EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • January 21st, 2022 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores • New York
4,850,000 Shares NOUVEAU MONDE GRAPHITE INC. Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • April 12th, 2023 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores • New York
ROYALTY PURCHASE AGREEMENTAgreement • May 14th, 2021 • Nouveau Monde Graphite Inc.
The Owner wishes to grant to the Holder, and the Holder wishes to purchase from the Owner, a 3.0% net smelter royalty in the Property and on all minerals mined, provided or otherwise recovered from the Property (as defined below) subject to and on the terms and conditions set forth herein.
SUBSCRIPTION AGREEMENTInvestor Rights Agreement • February 26th, 2024 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores
NOW THEREFORE, in consideration of, and in reliance on, the premises, representations, warranties, covenants and agreements set forth in this Agreement and the Ancillary Agreements (as defined below), the parties hereby agree as follows:
NOUVEAU MONDE GRAPHITE INC. as the Corporation and PALLINGHURST GRAPHITE LIMITED as the Holder CONVERTIBLE BOND SUBSCRIPTION AGREEMENT July 14, 2020 ARTICLE 1 INTERPRETATIONInvestment Agreement • May 14th, 2021 • Nouveau Monde Graphite Inc.
The Corporation wishes to issue to the Holder, and the Holder wishes to subscribe to, a bond in the principal amount of $15,000,000, which bond would be convertible into common shares of the Corporation, the whole subject to and on the terms and conditions set forth herein.
AMENDED AND RESTATED INVESTMENT AGREEMENTInvestment Agreement • May 14th, 2021 • Nouveau Monde Graphite Inc.
NOW THEREFORE in consideration of the mutual covenants and agreements contained in this Agreement and for other good and valuable consideration the receipt and adequacy of which are acknowledged, the Parties agree as follows.
Side Letter AgreementSide Letter Agreement • October 31st, 2022 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores • New York
THIS Side Letter Agreement (hereinafter called “Agreement”) is made and entered into this 19th day of October, 2022, at 6:00 p.m. (Montréal time), by and between Nouveau Monde Graphite Inc., a Canadian corporation (“NMG”) and Mitsui & Co., Ltd., a Japanese corporation (“Mitsui”) (NMG and MITSUI being hereinafter collectively called the “Parties” and individually a “Party”), in connection with the sale and issuance by NMG of a convertible note (the “Note”) to Mitsui pursuant to the terms and conditions of the Convertible Note Subscription Agreement dated as of the date hereof, by and among NMG and Mitsui (the “Subscription Agreement”). This Agreement shall become effective upon the Closing of Mitsui’s purchase of the Note. Except as otherwise specified herein, all capitalized terms used but not otherwise defined herein shall have the respective meanings assigned thereto in the Subscription Agreement.
7,000,000 Shares NOUVEAU MONDE GRAPHITE INC. Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2021 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores • New York
A final base shelf prospectus dated May 19, 2021 containing important information relating to the securities described in this document has been filed with the securities regulatory authority in each of the provinces of Canada. No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. A copy of the final base shelf prospectus, and any applicable shelf prospectus supplement, is required to be delivered with this document. This document does not provide full disclosure of all material facts relating to the securities offered. Investors should read the final base shelf prospectus, any amendment and any applicable shelf prospectus supplement for disclosure of those facts, especially risk factors relating to the securities offered, before making an investment decision.
UNDERWRITING AGREEMENTUnderwriting Agreement • May 14th, 2021 • Nouveau Monde Graphite Inc.
The undersigned, BMO Nesbitt Burns Inc. (“BMO” or the “Underwriter”) understands that Nouveau Monde Graphite Inc. (the “Corporation”) proposes to issue and sell 10,345,000 Common Shares (as defined herein) in the capital of the Corporation (the “Base Shares”), at a price of $1.45 per Base Share (the “Offering Price”), for an aggregate purchase price of $15,000,250.
Nouveau Monde and Forge Nano Sign a Collaboration Agreement for Advanced Coatings for Li-Ion Battery Anode MaterialNouveau Monde • May 14th, 2021 • Nouveau Monde Graphite Inc.
• Coating of Nouveau Monde’s spherical graphite represents the final and most advanced step in the value chain of battery anode material, generating attractive profit margins.
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • February 1st, 2024 • Nouveau Monde Graphite Inc. • Miscellaneous metal ores
IN CONSIDERATION of the premises and the mutual agreements in this Agreement, and for other good and valuable consideration (the receipt and sufficiency of which are acknowledged by each Party (as defined below)), the Parties agree as follows:
