Yintech Investment Holdings Limited [Number of ADSs] American Depositary Shares Representing [Number of Shares] Ordinary Shares (Par Value US$0.00001 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • April 19th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
Introductory. Yintech Investment Holdings Limited, an exempted company incorporated under the laws of the Cayman Islands (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of [·] American Depositary Shares (“ADSs”), each representing 20 ordinary shares, par value US$0.00001 per share, of the Company (each an “Ordinary Share”). The [·] ADSs to be sold by the Company are collectively called the “Firm ADSs.” In addition, the Company has granted to the Underwriters an option to purchase up to an additional [·] ADSs, all as provided in Section 2. The additional [·] ADSs to be sold by the Company pursuant to such option are collectively called the “Optional ADSs.” The Firm ADSs and, if and to the extent such option is exercised, the Optional ADSs are collectively called the “Offered ADSs.” The Ordinary Shares represented by the Firm ADSs are hereinafter called the “Firm Shares,” the Ordinary Shares represented by the
YINTECH INVESTMENT HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement Dated as ofDeposit Agreement • April 19th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
DEPOSIT AGREEMENT dated as of among YINTECH INVESTMENT HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
FORM OF INDEMNIFICATION AGREEMENT YINTECH INVESTMENT HOLDINGS LIMITEDIndemnification Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Indemnification Agreement (this “Agreement”), made and entered into as of the day of , 20 , by and between Yintech Investment Holdings Limited, an exempted company with limited liability under the laws of Cayman Islands (the “Company”) and (“Indemnitee”).
EMPLOYMENT AGREEMENTEmployment Agreement • December 21st, 2015 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Employment Agreement (the “Agreement”), dated as of [MONTH DATE], [YEAR] (the “Effective Date”), is entered between Yintech Investment Holdings Limited, a company incorporated in the Cayman Islands (the “Company”) and [NAME] (the “Executive”).
AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • August 17th, 2020 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Agreement and Plan of Merger (this “Agreement”), dated as of August 17, 2020, is made by and among Yinke Holdings Ltd, an exempted company incorporated with limited liability under the laws of the Cayman Islands (“Parent”); Yinke Merger Co. Ltd, an exempted company incorporated with limited liability under the laws of the Cayman Islands and a wholly-owned subsidiary of Parent (“Merger Sub”); and Yintech Investment Holdings Limited, an exempted company incorporated with limited liability under the laws of the Cayman Islands (the “Company”). Parent, Merger Sub and the Company are each sometimes referred to herein as a “Party” and collectively as the “Parties.” All capitalized terms used in this Agreement shall have the meaning ascribed to such terms in Section 1.01 or as otherwise defined elsewhere in this Agreement, unless the context clearly provides otherwise.
Risk and Return Transfer Execution Guarantee Agreement With Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1Transfer Execution Guarantee Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
Risk and Return Transfer Execution Guarantee Agreement of Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1 (the “Agreement”) is entered into on the day of October 22, 2015 by the following parties in Shanghai, China.
SUBSCRIPTION AGREEMENTSubscription Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
WHEREAS, the Purchaser wishes to invest in the Company by acquiring, and the Company wishes to issue to the Purchaser, ordinary shares in the Company (“Ordinary Shares”) in a transaction exempt from registration pursuant to Regulation S of the U.S. Securities Act of 1933, as amended (“Regulation S” and the “Securities Act,” respectively), as contemplated by this Agreement (the “Private Placement”); and
Risk Disclosure and Trading Agreement (Applicable for comprehensive members, settlement members and industrial members)Disclosure and Trading Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
Risk and Return Transfer Agreement With Pan Hou Wei Ran—PHC Commodity Equity Interest Swap Fund No. 1Transfer Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
This Risk and Return Transfer Agreement with Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1 (the “Agreement”) was entered into on the day of Column A by the following two parties in Shanghai, China.
EMPLOYMENT AGREEMENTEmployment Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Employment Agreement (the “Agreement”), dated as of Column A (the “Effective Date”), is entered between Yintech Investment Holdings Limited, a company incorporated in the Cayman Islands (the “Company”) and Column B (the “Executive”).
Supplementary AgreementSupplementary Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
This Supplementary Agreement to the Risk and Return Transfer Agreement of Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1 (this “Supplementary Agreement”) is signed by the following parties at Shanghai, China on Column A
Membership Agreement (Version 2014)Membership Agreement • April 4th, 2016 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
Risk and Return Transfer Agreement With Pan Hou Wei Ran—PHC Commodity Equity Interest Swap Fund No. 1Transfer Agreement • December 21st, 2015 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
This Risk and Return Transfer Agreement with Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1 (the “Agreement”) was entered into on the day of September 30, 2015 by the following two parties in Shanghai, China.
Supplementary AgreementSupplementary Agreement • December 21st, 2015 • Yintech Investment Holdings LTD • Security & commodity brokers, dealers, exchanges & services
This Supplementary Agreement to the Risk and Return Transfer Agreement of Pan Hou Wei Ran — PHC Commodity Equity Interest Swap Fund No.1 (this “Supplementary Agreement”) is signed by the following parties at Shanghai, China on [Day] [Month], 2015:
