CUSTODY AGREEMENT dated as of May 3, 2017 by and between FLAT ROCK CAPITAL CORP. (“Company”) and U.S. BANK NATIONAL ASSOCIATION (“Custodian”) THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of May 3, 2017 and is by and between Flat Rock Capital...Custody Agreement • November 14th, 2017 • Flat Rock Capital Corp.
FRC FUNDING I, LLC, as Borrower FLAT ROCK CAPITAL CORP., as Servicer LOAN AND SECURITY AGREEMENT Dated as of October 12, 2018 CERTAIN FINANCIAL INSTITUTIONS, as Lenders STATE BANK AND TRUST COMPANY, as Administrative Agent and ALOSTAR CAPITAL FINANCE,...Loan and Security Agreement • October 18th, 2018 • Flat Rock Capital Corp. • New York
THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is dated as of October 12, 2018, among FRC FUNDING I, LLC, a Delaware limited liability company (“Borrower”), FLAT ROCK CAPITAL CORP., a Maryland corporation (“Servicer”), the financial institutions party to this Agreement from time to time as lenders (collectively, “Lenders”), and STATE BANK AND TRUST COMPANY, a state banking institution incorporated or otherwise organized under the laws of the State of Georgia, as agent for the Lenders (in such capacity, “Agent”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 19th, 2017 • Flat Rock Capital Corp. • New York
This Investment Advisory Agreement (the “Agreement”) is made as of the 16th day of May, 2017, by and between Flat Rock Capital Corp, a Maryland corporation (the “Company”), and Flat Rock Global, LLC, a Delaware limited liability company (the “Adviser” or “Flat Rock Global”).
ADMINISTRATION AGREEMENT BETWEEN FLAT ROCK CAPITAL CORP. AND FLAT ROCK GLOBAL, LLCAdministration Agreement • May 19th, 2017 • Flat Rock Capital Corp. • Maryland
This Administration Agreement (“Agreement”) is made as of May 16, 2017 by and between FLAT ROCK CAPITAL CORP., a Maryland corporation (the “Company”), and FLAT ROCK GLOBAL, LLC, a Delaware limited liability company (the “Administrator”).
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • December 17th, 2018 • Flat Rock Capital Corp.
This First Amendment to Loan and Security Agreement (this “Amendment”), dated as of December 10, 2018, is entered into by and among FRC FUNDING I, LLC, a Delaware limited liability company (“Borrower”), FLAT ROCK CAPITAL CORP., a Maryland corporation (“Servicer”), and STATE BANK AND TRUST COMPANY, a state banking institution incorporated or otherwise organized under the laws of the State of Georgia, as sole lender (“Existing Lender”) and agent for the Lenders (in such capacity, “Agent”) and HITACHI CAPITAL AMERICA CORP., a Delaware corporation (“New Lender”).
SUBSCRIPTION AGREEMENT & INVESTOR QUESTIONAIRESubscription Agreement • May 19th, 2017 • Flat Rock Capital Corp. • New York
THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is made and entered into between Flat Rock Capital Corp., a Maryland corporation (the “Company”), and the investor whose signature appears below (“Investor”).
SALE, CONTRIBUTION AND MASTER PARTICIPATION AGREEMENTSale, Contribution and Master Participation Agreement • October 18th, 2018 • Flat Rock Capital Corp. • New York
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 3rd, 2019 • Flat Rock Capital Corp.
This Second Amendment to Loan and Security Agreement (this “Amendment”), dated as of May 31, 2018, is entered into by and among FRC FUNDING I, LLC, a Delaware limited liability company “Borrower”), FLAT ROCK CAPITAL CORP., a Maryland corporation (“Servicer”), the financial institutions party hereto (the “Lenders”), and CADENCE Bank, N.A., as successor-by-merger to State Bank and Trust Company, as agent for the Lenders (in such capacity, “Agent”).
AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 23rd, 2017 • Flat Rock Capital Corp.
This AMENDMENT NO. 1 TO THE INVESTMENT ADVISORY AGREEMENT (this “Amendment”), effective as of May 22, 2017, is entered into by and between Flat Rock Capital Corp., a Maryland corporation (the “Company”), and Flat Rock Global, LLC, a Delaware limited liability company (the “Adviser”). Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the Advisory Agreement (defined below).
