REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 30th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
This REGISTRATION RIGHTS AGREEMENT dated November 30, 2023 (this “Agreement”) is entered into by and among Carrier Global Corporation, a Delaware corporation (the “Company”) and J.P. Morgan Securities LLC, BofA Securities, Inc., Citigroup Global Markets Inc., and HSBC Securities (USA) Inc., as representatives (the “Representatives”) of the initial purchasers listed in Schedule 1 to the Purchase Agreement (as defined below) (the “Initial Purchasers”).
TRANSITION SERVICES AGREEMENT BY AND AMONG UNITED TECHNOLOGIES CORPORATION, CARRIER GLOBAL CORPORATION AND OTIS WORLDWIDE CORPORATIONTransition Services Agreement • April 3rd, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This TRANSITION SERVICES AGREEMENT, dated as of April 2, 2020 (as it may be amended and in effect from time to time, this “Agreement”), is by and among United Technologies Corporation, a Delaware corporation (“UTC”), Carrier Global Corporation, a Delaware corporation (“Carrier”) and Otis Worldwide Corporation, a Delaware corporation (“Otis”).
TAX MATTERS AGREEMENT BY AND AMONG UNITED TECHNOLOGIES CORPORATION, CARRIER GLOBAL CORPORATION AND OTIS WORLDWIDE CORPORATION DATED AS OF APRIL 2, 2020Tax Matters Agreement • April 3rd, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This TAX MATTERS AGREEMENT, dated as of April 2, 2020 (this “Agreement”), is by and among United Technologies Corporation, a Delaware corporation (“UTC”), Carrier Global Corporation, a Delaware corporation and a wholly owned subsidiary of UTC (“Carrier”) and Otis Worldwide Corporation, a Delaware corporation and a wholly owned subsidiary of UTC (“Otis” and, together with Carrier, the “SpinCos” and each, a “SpinCo”) (collectively, the “Companies” and each a “Company”).
EMPLOYEE MATTERS AGREEMENTEmployee Matters Agreement • April 3rd, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
This EMPLOYEE MATTERS AGREEMENT, dated as of April 2, 2020 (this “Agreement”), is by and among United Technologies Corporation, a Delaware corporation (“UTC”), Carrier Global Corporation, a Delaware corporation (“Carrier”), and Otis Worldwide Corporation, a Delaware corporation (“Otis”). UTC, Otis and Carrier are sometimes referred to herein individually as a “Party” and collectively as the “Parties.”
INTELLECTUAL PROPERTY AGREEMENT by and among UNITED TECHNOLOGIES CORPORATION, OTIS WORLDWIDE CORPORATION and CARRIER GLOBAL CORPORATION Dated as of April 2, 2020Intellectual Property Agreement • April 3rd, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This INTELLECTUAL PROPERTY AGREEMENT (this “Agreement”), dated as of April 2, 2020, is by and among United Technologies Corporation, a Delaware corporation (“UTC”), Otis Worldwide Corporation, a Delaware corporation (“Otis”), and Carrier Global Corporation, a Delaware corporation (“Carrier”) (each, a “Party” and together, the “Parties”).
SEPARATION AND DISTRIBUTION AGREEMENT BY AND AMONG UNITED TECHNOLOGIES CORPORATION, CARRIER GLOBAL CORPORATION AND OTIS WORLDWIDE CORPORATION DATED AS OF APRIL 2, 2020Separation and Distribution Agreement • April 3rd, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This SEPARATION AND DISTRIBUTION AGREEMENT, dated as of April 2, 2020 (this “Agreement”), is by and among United Technologies Corporation, a Delaware corporation (“UTC”), Carrier Global Corporation, a Delaware corporation (“Carrier”) and Otis Worldwide Corporation, a Delaware corporation (“Otis”). Capitalized terms used herein and not otherwise defined shall have the respective meanings assigned to them in Article I.
STOCK PURCHASE AGREEMENT by and among CARRIER GLOBAL CORPORATION and HONEYWELL INTERNATIONAL INC.Stock Purchase Agreement • December 13th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of December 7, 2023, is by and among Carrier Global Corporation, a Delaware corporation (“Parent”), and Honeywell International Inc., a Delaware corporation (“Purchaser”).
SUPPLEMENTAL INDENTURE NO. 1Supplemental Indenture • November 30th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
SUPPLEMENTAL INDENTURE NO. 1, dated as of November 29, 2023 (the “Supplemental Indenture”), between CARRIER GLOBAL CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a banking corporation duly organized and existing under the laws of the State of New York, as trustee (the “Trustee”).
INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • January 2nd, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
INVESTOR RIGHTS AGREEMENT, dated as of January 2, 2024 (this “Agreement”), by and between Carrier Global Corporation, a corporation incorporated under the laws of Delaware (“Parent”) and Viessmann Group GmbH & Co. KG, a limited partnership organized under the laws of Germany, registered in the commercial register of the local court (Amtsgericht) of Marburg under register no. HRA 3389 (the “Investor”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 19th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
This REGISTRATION RIGHTS AGREEMENT dated June 19, 2020 (this “Agreement”) is entered into by and among Carrier Global Corporation, a Delaware corporation (the “Company”) and J.P. Morgan Securities LLC, BofA Securities, Inc. and Citigroup Global Markets Inc. as representatives (collectively, the “Representatives”) of the initial purchasers listed in Schedule I to the Purchase Agreement (as defined below) (the “Initial Purchasers”).
STOCK PURCHASE AGREEMENT by and among CARRIER GLOBAL CORPORATION CARRIER INVESTMENTS UK LIMITED CHUBB LIMITED and API GROUP CORPORATION Dated as of July 26, 2021Stock Purchase Agreement • July 30th, 2021 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of July 26, 2021, is by and among Carrier Global Corporation, a Delaware corporation (“Parent”), Carrier Investments UK Limited, a UK limited company (the “Seller”), Chubb Limited, a UK limited company (the “Company”), and APi Group Corporation, a Delaware corporation (“Purchaser”).
EXECUTIVE LEADERSHIP GROUP AGREEMENT United Technologies CorporationLeadership Group Agreement • February 7th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
Form of Carrier Award Agreement – 2021 Annual Grant LTIP Award AgreementLtip Award Agreement • April 29th, 2021 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 8th, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
This REGISTRATION RIGHTS AGREEMENT dated November 8, 2024 (this “Agreement”) is entered into by and among Carrier Global Corporation, a Delaware corporation (the “Company”) and J.P. Morgan Securities plc, HSBC Continental Europe, Morgan Stanley & Co. International plc, Merrill Lynch International, Citigroup Global Markets Limited, Goldman Sachs & Co. LLC, UniCredit Bank GmbH, Barclays Bank PLC, BNP Paribas, Deutsche Bank AG, London Branch, Mizuho International plc, MUFG Securities EMEA plc, SMBC Bank International plc, Wells Fargo Securities International Limited, Bank of Montreal, London Branch, Commerzbank Aktiengesellschaft, ICBC Standard Bank plc, Intesa Sanpaolo S.p.A., Loop Capital Markets LLC, Siebert Williams Shank & Co., LLC, Société Générale and Standard Chartered Bank (collectively, the “Initial Purchasers”).
Carrier 13995 Pasteur Boulevard Palm Beach Gardens, FL 33410Letter Agreement • July 25th, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
This letter agreement (this “Agreement”) sets forth certain terms and conditions relating to your separation from service with Carrier Global Corporation and its subsidiaries (the “Company”).
ContractShare Purchase Agreement • April 26th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
CERTAIN INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [***] BECAUSE IT IS BOTH: (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL.
Form of Carrier Award Agreement – 2022 Annual Grant LTIP Award AgreementLtip Award Agreement • April 28th, 2022 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 11th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
This REGISTRATION RIGHTS AGREEMENT dated February 27, 2020 (this “Agreement”) is entered into by and among Carrier Global Corporation, a Delaware corporation (the “Company”), United Technologies Corporation, a Delaware Corporation (the “Guarantor”), and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC as representatives (collectively, the “Representatives”) of the initial purchasers listed in Schedule I to the Purchase Agreement (as defined below) (the “Initial Purchasers”).
SETTLEMENT SUPPORT AGREEMENT WITH RESPECT TO ESTATE CLAIMS SETTLEMENT, CHAPTER 11 PLAN OF LIQUIDATION, AND CLASS SETTLEMENTS OF CERTAIN AFFF MDL CLAIMSSettlement Support Agreement • October 25th, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • Delaware
This SETTLEMENT SUPPORT AGREEMENT (as amended, supplemented, or otherwise modified from time to time in accordance with the terms hereof, together with all exhibits and schedules attached hereto or incorporated herein, this “Agreement”) is made and entered into as of October 18, 2024 (the “Execution Date”), by and among the following parties (each of the following described in sub-clauses (a) through (d) of this preamble, a “Party” and collectively, the “Parties”):
Form of Carrier Award Agreement – Founder’s Grant LTIP Award AgreementLtip Award Agreement • February 9th, 2021 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 30th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
This REGISTRATION RIGHTS AGREEMENT dated November 29, 2023 (this “Agreement”) is entered into by and among Carrier Global Corporation, a Delaware corporation (the “Company”) and J.P. Morgan Securities plc, Merrill Lynch International, Citigroup Global Markets Limited, HSBC Bank plc, Barclays Bank PLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. International plc, BNP Paribas, Deutsche Bank AG, London Branch, Intesa Sanpaolo S.p.A., Mizuho International plc, MUFG Securities EMEA plc, SMBC Nikko Capital Markets Limited, UniCredit Bank AG, Wells Fargo Securities International Limited, Bank of Montreal, London Branch, Commerzbank Aktiengesellschaft, ICBC Standard Bank Plc, Loop Capital Markets LLC, Société Générale, and Siebert Williams Shank & Co., LLC (collectively, the “Initial Purchasers”).
SUPPLEMENTAL INDENTURE NO. 3Supplemental Indenture • November 8th, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
SUPPLEMENTAL INDENTURE NO. 3, dated as of November 8, 2024 (the “Supplemental Indenture”), between CARRIER GLOBAL CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a banking corporation duly organized and existing under the laws of the State of New York, as trustee (the “Trustee”).
SUPPLEMENTAL INDENTURE NO. 2Supplemental Indenture • June 19th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
SUPPLEMENTAL INDENTURE No. 2, dated as of June 19, 2020 (the “Supplemental Indenture”), between CARRIER GLOBAL CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”).
Form of Carrier Award Agreement – 2023 Annual Grant LTIP Award AgreementLtip Award Agreement • April 26th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
Form of Carrier Award Agreement – [________] Grant LTIP Award AgreementLtip Award Agreement • April 25th, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
ContractLicense Agreement • April 26th, 2023 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
CERTAIN INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [***] BECAUSE IT IS BOTH: (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL.
EXECUTIVE LEADERSHIP GROUP AGREEMENT United Technologies CorporationLeadership Group Agreement • January 16th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
LICENSE AGREEMENTLicense Agreement • January 2nd, 2024 • CARRIER GLOBAL Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
regarding the use of the trademark “Viessmann” and further trademarks owned by Licensor - Licensor, Licensee and Parent also referred to individually as a “Party” and collectively as “Parties”
ContractShare Purchase Agreement • February 9th, 2021 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip
Carrier Refrigeration ECR Holding Luxembourg S.à r.l. and Breeze TopCo S.à r.l. Share purchase agreementregardingBeijer Ref AB (publ), 7 December 2020
SUPPLEMENTAL INDENTURE NO. 1Supplemental Indenture • March 11th, 2020 • Carrier Global Corp • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
SUPPLEMENTAL INDENTURE No. 1, dated as of February 27, 2020 (the “Supplemental Indenture”), between CARRIER GLOBAL CORPORATION, a corporation duly organized and existing under the laws of the State of Delaware (the “Company”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as trustee (the “Trustee”).
