AMENDMENT TO TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 30th, 2017 • Guggenheim Strategy Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Strategy Funds Trust (the “Trust”).
FORM OF (CEFs) GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRING FUND) FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 28th, 2022 • Guggenheim Strategy Funds Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022 by and among each Guggenheim Fund (collectively, the “Guggenheim Funds”) listed on Appendix A hereto, on behalf of itself and all current and future separate series thereof, severally and not jointly (each such series, an “Acquiring Fund,” except as otherwise indicated) and each Acquired Fund Registrant listed on Appendix B hereto (each, an “Acquired Fund”) and together with the Acquiring Fund(s), the “Funds”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 11th, 2014 • Guggenheim Strategy Funds Trust • Delaware
TRANSFER AGENCY AGREEMENT dated as of March 1, 2014, between Guggenheim Strategy Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Boulevard, 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850.
FORM OF (OEFs/ETFs) GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRING FUND) FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 28th, 2022 • Guggenheim Strategy Funds Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022, by and among each Guggenheim Fund (collectively, the “Guggenheim Funds”) listed on Appendix A hereto, on behalf of itself and all current and future separate series thereof, severally and not jointly (each such series, an “Acquiring Fund,” except as otherwise indicated) and each Acquired Fund Registrant listed on Appendix B hereto (each, an “Acquired Fund”) and together with the Acquiring Fund(s), the “Funds”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • March 11th, 2014 • Guggenheim Strategy Funds Trust • New York
AGREEMENT made as of this 1st day of March, 2014, between Guggenheim Strategy Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC (“RFS”), a Kansas limited liability company having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850.
AMENDMENT TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • January 30th, 2017 • Guggenheim Strategy Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 20th day of July, 2016, by and between Rydex Fund Services, LLC (“RFS”) and Guggenheim Strategy Funds Trust (the “Trust”).
GUGGENHEIM FUNDS & GUGGENHEIM FUNDS RULE 12d1-4 FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • January 28th, 2022 • Guggenheim Strategy Funds Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022, by and among the Guggenheim Funds (and the separate series thereof, if any) listed in Appendix A – Acquired Funds hereto, severally and not jointly (each Guggenheim Fund and such series, an “Acquired Fund”) and the Guggenheim Funds (and the separate series thereof, if any) listed in Appendix B – Acquiring Funds hereto, severally and not jointly (each Guggenheim Fund and such series, an “Acquiring Fund” and together with the Acquired Fund(s), the “Funds”).
AMENDED AND RESTATED TRANSFER AGENCY AGREEMENTAmended and Restated Transfer Agency Agreement • January 27th, 2023 • Guggenheim Strategy Funds Trust • New York
This AMENDED AND RESTATED TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 24th day of October, 2022 by and between MUFG Investor Services (US), LLC (“MUIS”) and each open-end registered investment company listed on Schedule A hereto (as amended from time to time).
GUGGENHEIM FUNDS RULE 12d1-4 (ACQUIRED FUND) FORM OF FUND OF FUNDS INVESTMENT AGREEMENTGuggenheim Funds • January 28th, 2022 • Guggenheim Strategy Funds Trust • Delaware
THIS AGREEMENT, dated as of [ ], is made by and among each Guggenheim Fund listed on Appendix A – Acquired Funds hereto (as amended from time to time), on behalf of itself and its separate series (if any), severally and not jointly (each, an “Acquired Fund”) and each Acquiring Fund Registrant listed on Appendix B – Acquiring Funds hereto (as amended from time to time), on behalf of itself and its separate series (if any), severally and not jointly (each, an “Acquiring Fund” and together with the Acquired Fund(s), the “Funds”).
AMENDMENT TO TRANSFER AGENCY AGREEMENTSTransfer Agency Agreements • January 28th, 2021 • Guggenheim Strategy Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 27th day of August, 2020, by and between MUFG Investor Services (US), LLC (“MUIS”) and Guggenheim Funds Trust (“GFT”), Guggenheim Variable Funds Trust (“GVFT”), Transparent Value Trust (“TVT”) and Guggenheim Strategy Funds Trust (“GSFT”) (each a “Trust” and collectively, the “Trusts”).
AMENDMENT TO FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • January 28th, 2021 • Guggenheim Strategy Funds Trust
This AMENDMENT (this “Amendment”) is made and entered into, as of this 27th day of August, 2020, by and between MUFG Investor Services (US), LLC (“MUIS”) and Guggenheim Strategy Funds Trust (the “Trust”).
AMENDMENT TO THE AMENDED AND RESTATED OPEN-END FUND ACCOUNTING AND ADMINISTRATION AGREEMENTAccounting and Administration Agreement • January 29th, 2024 • Guggenheim Strategy Funds Trust
This Amendment dated December 13, 2023 (the “Amendment”) is made to the Amended and Restated Open-End Fund Accounting and Administration Agreement dated October 24, 2022 (the “Agreement”) between MUFG Investor Services (US), LLC (“MUIS”) and each open-end registered investment company listed on Schedule A to the Agreement.
AMENDED CUSTODY AGREEMENT SCHEDULE SCHEDULE II COMPANIES AND SERIESCustody Agreement • March 11th, 2014 • Guggenheim Strategy Funds Trust
DISTRIBUTION AGREEMENTDistribution Agreement • March 11th, 2014 • Guggenheim Strategy Funds Trust
THIS AGREEMENT, dated as of March 1, 2014, by and between GUGGENHEIM STRATEGY FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM FUNDS DISTRIBUTORS, LLC, a Delaware limited liability company (hereinafter referred to as the “Distributor”).
AMENDED AND RESTATED OPEN-END FUND ACCOUNTING AND ADMINISTRATION AGREEMENTAccounting and Administration Agreement • January 27th, 2023 • Guggenheim Strategy Funds Trust • New York
This AMENDED AND RESTATED FUND ACCOUNTING AND ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 24th day of October, 2022 by and between MUFG Investor Services (US), LLC (“MUIS”) and each open-end registered investment company listed on Schedule A hereto (as amended from time to time).
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • March 11th, 2014 • Guggenheim Strategy Funds Trust
THIS AGREEMENT, made and entered into this 11th day of November 2013, between GUGGENHEIM STRATEGY FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Fund”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (hereinafter referred to as the “Investment Manager”).
