SECURITIES ACQUISITION AGREEMENTSecurities Acquisition Agreement • August 10th, 2017 • Hua James • Life insurance • New York
Contract Type FiledAugust 10th, 2017 Company Industry JurisdictionThis SECURITIES ACQUISITION AGREEMENT (this “Agreement”) is entered into as of July 28, 2017 by and among Opal Sheppard Opportunities Fund I LP (“Opal Sheppard”) and PJC Investments, LLC, a Texas limited liability company (“PJC”).
JOINT FILING AGREEMENTJoint Filing Agreement • August 10th, 2017 • Hua James • Life insurance
Contract Type FiledAugust 10th, 2017 Company IndustryThe undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, $0.01 par value, of Emergent Capital, Inc. dated as of the date hereof is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
DESIGNATION AGREEMENTDesignation Agreement • August 10th, 2017 • Hua James • Life insurance • New York
Contract Type FiledAugust 10th, 2017 Company Industry JurisdictionThis DESIGNATION AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of July 28, 2017, is entered into by and between (a) Emergent Capital, Inc., a Florida corporation (“Emergent”) and (b) Opal Sheppard Opportunities Fund I LP, a Delaware limited partnership (“Opal Sheppard”). Each of Emergent and Opal Sheppard may also be referred to herein as a “Party” and collectively as the “Parties”.