OPTHEA LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Amended and Restated Deposit AgreementDeposit Agreement • October 9th, 2020 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 9th, 2020 Company Industry Jurisdiction
OPTHEA LIMITED AND _____________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • February 1st, 2022 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 1st, 2022 Company Industry JurisdictionTHIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between OPTHEA LIMITED, a company incorporated under the laws of the Commonwealth of Australia (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
OPTHEA LIMITED AND _____________, AS WARRANT AGENT FORM OF AMERICAN DEPOSITARY SHARES WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • February 1st, 2022 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 1st, 2022 Company Industry JurisdictionTHIS AMERICAN DEPOSITARY SHARES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between OPTHEA LIMITED, a company incorporated under the laws of the Commonwealth of Australia (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
Commercial License AgreementCommercial License Agreement • October 9th, 2020 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledOctober 9th, 2020 Company Industry
OPTHEA US INC.Employment Agreement • August 30th, 2024 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledAugust 30th, 2024 Company IndustryOn behalf of OPTHEA US, INC. (the “Company”), I am pleased to offer you employment at the Company on the terms set forth in this offer letter agreement (the “Agreement”). As discussed, the terms of this Agreement govern with respect to your employment, which is anticipated to start on 27 October 2023 (such actual date of your commencement of employment shall be referred to herein as the “Start Date”).
OPTHEA US INC.Employment Agreement • September 28th, 2023 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledSeptember 28th, 2023 Company IndustryOn behalf of OPTHEA US, INC. (the “Company”), I am pleased to offer you employment at the Company on the terms set forth in this offer letter agreement (the “Agreement”). As discussed, the terms of this Agreement govern with respect to your employment, which is anticipated to start on October 24 2022 (such actual date of your commencement of employment shall be referred to herein as the “Start Date”).
OPTHEA LIMITED [●] American Depositary Shares Representing [●] Ordinary Shares (no par value) Underwriting AgreementUnderwriting Agreement • October 9th, 2020 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 9th, 2020 Company Industry Jurisdiction
OPTHEA US, INCEmployment Agreement • September 29th, 2022 • Opthea LTD • Biological products, (no disgnostic substances) • California
Contract Type FiledSeptember 29th, 2022 Company Industry Jurisdiction(b)Annual Bonus. You will be eligible for an annual discretionary performance bonus with a target amount of forty percent (40%) of your base salary, less payroll deductions and withholdings. The amount of this bonus will be determined in the discretion of the Company and based, in part, on your performance and the performance of the Company during the calendar year, as well as any other criteria the Company deems relevant. The Company will pay you this annual bonus, if any, no later than 15th September of the year occurring following the close of the fiscal year ending the immediately preceding June 30. In the event of a Qualifying Termination, your bonus will be prorated based on the number of days you were employed by the Company during the fiscal year..
CERTAIN INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED because IT IS BOTH (I) NOT MATERIAL AND (ii) IS THE TYPE OF INFORMATION THAT OPTHEA TREATS AS PRIVATE OR CONFIDENTIAL Amended And Restated Development Funding Agreement...Development Funding Agreement • August 30th, 2024 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 30th, 2024 Company Industry JurisdictionThis Amended and Restated Development Funding Agreement (this “Agreement”), dated December 22, 2023 (the “Restatement Effective Date”), is by and among Opthea Limited ACN 006 340 567, a company incorporated under the laws of Victoria, Australia (“Opthea”), and the Persons party hereto as investors from time to time (collectively, the “Investors”) and Ocelot SPV LP, a Delaware limited partnership, as collateral agent and security trustee for the Investors (the “Collateral Agent”). Each of the Investors, Collateral Agent and Opthea may be referred to herein individually as a “Party” and collectively as the “Parties”.
OPEN MARKET SALE AGREEMENTSMOpen Market Sale Agreement • February 1st, 2022 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 1st, 2022 Company Industry Jurisdiction
OPTHEA US INC.Employment Agreement • September 29th, 2022 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledSeptember 29th, 2022 Company IndustryOn behalf of OPTHEA US, INC. (the"Company"), I am pleased to offer you employment at the Company on the terms set forth in this offer letter agreement (the "Agreement''). As discussed, the terms of this Agreement. govern with respect to your employment, which is anticipated to start on January 1, 2022 (such actual date of your commencement of employment shall be referred to herein as the "Start Date").
ContractBiopharmaceutical Manufacturing Agreement • September 24th, 2020 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledSeptember 24th, 2020 Company IndustryCertain information contained in this document, identified by [***], has been redacted because it is both (i) not material and (ii) would likely cause competitive harm to the Registrant if publicly disclosed.
Development Funding Agreement by and between Opthea Limited and Ocelot SPV LPDevelopment Funding Agreement • September 29th, 2022 • Opthea LTD • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 29th, 2022 Company Industry JurisdictionThis Development Funding Agreement (“Agreement”), dated August 12, 2022 (the “Effective Date”), is by and between Opthea Limited ACN 006 340 567, a company incorporated under the laws of Victoria, Australia (“Opthea”), and Ocelot SPV LP, a Delaware limited partnership (“Investor”). Each of Investor and Opthea may be referred to herein individually as a “Party” and collectively as the “Parties”.
Date] [Director Name] Private and confidential Dear , Non-Executive Director AgreementNon-Executive Director Agreement • October 9th, 2020 • Opthea LTD • Biological products, (no disgnostic substances)
Contract Type FiledOctober 9th, 2020 Company IndustryWe are pleased to confirm your appointment to the board as a non-executive director of Opthea Limited (ACN 006 340 567) (Company), as well as, to the extent requested by the Company, its subsidiaries from time to time (Subsidiaries) (together, the Group).
Executive Employment Contract Circadian Technologies Limited ACN 32 006 340 567 Dr Megan BaldwinExecutive Employment Contract • September 24th, 2020 • Opthea LTD • Biological products, (no disgnostic substances) • Victoria
Contract Type FiledSeptember 24th, 2020 Company Industry Jurisdiction