AMENDMENT NO. 2Credit Agreement • April 4th, 2023 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of April 8, 2019 (as amended by Amendment No. 1, dated as of November 7, 2019, and by Amendment No. 2, dated as of March 31, 2023, this “Agreement”), among TRADEWEB MARKETS LLC, a Delaware limited liability company (the “Borrower”), the LENDERS party hereto, and CITIBANK, N.A., as Administrative Agent, Collateral Agent, Issuing Bank and Swing Line Lender.
INDEMNIFICATION AGREEMENTIndemnification Agreement • March 25th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This Indemnification Agreement is effective as of [ ], 2019 (this “Agreement”) and is between Tradeweb Markets Inc., a Delaware corporation (the “Company”), and the undersigned director/officer of the Company (the “Indemnitee”).
TRADEWEB MARKETS LLC FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of April 4, 2019Limited Liability Company Agreement • May 20th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (as the same may be amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), dated as of April 4, 2019, is entered into by and among Tradeweb Markets LLC, a Delaware limited liability company (the “Company”), and its Members (as defined herein).
CREDIT AGREEMENT dated as of November 21, 2023, among TRADEWEB MARKETS LLC, as Borrower, The Lenders Party Hereto and CITIBANK, N.A., as Administrative Agent, Issuing Bank and Swing Line Lender CITIGROUP GLOBAL MARKETS INC., JPMORGAN CHASE BANK, N.A.,...Credit Agreement • November 21st, 2023 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
CREDIT AGREEMENT, dated as of November 21, 2023 (this “Agreement”), among TRADEWEB MARKETS LLC, a Delaware limited liability company (the “Borrower”), the LENDERS party hereto, and CITIBANK, N.A., as Administrative Agent, Issuing Bank and Swing Line Lender.
TRADEWEB MARKETS LLC FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of [__], 2019Limited Liability Company Agreement • March 21st, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (as the same may be amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), dated as of [__], 2019, is entered into by and among Tradeweb Markets LLC, a Delaware limited liability company (the “Company”), and its Members (as defined herein).
SECURITY AGREEMENT dated as of April 8, 2019 among THE GRANTORS IDENTIFIED HEREIN and CITIBANK, N.A., as Collateral AgentSecurity Agreement • May 20th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
SECURITY AGREEMENT dated as of April 8, 2019, among the Grantors (as defined below) and CITIBANK, N.A., as Collateral Agent for the Secured Parties (in such capacity, together with its successors and assigns, the “Collateral Agent”).
PURCHASE AND SALE AGREEMENT by and among ICD INTERMEDIATE HOLDCO 1, LLC, ICD HOLDINGS, LLC, PARTHENON INVESTORS V ICD HOLDCO AIV, LP, PARTHENON INVESTORS V ICD BLOCKER, INC., STELLUS CAPITAL INVESTMENT CORPORATION, SCIC – ICD BLOCKER 1, INC., TRADEWEB...Purchase and Sale Agreement • April 8th, 2024 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made and entered into as of April 5, 2024, by and among (i) ICD Intermediate Holdco 1, LLC, a Delaware limited liability company (the “Company”), (ii) ICD Holdings, LLC, a Delaware limited liability company (the “Company Seller”), (iii) Stellus Capital Investment Corporation (the “Stellus Blocker Seller”), (iv) Parthenon Investors V ICD Holdco AIV, LP, a Delaware limited partnership (the “Parthenon Blocker Seller” and, together with the Company Seller and the Stellus Blocker Seller, the “Sellers”), (v) SCIC – ICD Blocker 1, Inc. (“Stellus Blocker”), (vi) Parthenon Investors V ICD Blocker, Inc., a Delaware corporation (“Parthenon Blocker” and, together with the Stellus Blocker, the “Blockers”), (vii) Tradeweb Markets LLC, a Delaware limited liability company (“Buyer”), (viii) the Company Seller, in its capacity as the initial Seller Representative as set forth in this Agreement (“ICD Holdings” or “Seller Representative”), and (ix) s
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 20th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This Registration Rights Agreement (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of April 8, 2019, and is between Tradeweb Markets Inc., a Delaware corporation (the “Company”), and the Refinitiv Holders (as defined below), the Bank Holders (as defined below) and the other holders of Registrable Securities (as defined below) party hereto from time to time. Such holders of Registrable Securities party hereto are collectively referred to herein as the “Securityholders.”
PURCHASE AGREEMENTPurchase Agreement • October 15th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
PURCHASE AGREEMENT, dated [●], 2019 (this “Agreement”), by and among the sellers listed on Schedule I hereto, as sellers (collectively, the “Sellers” and each, a “Seller”), and Tradeweb Markets Inc., a Delaware corporation, as purchaser (the “Purchaser”).
STOCKHOLDERS AGREEMENT DATED AS OF APRIL 8, 2019 AMONG TRADEWEB MARKETS INC. AND THE OTHER PARTIES HERETOStockholders Agreement • May 20th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This Stockholders Agreement is entered into as of April 8, 2019 by and among Tradeweb Markets Inc., a Delaware corporation (the “Company”), and each of the other parties from time to time party hereto (collectively, the “Stockholders”).
AMENDMENT NO. 1Credit Agreement • November 8th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
AMENDMENT NO. 1 (this “Amendment”), dated as of November 7, 2019, among Tradeweb Markets LLC, a Delaware limited liability company (the “Borrower”), and each Lender party hereto (constituting the Required Lenders), relating to the Credit Agreement, dated as of April 8, 2019 (the “Existing Credit Agreement”), among the Borrower, the Lenders party thereto, and Citibank, N.A., as Administrative Agent, Collateral Agent, Issuing Bank and Swing Line Lender.
Tradeweb Markets Inc. Class A Common Stock, par value $0.00001 per share Underwriting AgreementUnderwriting Agreement • October 15th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Tradeweb Markets Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [•] shares of Class A common stock, par value $0.00001 per share (the “Class A Common Stock”), of the Company (the “Firm Shares”) and, at the election of the Underwriters, up to [•] additional shares of Class A Common Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
TRADEWEB MARKETS LLC PRSU AGREEMENT PLAN YEAR 2019Prsus Agreement • March 21st, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS AGREEMENT (the “Agreement”), is made effective as of February 13, 2019 (the “Date of Grant”), between Tradeweb Markets LLC, a Delaware limited liability company (the “Company”), and [________] (the “Participant”).
Certain identified information has been omitted from this document pursuant to Item 601(b)(10) of Regulation S-K because it is not material, is the type that the registrant treats as private or confidential and would be competitively harmful if...Separation Agreement • July 25th, 2024 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
THIS SEPARATION AGREEMENT AND RELEASE (this “Agreement”) entered into as of June 17, 2024 (the “Effective Date”) by and between Thomas Pluta (the “Executive”) and Tradeweb Markets LLC, a Delaware limited liability company (the “Company”) (each of the Executive and the Company, a “Party” and, together, the “Parties”), sets forth the terms and understandings regarding the Executive’s separation from the Company. The Parties acknowledge that the terms and conditions of this Agreement have been voluntarily agreed to and are intended to be final and binding.
PURCHASE AGREEMENTPurchase Agreement • October 15th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
PURCHASE AGREEMENT, dated [●], 2019 (this “Agreement”), by and among the sellers listed on Schedule I hereto, as sellers (collectively, the “Sellers” and each, a “Seller”) of shares of Class A Common Stock (as defined below), and Tradeweb Markets Inc., a Delaware corporation, as purchaser (the “Purchaser”).
TRADEWEB MARKETS LLC OPTION AGREEMENTOption Agreement • March 21st, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS AGREEMENT (the “Agreement”), is made effective as of [_____] (the “Date of Grant”), between Tradeweb Markets LLC, a Delaware limited liability company (the “Company”), and [________] (the “Participant”).
TAX RECEIVABLE AGREEMENT by and among TRADEWEB MARKETS INC. TRADEWEB MARKETS LLC and THE MEMBERS OF TRADEWEB MARKETS LLC FROM TIME TO TIME PARTY HERETO Dated as of [·], 2019 CONTENTSTax Receivable Agreement • March 21st, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This TAX RECEIVABLE AGREEMENT (this “Agreement”), dated as of [·], 2019, is hereby entered into by and among Tradeweb Markets Inc., a Delaware corporation (the “Corporation”), Tradeweb Markets LLC, a Delaware limited liability company (“TWM LLC”) and each of the Members from time to time party hereto. Capitalized terms used but not otherwise defined herein have the respective meanings set forth in Section 1.1.
TAX RECEIVABLE AGREEMENT by and among TRADEWEB MARKETS INC. TRADEWEB MARKETS LLC and THE MEMBERS OF TRADEWEB MARKETS LLC FROM TIME TO TIME PARTY HERETO Dated as of April 8, 2019Tax Receivable Agreement • May 20th, 2019 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
This TAX RECEIVABLE AGREEMENT (this “Agreement”), dated as of April 8, 2019, is hereby entered into by and among Tradeweb Markets Inc., a Delaware corporation (the “Corporation”), Tradeweb Markets LLC, a Delaware limited liability company (“TWM LLC”) and each of the Members from time to time party hereto. Capitalized terms used but not otherwise defined herein have the respective meanings set forth in Section 1.1.
Tradeweb Markets Inc. Class A Common Stock, par value $0.00001 per share Underwriting AgreementUnderwriting Agreement • April 20th, 2020 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Tradeweb Markets Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [·] shares of Class A common stock, par value $0.00001 per share (the “Class A Common Stock”), of the Company (the “Firm Shares”) and, at the election of the Underwriters, up to [·] additional shares of Class A Common Stock of the Company (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares.”
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 24th, 2023 • Tradeweb Markets Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This AMENDED AND RESTATED EMPLOYMENT AGREEMENT, dated as of February 21, 2023 (this “Agreement”), is entered into by and between Tradeweb Markets LLC, a Delaware limited liability company (the “Company”), and William Hult (the “Executive”) (each of the Executive and the Company, a “Party,” and collectively, the “Parties”).
