PARINGA RESOURCES LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement Dated as of September 27, 2018Deposit Agreement • October 31st, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • New York
Contract Type FiledOctober 31st, 2018 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of September 27, 2018 among PARINGA RESOURCES LIMITED, a company incorporated under the laws of the Commonwealth of Australia (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
Unit Price Contract Poplar Grove SlopeUnit Price Contract • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • Kentucky
Contract Type FiledSeptember 4th, 2018 Company Industry JurisdictionThis Unit Price Contract (“Contract”), made this 26 of October, 2017, is entered by and between Frontier-Kemper Constructors, Inc., an Indiana corporation (“Contractor”), and Hartshorne Mining, LLC, a Delaware Limited Liability Company (“Owner”). In consideration of mutual promises and valuable consideration, Contractor and Owner agree:
ContractParinga Resources LTD • October 31st, 2019 • Bituminous coal & lignite mining
Company FiledOctober 31st, 2019 IndustryPursuant to 17 CFR 229.601(b)(2)(ii), confidential information (indicated by [***]) has been omitted from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed.
AMENDMENT NO. 1 TO COAL SUPPLY AGREEMENT AND PRODUCER’S CERTIFICATESupply Agreement • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining
Contract Type FiledSeptember 4th, 2018 Company IndustryTHIS AMENDMENT NO. 1 TO COAL SUPPLY AGREEMENT AND PRODUCER’S CERTIFICATE (“Amendment No. 1”) is entered into, effective as of May ___, 2016, by and between Louisville Gas and Electric Company (“LG&E”) and Kentucky Utilities Company (“KU”), each a Kentucky corporation, with a common address at 220 West Main Street, Louisville, Kentucky 40202 (LG&E and KU are each individually sometimes herein called a "Buyer"), and Hartshorne Mining Group, LLC, a Delaware limited liability company, with an address at 6724 E. Morgan Avenue, Suite B, Evansville, Indiana 47715 (herein called the “Seller”).
Hartshorne Mining Group, LLC Employment AgreementEmployment Agreement • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • Kentucky
Contract Type FiledSeptember 4th, 2018 Company Industry JurisdictionThis is an Employment Agreement (the “Agreement”) dated as of [•], between Hartshorne Mining Group, LLC (the “Company”), a Delaware limited liability company, and [•] (“Employee”).
Pursuant to 17 CFR 240.24b-2, confidential information (indicated by [***]) has been omitted from this exhibit and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the...Facility Agreement • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • New South Wales
Contract Type FiledSeptember 4th, 2018 Company Industry JurisdictionHartshorne Mining Group, LLC. (as Borrower) Paringa Resources Limited (as Parent) Each party listed in Schedule 1 (as Guarantors) Macquarie Bank Limited (as Original Lender, Agent and Security Trustee)
COAL SUPPLY AGREEMENT BETWEEN HARTSHORNE MINING GROUP, LLC AND LOUISVILLE GAS AND ELECTRIC COMPANY and KENTUCKY UTILITIES COMPANYSupply Agreement • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • Kentucky
Contract Type FiledSeptember 4th, 2018 Company Industry JurisdictionThis is a coal supply agreement (the “Agreement”) dated as of October 15, 2015 by and between LOUISVILLE GAS AND ELECTRIC COMPANY (“LG&E”) and KENTUCKY UTILITIES COMPANY (“KU”), each a Kentucky corporation, with a common address at 220 West Main Street, Louisville, Kentucky 40202 (LG&E and KU are each individually sometimes herein called a “Buyer” as more particularly described below) and HARTSHORNE MINING GROUP, LLC, with an address at 6724 E Morgan Ave, Suite B, Evansville, Indiana 47715, a Delaware Limited Liability Company (herein called the “Seller”).
Fixed Price ContractFixed Price Contract • September 4th, 2018 • Paringa Resources LTD • Bituminous coal & lignite mining • Kentucky
Contract Type FiledSeptember 4th, 2018 Company Industry JurisdictionThis Fixed Price Contract (“Contract”), made this 23 of June, 2017, is entered by and between Fricke Management and Contracting, Inc., an Illinois Corporation (“Contractor”), and Hartshorne Mining, LLC, a Delaware Limited Liability Company (“Owner”). In consideration of mutual promises and valuable consideration, Contractor and Owner agree:
AMENDMENT NO. 2 TO COAL SUPPLY AGREEMENTSupply Agreement • October 31st, 2019 • Paringa Resources LTD • Bituminous coal & lignite mining
Contract Type FiledOctober 31st, 2019 Company IndustryTHIS AMENDMENT NO. 2 TO COAL SUPPLY AGREEMENT (“Amendment No. 2”) is entered into, effective as of October 1, 2019, by and between Louisville Gas and Electric Company (“LG&E”) and Kentucky Utilities Company (“KU”), each a Kentucky corporation, with a common address at 220 West Main Street, Louisville, Kentucky 40202 (LG&E and KU are each individually sometimes herein called a “Buyer”), and Hartshorne Mining Group, LLC, a Delaware limited liability company, with an address at 6724 E. Morgan Avenue, Suite B, Evansville, Indiana 47715 (herein called the “Seller”).
ContractParinga Resources LTD • October 31st, 2019 • Bituminous coal & lignite mining • New South Wales
Company FiledOctober 31st, 2019 Industry JurisdictionPursuant to 17 CFR 229.601(b)(2)(ii), confidential information (indicated by [***]) has been omitted from this exhibit because it is both not material and would likely cause competitive harm to the registrant if publicly disclosed.