Delaware corporation (the “Company”) having its principal place of business at 1000 Commerce Park Drive, Suite 301, Williamsport, PA 17701, and Harry Wahl (“Executive”, and the Company and the Executive collectively referred to herein as the “Parties”) having an address at 35 Woodside Dr, Mountoursville, PA 17754.
COMMON STOCK PURCHASE WARRANT ECM ENERGY SERVICES, INC.Common Stock Purchase Warrant • March 31st, 2014 • Ecm Energy Services Inc • Services-equipment rental & leasing, nec • Delaware
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the “Initial Exercise Date” (which is the Issue Date) and on or prior to the close of business on the fifth (5th) anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from ECM Energy Services, Inc., a Delaware corporation (the “Company”), up to 2 shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
