INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2021 • FS Series Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”) is entered into and effective as of January 22, 2021 among FS Fund Advisor, LLC, a Delaware limited liability company (the “Adviser”), FS Alternatives Fund (Cayman), a Cayman Islands exempted company (the “Fund”) and Crabel Capital Management, LLC, a Wisconsin limited liability company (the “Sub-Adviser”).
FS Multi-Strategy Alternatives Fund FORM OF INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 14th, 2017 • FS Series Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”) is entered into and effective as of [●], 2017 among FS Fund Advisor, LLC, a Delaware limited liability company (the “Adviser”), FS Multi-Strategy Alternatives Fund (the “Fund”), a series of FS Series Trust, a Delaware statutory trust (the “Trust”), and MidOcean Credit Fund Management, L.P., a Delaware limited partnership (the “Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 7th, 2018 • FS Series Trust • Delaware
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of November 29, 2018 (the “Agreement”), is between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Investment Manager”), and FS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, FS EVENT DRIVEN FUND (the “Fund”).
AGREEMENT AND DECLARATION OF TRUST OF FS SERIES TRUSTAgreement and Declaration • November 30th, 2016 • FS Series Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of November 28, 2016 for the purpose of governing FS Series Trust, a Delaware statutory trust, in accordance with the provisions hereinafter set forth.
DISTRIBUTION AGREEMENTDistribution Agreement • September 21st, 2017 • FS Series Trust • Delaware
THIS AGREEMENT is made as of April 24, 2017, between FS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2020 • FS Series Trust • Delaware
This Administration Agreement (the “Agreement”) is made this 29th day of January 2020, by and between FS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Energy Total Return Fund (the “Fund”), and FS ENERGY ADVISOR, LLC, a Delaware limited liability company (the “Administrator”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer • April 29th, 2020 • FS Series Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 7th, 2018 • FS Series Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (“Expense Limitation Agreement”) is made as of the 29th day of November, 2018 by and between FS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Long/Short Equity Fund (the “Fund”), and FS Fund Advisor, LLC, a Delaware limited liability company (the “Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN FS SERIES TRUST AND FS ENERGY ADVISOR, LLCInvestment Advisory Agreement • April 29th, 2020 • FS Series Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is made this 29th day of January 2020, by and between FS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Energy Total Return Fund (the “Fund”), and FS ENERGY ADVISOR, LLC, a Delaware limited liability company (the “Adviser”).
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • September 21st, 2017 • FS Series Trust • Massachusetts
This Agreement is made as of February 27, 2017 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • December 14th, 2018 • FS Series Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
BY-LAWS of FS SERIES TRUST A Delaware Statutory Trust Effective as of November 28, 2016 INTRODUCTIONFS Series Trust • February 21st, 2017
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 30th, 2021 • Advisors' Inner Circle Fund III • New York
This Amendment to Custodian Agreement (the “Amendment”) is made as of August 31, 2021 by and between Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (the “Custodian”), and The Advisors’ Inner Circle Fund III (the “Fund”), each acting respectively on its own behalf or through Brown Brothers Harriman & Co. or an affiliate entity of the respective Fund, as its general partner, managing member, investment advisor, managing member of a general partner, and/or similar capacity (the “Manager”).
FS Multi-Strategy Alternatives Fund INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2021 • FS Series Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of the 8th day of January 2021, by and between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Adviser”) and Wilshire Associates Incorporated, a California corporation (the “Sub-Adviser”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 21st, 2017 • FS Series Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (“Expense Limitation Agreement”) is made as of the 26th day of April, 2017 by and between FS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Multi-Strategy Alternatives Fund (the “Fund”), and FS Fund Advisor, LLC, a Delaware limited liability company (the “Advisor”).
FS REAL ASSET FUND (CAYMAN) INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 7th, 2018 • FS Series Trust • Delaware
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of November 29, 2018 (the “Agreement”), is between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Investment Manager”), and FS REAL ASSET FUND (CAYMAN), a Cayman Islands exempted company (the “Fund”), a wholly-owned subsidiary of FS Series Trust (“FS Series”), a Delaware statutory trust and open-end investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), on behalf of its series, FS REAL ASSET FUND (“FS Real Asset”). The purpose of the Fund is to facilitate the implementation of FS Asset’s investment strategies.
SUBSCRIPTION AGREEMENT FOR CLASS I COMMON SHARES OF BENEFICIAL INTEREST OF FS MULTI-STRATEGY ALTERNATIVES FUND, A SERIES OF FS SERIES TRUSTSubscription Agreement • April 14th, 2017 • FS Series Trust
The undersigned hereby subscribes for and agrees to purchase 5,000 Class I common shares of beneficial interest, $0.001 par value per share (the “Class I Common Shares”), of FS Multi-Strategy Alternatives Fund, a series of FS Series Trust, a Delaware statutory trust (the “Trust”), at a price of ten dollars ($10.00) per Class I Common Share, and hereby agrees to contribute cash to the Trust on the date hereof as consideration for the Class I Common Shares in the amount of $50,000.00 (the “Consideration”). The undersigned further agrees to execute and deliver any and all documents or certificates necessary to transfer the Consideration to the Trust in full payment for the Class I Common Shares subscribed for hereunder.
FS Series TrustFS Series Trust • April 29th, 2020
AMENDMENT TO MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • April 29th, 2020 • FS Series Trust
THIS AMENDMENT TO MASTER CUSTODIAN AGREEMENT (the “Amendment”) is made and entered into as of April 15, 2020 by and among each registered investment company identified on Appendix A hereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
FS GLOBAL MACRO FUND (CAYMAN) INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 7th, 2018 • FS Series Trust • Delaware
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of November 29, 2018 (the “Agreement”), is between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Investment Manager”), and FS GLOBAL MACRO FUND (CAYMAN), a Cayman Islands exempted company (the “Fund”), a wholly-owned subsidiary of FS Series Trust (“FS Series”), a Delaware statutory trust and open-end investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), on behalf of its series, FS GLOBAL MACRO FUND (“FS Global Macro”). The purpose of the Fund is to facilitate the implementation of FS Global Macro’s investment strategies.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 29th, 2020 • FS Series Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (“Expense Limitation Agreement”) is made as of the 29th day of January, 2020 by and between FS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Energy Total Return Fund (the “Fund”), and FS Energy Advisor, LLC, a Delaware limited liability company (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 27th, 2018 • FS Series Trust • Delaware
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between FS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Morgan, Lewis & Bockius LLP Philadelphia, PA 19103-2921Advisors' Inner Circle Fund III • September 30th, 2021
Amendment No. 1 to Distribution AgreementDistribution Agreement • December 7th, 2018 • FS Series Trust
This Amendment No. 1 to the Distribution Agreement (this “Amendment”) is entered into by and between FS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”), and is effective as of December 6, 2018 (the “Effective Date”).
SUBSCRIPTION AGREEMENT FOR CLASS I COMMON SHARES OF BENEFICIAL INTEREST OF FS MULTI-STRATEGY ALTERNATIVES FUND, A SERIES OF FS SERIES TRUSTSubscription Agreement • April 14th, 2017 • FS Series Trust
The undersigned hereby subscribes for and agrees to purchase 5,000 Class I common shares of beneficial interest, $0.001 par value per share (the “Class I Common Shares”), of FS Multi-Strategy Alternatives Fund, a series of FS Series Trust, a Delaware statutory trust (the “Trust”), at a price of ten dollars ($10.00) per Class I Common Share, and hereby agrees to contribute cash to the Trust on the date hereof as consideration for the Class I Common Shares in the amount of $50,000.00 (the “Consideration”). The undersigned further agrees to execute and deliver any and all documents or certificates necessary to transfer the Consideration to the Trust in full payment for the Class I Common Shares subscribed for hereunder.
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • April 14th, 2017 • FS Series Trust • Delaware
THIS AGREEMENT is made as of April , 2017, between FS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT SUB-ADVISORY AGREEMENT BY AND AMONG FS SERIES TRUST,Sub-Advisory Agreement • April 29th, 2020 • FS Series Trust • New York
This Investment Sub-Advisory Agreement (“Agreement”) is made this [·], 2020, by and among FS ENERGY ADVISOR, LLC, a Delaware limited liability company (the “Adviser”), FS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Energy Total Return Fund (the “Fund”), and MAGNETAR ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDMENT 2FS Series Trust • April 29th, 2020
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • April 14th, 2017 • FS Series Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of the [ ] day of [ ], 2017, by and between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Adviser”) and Wilshire Associates Incorporated, a California corporation (the “Sub-Adviser”).
ADVISOR COMPLEX SCHEDULEAdvisors' Inner Circle Fund III • September 30th, 2021
This ADVISOR COMPLEX SCHEDULE (this “Schedule”) to the Agreement (as amended, the “Agreement”) originally made as of the 12th day of March, 2014, by and between THE ADVISORS’ INNER CIRCLE FUND III, a business trust existing under the laws of the State of Delaware, having its principal place of business at One Freedom Valley Road, Oaks, Pennsylvania 19456 (the "Trust”) and DST SYSTEMS, INC., a corporation existing under the laws of the State of Delaware, having its principal place of business at 333 West 11th Street, 5th Floor, Kansas City, Missouri 64105 ("DST") is entered into by and between DST and the Trust as of the 27th day of May 2021.
Faegre Drinker Biddle & Reath LLPFS Series Trust • June 11th, 2020
Re: Agreement and Plan of Reorganization by and between FS Series Trust on behalf of its series, FS Energy Total Return Fund, and FS Energy Total Return Fund, a Delaware statutory trust dated February 18, 2020
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • April 26th, 2017 • FS Series Trust • Delaware
This Administration Agreement (the “Agreement”) is made this day of April 2017, by and between FS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, FS Multi-Strategy Alternatives Fund (the “Fund”), and FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Administrator”).
