LICENSE AGREEMENTLicense Agreement • March 31st, 2015 • Parkview Capital Credit, Inc. • Maryland
Contract Type FiledMarch 31st, 2015 Company JurisdictionThis LICENSE AGREEMENT (this “Agreement”) is made and effective as of March 11, 2015 (the “Effective Date”) by and between Parkview Advisors, LLC, a Delaware limited liability company (the “Licensor”), and Parkview Capital Credit, Inc., a Maryland corporation (the “Licensee”) (each a “party,” and collectively, the “parties”).
PARKVIEW CAPITAL CREDIT, INC. FORM OF SUBSCRIPTION AGREEMENT and Name of Subscriber: ______________________________________ Requested Capital Contribution: $____________________________Subscription Agreement • August 11th, 2015 • Parkview Capital Credit, Inc. • Maryland
Contract Type FiledAugust 11th, 2015 Company JurisdictionThe undersigned subscriber (the “Subscriber”) understands that Parkview Capital Credit, Inc., is a Maryland corporation (the “Company”) that has filed a registration statement on Form 10 (the “Registration Statement”) with the Securities and Exchange Commission (the “SEC”) to register its authorized shares of common stock under Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”) and, on a date following the date the SEC declares the Registration Statement effective, intends to elect to be regulated as a business development company (“BDC”) under the Investment Company Act of 1940, as amended (the “Investment Company Act”). Prior to and following the Company’s election to be regulated as a BDC, the Company’s investment objective is to generate both current income and capital appreciation primarily by making direct investments in lower middle-market companies in the form of subordinated debt and, to a lesser extent, senior debt and minority equity investments. In fu
ADMINISTRATION AGREEMENT BETWEEN PARKVIEW CAPITAL CREDIT, INC. AND PARKVIEW ADMINISTRATOR, LLCAdministration Agreement • March 31st, 2015 • Parkview Capital Credit, Inc. • Maryland
Contract Type FiledMarch 31st, 2015 Company JurisdictionThis Administration Agreement (“Agreement”) is made as of March 11, 2015 by and between PARKVIEW CAPITAL CREDIT, INC. a Maryland corporation (the “Company”), and PARKVIEW ADMINISTRATOR, LLC, a Delaware limited liability company (the “Administrator”).
INVESTMENT ADVISORY AGREEMENT BETWEEN PARKVIEW CAPITAL CREDIT, INC. AND PARKVIEW ADVISORS, LLCInvestment Advisory Agreement • March 31st, 2015 • Parkview Capital Credit, Inc. • Maryland
Contract Type FiledMarch 31st, 2015 Company JurisdictionThis Investment Advisory Agreement (the “Agreement”) is made as of March 11, 2015, by and between PARKVIEW CAPITAL CREDIT, INC., a Maryland corporation (the “Company”), and PARKVIEW ADVISORS, LLC, a Delaware limited liability company (the “Advisor”).
GUARANTYGuaranty • February 22nd, 2018 • Parkview Capital Credit, Inc. • Florida
Contract Type FiledFebruary 22nd, 2018 Company JurisdictionTHIS GUARANTY (this “Guaranty”) is made as of the 16th day of February, 2018, by PARKVIEW CAPITAL CREDIT, INC., a Maryland corporation (the “Guarantor”), to and for the benefit of BI 28 LLC, a Florida limited liability company, having an address for purposes hereof of 2601 S. Bayshore Drive, Suite 1200, Miami, FL 33133 (the “Lender”).
CUSTODY AGREEMENT dated as of December 1, 2015 by and between PARKVIEW CAPITAL CREDIT, INC. and MILLENNIUM TRUST COMPANY, LLCCustody Agreement • December 7th, 2015 • Parkview Capital Credit, Inc. • Illinois
Contract Type FiledDecember 7th, 2015 Company JurisdictionTHIS CUSTODY AGREEMENT (this “Agreement”) is dated as of December 1, 2015 by and between PARKVIEW CAPITAL CREDIT, INC., a corporation organized under the laws of Maryland, having its principal place of business at Two Post Oak Center, 1980 Post Oak Boulevard, 15th Floor, Houston, Texas 77056 (the “Fund”), and MILLENNIUM TRUST COMPANY, LLC, a limited liability company organized under the laws of the State of Illinois, having its principal place of business at 2001 Spring Road, Oak Brook, IL 60523 (the “Custodian”).
FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 14th, 2017 • Parkview Capital Credit, Inc.
Contract Type FiledNovember 14th, 2017 CompanyThis FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT (this “Amendment”), effective as of November 10, 2017, is entered into by and between PARKVIEW CAPITAL CREDIT, INC., a Maryland corporation (the “Company”), and PARKVIEW ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the Agreement (defined below).