AMENDED AND RESTATED CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And YIELDSTREET PRISM FUND INC.Custody Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
This Amended and Restated Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and YIELDSTREET PRISM FUND INC., a Maryland corporation, as successor in interest to YieldStreet Multi-Asset Fund Inc. (“Customer”). BNY Mellon and Customer are collectively referred to as the “Parties” and individually as a “Party”.
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of [ ] (the “Effective Date”), by and between YieldStreet Inc., a Delaware corporation (the “Licensor”) and YieldStreet Prism Fund Inc., a Maryland corporation (the “Licensee”). The Licensor and the Licensee are sometimes referred to herein separately as a “party” and collectively as the “parties.”
ContractCustody Agreement • April 28th, 2023 • YieldStreet Prism Fund Inc. • Delaware
THIS AMENDED AND RESTATED CUSTODY AGREEMENT (this “Agreement”) is dated as of October 12, 2022 and is by and between YIELDSTREET PRISM FUND INC., a Maryland corporation (“Prism” and, together with its wholly-owned subsidiaries as context requires, the “Company”), and WILMINGTON SAVINGS FUND SOCIETY, FSB (or any successor or permitted assign acting hereunder), a federal savings bank, as custodian (the “Custodian”) and as document custodian (in such capacity, along with any successor or permitted assign acting as custodian hereunder, the “Document Custodian”).
SUB-ADVISORY AGREEMENT BETWEEN YIELDSTREET MANAGEMENT, LLC, AND PRYTANIA INVESTMENT ADVISORS LLPSub-Advisory Agreement • April 29th, 2024 • Yieldstreet Alternative Income Fund Inc. • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of October 19th, 2023, by and among YIELDSTREET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and PRYTANIA INVESTMENT ADVISORS LLP, a United Kingdom limited liability partnership (the “Sub-Adviser”).
YIELDSTREET PRISM FUND, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 29th, 2024 • Yieldstreet Alternative Income Fund Inc.
This Amendment dated as of August 23, 2023, is to the Investment Advisory Agreement made as of the 13 day of November, 2019 (the “Agreement”) by and between Yieldstreet Prism Fund Inc. (the “Company”), a Maryland Corporation, and Yieldstreet Management, LLC (the “Investment Adviser”), a Delaware limited liability company.
AMENDMENT ONEServices Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc.
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Annex A and general terms in Annex B.
ADMINISTRATION AGREEMENT BETWEEN YIELDSTREET PRISM FUND INC. AND YIELDSTREET MANAGEMENT, LLCAdministration Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
This Agreement ("Agreement") is made as of [ ] by and between YIELDSTREET PRISM FUND INC., a Maryland corporation (the "Company"), and YIELDSTREET MANAGEMENT, LLC, a Delaware limited liability company (the "Administrator").
SUB-SUB-INVESTMENT ADVISORY AGREEMENTSub-Sub-Investment Advisory Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • Delaware
AGREEMENT dated [ ], between BlackRock Financial Management, Inc., a Delaware corporation (the “Sub-Advisor”), and BlackRock (Singapore) Limited, a company incorporated under the laws of Singapore (the “Sub-Sub-Advisor”).
INVESTMENT ADVISORY AGREEMENT BETWEEN YIELDSTREET PRISM FUND INC. AND YIELDSTREET MANAGEMENT, LLCInvestment Advisory Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
This Agreement (the “Agreement”) is made as of [ ], by and between YIELDSTREET PRISM FUND INC., a Maryland corporation (the “Company”), and YIELDSTREET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”).
SUB-SUB-INVESTMENT ADVISORY AGREEMENTSub-Sub-Investment Advisory Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • Delaware
AGREEMENT dated [ ], between BlackRock Financial Management, Inc., a Delaware corporation (the “Sub-Advisor”), and BlackRock International Limited, a corporation organized under the laws of Scotland (the “Sub-Sub-Advisor”).
YIELDSTREET PRISM FUND, INC. FORM OF AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • April 29th, 2024 • Yieldstreet Alternative Income Fund Inc.
This Amendment dated as of ___, 2023, is to the Administration Agreement made as of the __ day of ___, 20__ (the “Agreement”) by and between Yieldstreet Prism Fund Inc. (the “Company”), , a Maryland Corporation, and Yieldstreet Management, LLC (the “Administrator”), a Delaware limited liability company.
SUB-ADVISORY AGREEMENT AMONG YIELDSTREET PRISM FUND INC., YIELDSTREET MANAGEMENT, LLC,Sub-Advisory Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of [ ], by and among YIELDSTREET PRISM FUND INC., a Maryland corporation (the “Company”), and YIELDSTREET MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”), and BlackRock Financial Management, Inc., a Delaware corporation (the “Sub-Adviser”).
AMENDED AND RESTATED FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
WHEREAS, the Fund and BNY previously entered into that certain Foreign Custody Manager Agreement dated as of [ ] (the “Original Agreement”) pursuant to which the Fund appointed BNY as a Foreign Custody Manager and BNY agreed to serve as Foreign Custody Manager and perform the duties set forth and on the terms and conditions contained herein and therein;
YIELDSTREET PRISM FUND INC. A Maryland Corporation SUBSCRIPTION AGREEMENTSubscription Agreement • July 10th, 2020 • YieldStreet Prism Fund Inc. • New York
THE COMMON STOCK (THE “SHARES”) OFFERED BY THE COMPANY SUBJECT TO THIS SUBSCRIPTION AGREEMENT (THIS “SUBSCRIPTION AGREEMENT”) MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED TO ANY PERSON AT ANY TIME IN A MANNER INCONSISTENT WITH THE TERMS OF THE SHARES AS SET FORTH IN THIS SUBSCRIPTION AGREEMENT, THE ARTICLES OF INCORPORATION OF THE COMPANY CURRENTLY IN EFFECT AND THE BYLAWS OF THE COMPANY CURRENTLY IN EFFECT. ANY CAPITALIZED TERMS NOT DEFINED HEREIN SHALL HAVE THE MEANING GIVEN TO SUCH TERMS IN THE PROSPECTUS, DATED AS OF MAY 11, 2020 (AS AMENDED AND SUPPLEMENTED AS OF THE DATE HEREOF, THE “PROSPECTUS”) AND STATEMENT OF ADDITIONAL INFORMATION, DATED AS OF MAY 11, 2020 (AS AMENDED AND SUPPLEMENTED AS OF THE DATE HEREOF, THE “SAI”), IN EACH CASE IN THE FORM MADE AVAILABLE TO THE UNDERSIGNED PURCHASER VIA YIELDSTREET INC.’S ONLINE PLATFORM AT WWW.YIELDSTREET.COM (THE “PLATFORM”) AS OF THE TIME OF THE EXECUTION OF THIS SUBSCRIPTION AGREEMENT.
AMENDMENT TWOServices Agreement • July 10th, 2020 • YieldStreet Prism Fund Inc.
This Amendment Two (“Amendment”) to the Services Agreement is made effective as of March 4, 2020 (the “Effective Date”) between SS&C, Funds, and Management. Capitalized terms not otherwise defined in this Amendment shall have the meanings ascribed to them in the Services Agreement. Funds, Management and SS&C each may be referred to individually as a “Party” or collectively as “Parties.”
Services AgreementServices Agreement • December 6th, 2019 • YieldStreet Prism Fund Inc. • New York
WHEREAS, SS&C provides certain services to investment vehicles (including certain administrative services through SS&C ALPS and certain transfer agency and related services through SS&C DST); and
