DISTRIBUTION AGREEMENTDistribution Agreement • April 11th, 2019 • FlowStone Opportunity Fund • Delaware
THIS AGREEMENT is made and entered into as of this day of , 2019 (“Effective Date”), by and between FlowStone Opportunity Fund (the “Fund”) and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
FLOWSTONE OPPORTUNITY FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated: April 8, 2019Agreement and Declaration of Trust • December 19th, 2022 • FlowStone Opportunity Fund
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of FlowStone Opportunity Fund, a Delaware statutory trust, is made as of April 8, 2019 by the undersigned Trustee (together with all other persons from time to time duly elected, qualified and serving as Trustees in accordance with the provisions of Article III hereof, the “Trustees”);
FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT flowstone Opportunity FUNDInvestment Management Agreement • December 19th, 2022 • FlowStone Opportunity Fund • Delaware
This FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT made this 28th day of November, 2022, by and between FlowStone Opportunity Fund (formerly known as Cresset Private Equity Opportunity Fund), a Delaware statutory trust (the “Fund”), and FlowStone Partners, LLC (as successor to Cresset SPG, LLC), a Delaware limited liability company (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 21st, 2022 • FlowStone Opportunity Fund • Delaware
THIS Distribution AGREEMENT (the “Agreement”) is made as of this 29th day of August, 2022, by and among FlowStone Opportunity Fund, a Delaware statutory trust (the “Trust”), FlowStone Partners, LLC, a limited liability company, solely for purposes of Section 5 hereof (the “Adviser”) and UMB Distribution Services, LLC, a Wisconsin limited liability company ("Provider").
CUSTODY AGREEMENT Dated December 14, 2018 Between UMB BANK, N.A. and CRESSET PRIVATE MARKET OPPORTUNITY FUND CUSTODY AGREEMENTCustody Agreement • July 29th, 2021 • FlowStone Opportunity Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and Cresset Private Market Opportunity Fund (the "Fund").
ContractDistribution Services Agreement • July 1st, 2020 • FlowStone Opportunity Fund • Delaware
DISTRIBUTION SERVICES AGREEMENTTHIS AGREEMENT made this 3ot11 day of August 2019, by and between Flowstone Partners, LLC (the "Adviser"), and Foreside Financial Services, LLC, a Delaware limited liability company (the "Distributor").WHEREAS, pursuant to a distribution agreement by and between the Distributor and Flowstone Opportunity Fund (the "Fund") dated as of August 30, 2019 (the "Distribution Agreement''), the Distributor acts as the principal underwriter and distributor of shares of the Fund; andWHEREAS, the Adviser serves as investment adviser for the Fund, a closed-end investment company registered with the Securities and Exchange Commission ("SEC'') under the Investment Company Act of 1940, as amended (the "Act"); andWHEREAS, in consideration of Distributor's agreement to provide certain distribution services as described in the Distribution Agreement, the Adviser has agreed to compensate the Distributor to the extent that the Fund is not authorized to so compensate the Distri
FlowStone Partners, LLCExpense Limitation and Reimbursement Agreement • July 1st, 2020 • FlowStone Opportunity Fund
Reference is made to the Expense Limitation and Reimbursement Agreement (the “Agreement”) dated as of January 3, 2019, by and between FlowStone Opportunity Fund (formerly, Cresset Private Equity Opportunity Fund), a Delaware statutory trust (the “Fund”) and FlowStone Partners, LLC (as successor to Cresset SPG, LLC), a Delaware limited liability company (the “Advisor”). Capitalized terms used and not otherwise defined shall have the meaning given to them in the Agreement.
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAdministration, Fund Accounting and Recordkeeping Agreement • July 29th, 2021 • FlowStone Opportunity Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the "Agreement") is made as of this 31st day of January, 2019, by and between Cresset Private Market Opportunity Fund, a Delaware statutory trust (the "Fund"), and UMB Fund Services, Inc., a Wisconsin corporation (the "Administrator").
ContractAssumption Agreement • July 1st, 2020 • FlowStone Opportunity Fund
ASSUMPTION AGREEMENTAGREEMENT made as of April 8, 2019 among CRESSET SPG, LLC, FLOWSTONE PARTNERS, LLC, and FLOWSTONE OPPORTUNITY FUND (FORMERLY, CRESSET PRIVATE MARKETS OPPORTUNITY FUND).WHEREAS, FlowStone Opportunity Fund is registered as a closed-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”);WHEREAS, Cresset SPG, LLC has been appointed as a adviser to the FlowStone Opportunity Fund (the “Fund”) pursuant to an Investment Management Agreement dated January 3, 2019, as amended (the “Investment Management Agreement”);WHEREAS, Cresset SPG, LLC will transfer its rights and responsibilities under the Investment Management Agreement to FlowStone Partners, LLC (“FlowStone”), as part of a rebranding initiative on or about April 8, 2019, (the foregoing referred to as a “Reorganization”);WHEREAS, the Reorganization will not result in any changes to the personnel or investment operations with respect to the Fund; andWHEREAS, Cresset SPG,
AMENDMENT AGREEMENTCustody Agreement • March 31st, 2022 • FlowStone Opportunity Fund
THIS AMENDMENT AGREEMENT (this “Amendment”) is effective as of this [ ] day of [ ], 2022, by and between Flowstone Opportunity Fund (f/k/a Cresset Private Market Opportunity Fund) (“Fund), and UMB Bank, n.a., a national banking association (“UMB”).
FORM OF FIRST AMENDED AND RESTATED EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT FLOWSTONE Opportunity FUNDExpense Limitation and Reimbursement Agreement • December 19th, 2022 • FlowStone Opportunity Fund
AGREEMENT made as of the __ day of _____, 2022 by and among FlowStone Opportunity Fund, a Delaware statutory trust (the “Fund”) and FlowStone Partners, LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT CRESSET PRIVATE MARKETS OPPORTUNITY FUNDExpense Limitation and Reimbursement Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund • Delaware
AGREEMENT made as of the day of , 2019 by and among Cresset Private Markets Opportunity Fund, a Delaware statutory trust (the “Fund”) and Cresset SPG, LLC, a Delaware limited liability company (the “Advisor”).
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAdministration, Fund Accounting and Recordkeeping Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this day of , 2019, by and between Cresset Private Market Opportunity Fund, a Delaware statutory trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
FIRST AMENDED AND RESTATED EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT FLOWSTONE OPPORTUNITY FUNDExpense Limitation and Reimbursement Agreement • July 28th, 2023 • FlowStone Opportunity Fund
AGREEMENT made as of the 15th day of March, 2023 by and among FlowStone Opportunity Fund, a Delaware statutory trust (the “Fund”) and FlowStone Partners, LLC, a Delaware limited liability company (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Cresset Private Market Opportunity Fund (the “Fund”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund • Delaware
AGREEMENT dated the day of , 2019 among Cresset Capital Management, LLC, Cresset SPG, LLC (together, the “Cresset Entities”) and Cresset Private Markets Opportunity Fund (the “Fund”, collectively with the Cresset Entities, the “Parties” and individually, a “Party”).
ASSUMPTION AGREEMENTAssumption Agreement • May 2nd, 2019 • FlowStone Opportunity Fund
AGREEMENT made as of April 8, 2019 among CRESSET SPG, LLC, FLOWSTONE PARTNERS, LLC, and FLOWSTONE OPPORTUNITY FUND (FORMERLY, CRESSET PRIVATE MARKETS OPPORTUNITY FUND).
JOINT INSURANCE AGREEMENTJoint Insurance Agreement • February 28th, 2019 • Cresset Private Markets Opportunity Fund • Delaware
This Joint Insurance Agreement (the “Agreement”), dated as of February , 2019, is by and between CRESSET PRIVATE MARKETS OPPORTUNITY FUND, a Delaware statutory trust registered under the Investment Company Act of 1940 as an closed-end non-diversified management investment company (the “Trust”) and CRESSET SPG, LLC, a Delaware limited liability company and investment adviser to the Fund (“Cresset SPG”).
AMENDMENT AGREEMENTCustody Agreement • July 29th, 2021 • FlowStone Opportunity Fund • Delaware
THIS AMENDMENT AGREEMENT (this “Amendment”) is effective as of this 7th day of July, 2021, by and between Flowstone Opportunity Fund (f/k/a Cresset Private Market Opportunity Fund) (the “Fund”), and UMB Bank, n.a., a national banking association (“UMB”).
Amended and Restated Schedule A to the Administration, Fund Accounting and Recordkeeping Agreement by and between Flowstone Opportunity Fund (f/k/a Cresset Private Market Opportunity Fund) and UMB Fund Services, Inc. ServicesAdministration, Fund Accounting and Recordkeeping Agreement • July 26th, 2024 • FlowStone Opportunity Fund
In addition to, or in connection with, the Services set forth in Section 2 of the Agreement and subject to the direction of, and utilizing information provided by, the Fund, Investment Adviser, and the Fund’s agents, Administrator will provide the following Services:
Distribution AgreementDistribution Agreement • March 31st, 2022 • FlowStone Opportunity Fund
THIS DISTRIBUTION AGREEMENT ("Agreement"), effective as of the closing of the Transaction (as defined below) (the "Closing Date"), is by and between Foreside Financial Services, LLC (the "Distributor") and Flowstone Opportunity Fund (the "Fund").
