CROW POINT GLOBAL DIVIDEND PLUS FUND AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • June 21st, 2016 • Crow Point Global Dividend Plus Fund • Delaware
Contract Type FiledJune 21st, 2016 Company JurisdictionThis AGREEMENT AND DECLARATION OF TRUST is made as of May 17, 2016, by Peter J. DeCaprio, as initial trustee (“Initial Trustee”), for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
FUND SERVICES AGREEMENTFund Services Agreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund • New York
Contract Type FiledJune 21st, 2016 Company JurisdictionTHIS FUND SERVICES AGREEMENT (this “Agreement”) dated the 24th day of May, 2016 (the “Effective Date”), is entered into by and between CROW POINT GLOBAL DIVIDEND PLUS FUND, a Delaware statutory trust having its principal office and place of business at 25 Recreation Park Drive, Suite 110, Hingham, Massachusetts 02043 (the "Fund") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”).
CUSTODY AGREEMENTCustody Agreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund • Ohio
Contract Type FiledJune 21st, 2016 Company JurisdictionTHIS CUSTODY AGREEMENT (“Agreement”), dated as of May 16, 2016, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and Crow Point Global Plus Fund, a statutory trust formed under the laws of the State of Delaware (the “Company”).
BY-LAWS OF CROW POINT GLOBAL DIVIDEND PLUS FUNDCrow Point Global Dividend Plus Fund • June 21st, 2016
Company FiledJune 21st, 2016
UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund • Nebraska
Contract Type FiledJune 21st, 2016 Company JurisdictionTHIS UNDERWRITING AGREEMENT (this “Agreement”) dated the 24th day of May, 2016 (the “Effective Date”), is entered into by and between CROW POINT GLOBAL DIVIDEND PLUS FUND, a Delaware statutory trust, having its principal office and place of business at 25 Recreation Park Drive, Suite 110, Hingham, MA 02043 (the “Fund”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”). Capitalized terms used herein and not otherwise defined shall have the meaning prescribed to them in Section 16 of this Agreement.
SUBADVISORY AGREEMENT CROW POINT GLOBAL DIVIDEND PLUS FUNDSubadvisory Agreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund • Delaware
Contract Type FiledJune 21st, 2016 Company JurisdictionTHIS AGREEMENT is made and entered into as of this May 11, 2016, by and between RECON CAPITAL PARTNERS, LLC (the “Adviser”), a limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), located at 145 Mason Street, 2nd Floor, Greenwich, CT 06830, and CROW POINT PARTNERS LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 25 Recreation Park Drive, Suite 110, Hingham, MA 02043, with respect to CROW POINT GLOBAL DIVIDEND PLUS FUND, a Delaware statutory trust (the “Fund”).
INVESTMENT ADVISORY AGREEMENT CROW POINT GLOBAL DIVIDEND PLUS FUNDInvestment Advisory Agreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund • Delaware
Contract Type FiledJune 21st, 2016 Company JurisdictionAGREEMENT, made this 11th day of May, 2016, between Crow Point Global Dividend Plus Fund (“Fund”), a Delaware statutory trust, and Recon Capital Partners, LLC, a Delaware limited liability company (“Adviser”).
Expense Limitation AgreementAgreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund
Contract Type FiledJune 21st, 2016 Company
ADMINISTRATION CONTRACT CROW POINT GLOBAL DIVIDEND PLUS FUNDAgreement • June 21st, 2016 • Crow Point Global Dividend Plus Fund
Contract Type FiledJune 21st, 2016 CompanyAGREEMENT, made this 24th day of May, 2016, between Crow Point Global Dividend Plus Fund (“Fund”), a Delaware statutory trust, and Recon Capital Partners, LLC, a Delaware limited liability company (“Recon Capital”).