SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Sub-Investment Advisory Agreement • February 27th, 2020 • BNY Mellon Investment Funds II, Inc. • New York
BANK SELLING AGREEMENTBank Selling Agreement • February 29th, 2016 • Dreyfus BNY Mellon Funds, Inc. • New York
MBSC Securities Corporation ("we or "us") is the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation ("Dreyfus") or its subsidiaries or affiliates (each, a "Fund" and collectively, the "Funds") pursuant to the terms of a Distribution Agreement between us and the Funds. You, the firm specified on the signature page hereto ("you"), are a "bank" (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")). We agree to allow you to make shares of the Funds available to your customers in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the full, statutory prospectus (the "Statutory Prospectus") and related statement of additional information (the "SAI")
TRANSFER AGENCY AGREEMENT by and between EACH INVESTMENT COMPANY LISTED ON SCHEDULE B HERETO and DREYFUS TRANSFER, INC.Transfer Agency Agreement • January 22nd, 2014 • Dreyfus BNY Mellon Funds, Inc.
Background 3 Terms 3 1 Appointment 3 2 Records; Visits 8 3 Services 9 4 Confidentiality 40 5 Privacy 41 6 Audits; Questionnaires 43 7 Cooperation with Accountants 44 8 Disaster Recovery 44 9 Fees and Expenses 45 10 Instructions 47 11 Terms Relating to Liability 49 12 Indemnification 50 13 Termination 52 14 Policies and Procedures 54 15 Notices 55 16 Amendments 56 17 Assignment; Subcontracting 56 18 Facsimile Signatures; Counterparts 56 19 Miscellaneous 56
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • February 29th, 2016 • Dreyfus BNY Mellon Funds, Inc. • New York
MBSC Securities Corporation ("we or "us"), as the principal underwriter and exclusive agent for the continuous distribution of the shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation ("Dreyfus") or its subsidiaries or affiliates (each, a "Fund" and collectively, the "Funds") pursuant to the terms of a Distribution Agreement between us and the Funds, agrees to sell Fund shares to you, the firm specified on the signature page hereto ("you"), in accordance with the terms and conditions set forth in this Agreement. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the full, statutory prospectus (the "Statutory Prospectus") and related statement of additional information (the "SAI") incorporated therein by reference (as amended or supplemented) of each of the respective Funds included in the then currently effective registration statement (or post-effective
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATION 200 Park Avenue New York, New York 10166Sub-Investment Advisory Agreement • May 15th, 2018 • Dreyfus BNY Mellon Funds, Inc. • New York
Dreyfus BNY Mellon Funds, Inc. (the "Company") desires to employ the capital of one of its series, Dreyfus Select Managers Long/Short Fund (the "Fund"), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Company's Board. The Company employs The Dreyfus Corporation (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain Gotham Asset Management, LLC ("you" or the "Sub-Adviser") to act as the Fund's sub-investment adviser with respect to that portion of the Fund's assets which may be assigned to you from time to time (the "sub-advised assets")
MANAGEMENT AGREEMENT BNY MELLON INVESTMENT FUNDS II, INC.Management Agreement • February 27th, 2020 • BNY Mellon Investment Funds II, Inc. • New York
The above-named investment company (the "Fund") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
DREYFUS BNY MELLON FUNDS, INC. - Dreyfus Select Managers Long/Short FundDreyfus BNY Mellon Funds, Inc. • December 30th, 2015 • New York
The Sub-Investment Advisory Agreements for Dreyfus Select Managers Long/Short Fund between Dreyfus and Pine River Capital Management L.P. ("Pine River") and Cramer Rosenthal McGlynn, LLC ("Cramer Rosenthal") are filed herein.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • February 27th, 2017 • Dreyfus BNY Mellon Funds, Inc. • New York
This Amendment to the Custody Agreement (defined below) is made as of October 1, 2013 by and between each investment company identified on Schedule 1 hereto, as such Schedule may be amended from time to time (each such investment company and each investment company made subject to the Custody Agreement in accordance with Section 10.12 thereof, the "Fund"), and The Bank of New York Mellon (the "Custodian"). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custody Agreement.
SUB-SUB-INVESTMENT ADVISORY AGREEMENT NEWTON INVESTMENT MANAGEMENT LIMITED 160 Queen Victoria Street London, EC4V, 4LA, United KingdomSub-Sub-Investment Advisory Agreement • February 27th, 2024 • BNY Mellon Investment Funds II, Inc.
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATIONSub-Investment Advisory Agreement • November 24th, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
SERVICE AGREEMENTService Agreement • February 24th, 2023 • BNY Mellon Investment Funds II, Inc. • New York
This Agreement is entered into as of __________, ____ between __________________, a ___________________ (the "Service Provider") and BNY Mellon Securities Corporation, a New York corporation ("BNYMSC").
CUSTODY AGREEMENT by and between THE FUNDS LISTED ON SCHEDULE 1 HERETO and THE BANK OF NEW YORK MELLONCustody Agreement • January 22nd, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
Dreyfus BNY Mellon Funds, Inc. (the “Registrant”) Dreyfus Alternative Diversifier Strategies Fund (“DADSF”) Dreyfus Global Emerging Markets Fund (“DGEMF”) Dreyfus Select Managers Long/Short Equity Fund (“DSMLSEF”) Dreyfus Yield Enhancement Strategy...Management Agreement • December 30th, 2014 • Dreyfus BNY Mellon Funds, Inc.
The Registrant’s Management Agreement (for DGEMF and DYESF), dated December 17, 2013, revised as of February 20, 2014, is incorporated by reference to Post-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form N-1A, which was filed with the Securities and Exchange Commission (the “SEC”) on February 18, 2014.
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATIONSub-Investment Advisory Agreement • February 26th, 2015 • Dreyfus BNY Mellon Funds, Inc. • New York
Dreyfus BNY Mellon Funds, Inc. (the “Company”) desires to employ the capital of one of its series, Dreyfus Select Managers Long/Short Equity Fund (the “Fund”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund’s Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Company’s Board. The Company employs The Dreyfus Corporation (the “Adviser”) to act as the Fund’s investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree pursuant to this agreement (the “Agreement”) to accept such retention, to act as the Fund’s sub-investment adviser with respect to that portion of the Fund’s assets which may be assigned to you
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • January 22nd, 2014 • Dreyfus BNY Mellon Funds, Inc.
This is to confirm that, in consideration of the agreements hereinafter contained, each investment company identified on Exhibit A hereto, as such Exhibit may be amended from time to time (each, the “Fund”), has agreed that you shall be, for the period of this agreement, the distributor of (a) shares of each series of the Fund set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a “Series”) or (b) if no Series are set forth on such Exhibit, shares of the Fund. For purposes of this agreement the term “Shares” shall mean the authorized shares of the relevant Series, if any, and otherwise shall mean the Fund’s authorized shares.
PORTFOLIO ALLOCATION MANAGEMENT AGREEMENT THE DREYFUS CORPORATIONAllocation Management Agreement • March 20th, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
Dreyfus BNY Mellon Funds, Inc. (the "Company") desires to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Fund"), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Company's Board. The Company employs The Dreyfus Corporation (the "Adviser") to act as the Fund's investment adviser pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you, and has authorized the Adviser to engage one or more sub-investment advisers to provide day-to-day management of the Fund's investments. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such reten
MANAGEMENT AGREEMENT BNY MELLON INVESTMENT FUNDS II, INC.Management Agreement • February 27th, 2020 • BNY Mellon Investment Funds II, Inc. • New York
The above-named investment company (the "Fund") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 24th, 2023 • BNY Mellon Investment Funds II, Inc.
THIS FUND OF FUNDS INVESTMENT AGREEMENT, is entered into as of December 19, 2022 (the “Agreement”), by and among the Acquiring Funds, severally and not jointly (each, an “Acquiring Fund”), and the Acquired Funds (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), listed on Schedule A.
MANAGEMENT AGREEMENT DREYFUS BNY MELLON FUNDS, INC.Management Agreement • January 22nd, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
The above-named investment company (the “Fund”) consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), herewith confirms its agreement with you as follows:
DREYFUS BNY MELLON FUNDS, INC. - Dreyfus Select Managers Long/Short FundDreyfus BNY Mellon Funds, Inc. • December 29th, 2016
The Sub-Investment Advisory Agreement between The Dreyfus Corporation and Ramius Advisors, LLC, on behalf of Dreyfus Select Managers Long/Short Fund, dated July 28, 2016, is incorporated by reference to Exhibit (d)(12) of Post-Effective Amendment No. 39 to the Registration Statement on Form N-1A, filed on August 09, 2016.
DREYFUS BNY MELLON FUNDS, INC. - Dreyfus Select Managers Long/Short FundDreyfus BNY Mellon Funds, Inc. • June 29th, 2015
The Sub-Investment Advisory Agreement for Dreyfus Select Managers Long/Short Fund between Dreyfus and Three Bridges Capital, LP is incorporated by reference to Exhibit (d)(ix) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed on February 26, 2015.
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286BNY Mellon Investment Funds II, Inc. • February 23rd, 2021
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286BNY Mellon Investment Funds II, Inc. • February 23rd, 2021
MANAGEMENT AGREEMENT DREYFUS BNY MELLON FUNDS, INC.Management Agreement • November 24th, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
The above-named investment company (the "Fund") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
MANAGEMENT AGREEMENT DREYFUS BNY MELLON FUNDS, INC. New York, New York 10166Management Agreement • March 20th, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
The above-named investment company (the "Fund") consisting of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a "Series"), herewith confirms its agreement with you as follows:
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286BNY Mellon Investment Funds II, Inc. • February 24th, 2023
BNY Mellon Investment Funds II, Inc. -BNY Mellon Alternative Diversifier Strategies Fund 240 Greenwich Street New York, New York 10286
DREYFUS BNY MELLON FUNDS, INC.Dreyfus BNY Mellon Funds, Inc. • December 26th, 2017
The Management Agreement between The Dreyfus Corporation ("Dreyfus") and Dreyfus BNY Mellon Funds, Inc., on behalf of Dreyfus Global Emerging Markets Fund ("DGEMF"), Dreyfus Emerging Markets Debt U.S. Dollar Fund, and Dreyfus Yield Enhancement Strategy Fund, dated December 17, 2013, amended as of May 1, 2017, is incorporated by reference to Exhibit (d)(1) of Post-Effective Amendment No. 44 to the Registration Statement on Form N-1A, filed on May 10, 2017.
SUB-INVESTMENT ADVISORY AGREEMENT THE DREYFUS CORPORATIONSub-Investment Advisory Agreement • January 22nd, 2014 • Dreyfus BNY Mellon Funds, Inc. • New York
As you are aware, Dreyfus BNY Mellon Funds, Inc. (the “Fund”) desires to employ the capital of the series named on Schedule 1 hereto, as such Schedule may be revised from time to time (each, a “Series”), by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the relevant Series’ Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund’s Board. The Fund employs The Dreyfus Corporation (the “Adviser”) to act as the Series’ investment adviser pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Adviser is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Series’ sub-investment adviser with respect to that portion of the Series’ assets which may be assigned
