AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of DIMENSIONAL ETF TRUST a Delaware Statutory TrustAgreement and Declaration of Trust • September 20th, 2021 • Dimensional ETF Trust • Delaware
WHEREAS, the Trust was formed by the initial Trustee by the filing of the Certificate of Trust with the Office of the Secretary of State of the State of Delaware on June 16, 2020, pursuant to an Agreement and Declaration of Trust, dated as of June 16, 2020, as amended from time to time (the “Original Declaration of Trust”); and
AGREEMENT AND DECLARATION OF TRUST of DIMENSIONAL ETF TRUST a Delaware Statutory TrustTrust Agreement • June 26th, 2020 • Dimensional ETF Trust • Delaware
WHEREAS this Trust is being formed to carry on the business of an open-end management investment company as defined in the 1940 Act; and
DIMENSIONAL ETF TRUST INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 12th, 2024 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 12th day of August 2024, by and between DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the DIMENSIONAL EMERGING MARKETS EX CHINA CORE EQUITY ETF (the “ETF”), a separate series of the Trust, and DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (the “Manager”).
DIMENSIONAL ETF TRUST DIMENSIONAL CORE FIXED INCOME ETF AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2023 • Dimensional ETF Trust • Texas
AGREEMENT made this 8th day of February, 2023, by and between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the Dimensional Core Fixed Income ETF (the “ETF Fund”), a separate series of the Trust, and DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (the “Manager”), amending and restating the Investment Management Agreement dated September 20, 2021, to lower the fee rate paid to the Manager.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2022 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 27th day of October, 2020 among DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DFA AUSTRALIA LIMITED, a corporation organized under the laws of New South Wales (“DFA Australia”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2022 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 20th day of September, 2021 among Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DIMENSIONAL FUND ADVISORS LTD., a company organized under the laws of England (“DFAL”).
ContractSub-Advisory Agreement • August 12th, 2024 • Dimensional ETF Trust • Texas
EX-28.h.i SERVICES AGREEMENT Dimensional ETF Trust and Citi Fund Services Ohio, Inc. and Citibank, N.A.Services Agreement • February 28th, 2022 • Dimensional ETF Trust • New York
THIS SERVICES AGREEMENT is made on October 22, 2020 by and among Dimensional ETF Trust (the “Client”), Citi Fund Services Ohio, Inc. (“CFSO”), and Citibank, N.A. (“Citibank”, together with CFSO, the “Service Provider” or “Citi” and, with the Client, the “Parties” or individually, a “Party”). If more than one Client has signed this Agreement, this Agreement shall be considered a separate agreement between the Service Provider and each Client, and no Client shall be (i) liable for the obligations of any other Client or (ii) entitled to the benefits conferred under this Agreement on any other Client.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 6th, 2023 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 6th day of September, 2023 among DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DFA AUSTRALIA LIMITED, a corporation organized under the laws of New South Wales (“DFA Australia”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 12th, 2024 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 12th day of August, 2024 among DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DFA AUSTRALIA LIMITED, a corporation organized under the laws of New South Wales (“DFA Australia”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 23rd, 2023 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the ___ day of _______, 202-_ among Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DIMENSIONAL FUND ADVISORS LTD., a company organized under the laws of England (“DFAL”).
DIMENSIONAL ETF TRUST INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 28th, 2022 • Dimensional ETF Trust • Texas
AGREEMENT made this 23rd day of October, 2020, by and between DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Dimensional International Core Equity Market ETF (the “ETF Fund”), a separate series of the Trust, and DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (the “Manager”).
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • February 28th, 2022 • Dimensional ETF Trust • Texas
This RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENT, dated as of January 19, 2022, is by and among [___] (the “Acquiring Investment Company”), a [statutory trust/business trust/corporation] organized under the laws of the [State of Delaware/Commonwealth of Massachusetts/State of Maryland], on behalf of its separate series (each, an “Acquiring Fund”) listed on Schedule A, severally and not jointly, and (i) DFA Investment Dimensions Group Inc. (“DFAIDG”) and Dimensional Investment Group Inc. (“DIG”), each a corporation organized under the laws of the State of Maryland, and (ii) The DFA Investment Trust Company (“DFAITC”) and Dimensional ETF Trust (the “ETF Trust”), each a statutory trust organized under the laws of the State of Delaware (each of DFAIDG, DIG, DFAITC and the ETF Trust is an “Acquired Investment Company”), on behalf of their respective series (each, an “Acquired Fund”) listed on Schedule B, severally and not jointly. The Acquired Funds consist of series of (i) DFAIDG, DIG a
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 7th, 2022 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the ___ day of _______, 202_ among DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DFA AUSTRALIA LIMITED, a corporation organized under the laws of New South Wales (“DFA Australia”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 7th, 2022 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the ___ day of _______, 202-_ among Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (“DFA”), and DIMENSIONAL FUND ADVISORS LTD., a company organized under the laws of England (“DFAL”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • September 26th, 2024 • Dimensional ETF Trust
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 6th day of May, 2022 by and among: (i) Dimensional Investment Group Inc. (the “Target Entity”), on behalf of the series identified on Exhibit A hereto (the “Target Portfolio”); and (ii) Dimensional ETF Trust (the “Acquiring Entity”), on behalf of the series identified on Exhibit A hereto (the “Acquiring Portfolio”).
GLOBAL CUSTODIAL AND AGENCY SERVICES AGREEMENT DEMENSIONAL EIF TRUSTGlobal Custodial and Agency Services Agreement • February 28th, 2022 • Dimensional ETF Trust • New York
June 11, 2021Agreement and Plan of Reorganization • October 1st, 2021 • Dimensional ETF Trust
Re: Agreement and Plan of Reorganization (“Agreement”) adopted as of the 11th day of June, 2021 by and among DFA Investment Dimensions Group Inc., a corporation organized under the laws of the State of Maryland (the “Target Entity”), separately, on behalf of its respective series identified on Exhibit A hereto (each a “Target Portfolio”) and Dimensional ETF Trust, a statutory trust organized under the laws of the State of Delaware (the “Acquiring Entity”), separately, on behalf of its respective series identified on Exhibit A hereto (each a “Acquiring Portfolio”)
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • August 12th, 2024 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made as of the 1st day of August, 2024, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • April 4th, 2023 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this ___ day of _____, 202_, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the certain portfolio of the Trust, as identified below (the “ETF”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • February 26th, 2021 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this 18th day of September, 2020, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF Fund,” and together, the “ETF Funds”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 30th, 2020 • Dimensional ETF Trust • Texas
This Distribution Agreement is made as of _____________, 2020, between Dimensional ETF Trust (the “Trust”), a Delaware statutory trust, and DFA Securities LLC (“DFA Securities”), a Delaware limited liability company.
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • January 28th, 2022 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this 31st day of January, 2022, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETF”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
DIMENSIONAL ETF TRUST INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 12th, 2024 • Dimensional ETF Trust • Texas
AGREEMENT dated as of the 12th day of August, 2024, by and between DIMENSIONAL ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of the DIMENSIONAL US VECTOR EQUITY ETF (the “ETF”), a separate series of the Trust, and DIMENSIONAL FUND ADVISORS LP, a Delaware limited partnership (the “Manager”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • December 2nd, 2022 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made as of the 21st day of June, 2022, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
AMENDMENT NO. 2 TO THE AGREEMENT AND DECLARATION OF TRUST OF DIMENSIONAL ETF TRUSTAmendment to the Agreement and Declaration of Trust • November 9th, 2020 • Dimensional ETF Trust
Pursuant to Article IX of the Agreement and Declaration of Trust, dated June 16, 2020 (the “Declaration”), of Dimensional ETF Trust (the “Trust”), the undersigned Trustees of the Trust hereby amend the Declaration as set forth below.
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • October 29th, 2021 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this ___ day of __________, 202_, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the Dimensional US Marketwide Value ETF (the “ETF Fund”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • February 28th, 2023 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this 20th day of December, 2022, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • June 23rd, 2023 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this ___ day of _____, 202_, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • September 6th, 2023 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made as of the 6th day of September, 2023, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • November 17th, 2020 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this ___ day of __________, 202_, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF Fund,” and together, the “ETF Funds”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
AUTHORIZED PARTICIPANT AGREEMENT DIMENSIONAL ETF TRUSTAuthorized Participant Agreement • October 30th, 2020 • Dimensional ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between DFA Securities LLC (the “Distributor”) and __________________ (the “Participant”) and is subject to acceptance by Citibank, N.A. (the “Transfer Agent”) and agreement by Dimensional ETF Trust, a Delaware statutory trust (the “Trust”) that is a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 13(c) herein.. The Distributor, the Transfer Agent and the Participant acknowledge and agree that, except with respect to Sections 4(c) and 13(c), the Trust otherwise shall be a third-party beneficiary of this Agreement and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of shares of beneficial interest, without par
May 6, 2022Agreement and Plan of Reorganization • September 26th, 2024 • Dimensional ETF Trust
Re: Agreement and Plan of Reorganization (“Agreement”) adopted as of the 6th day of May, 2022 by and among Dimensional Investment Group Inc., a corporation organized under the laws of the State of Maryland (the “Target Entity”), separately, on behalf of its series identified on Exhibit A hereto (the “Target Portfolio”) and Dimensional ETF Trust, a statutory trust organized under the laws of the State of Delaware (the “Acquiring Entity”), separately, on behalf of its series identified on Exhibit A hereto (the “Acquiring Portfolio”)
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • April 26th, 2023 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made as of the 26th day of April, 2023, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of the certain portfolio of the Trust, as identified below (the “ETF”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENTFee Waiver and Expense Assumption Agreement • April 7th, 2022 • Dimensional ETF Trust
FEE WAIVER AND EXPENSE ASSUMPTION AGREEMENT, made this ___ day of _____, 202_, between Dimensional ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of certain portfolios of the Trust, as identified below (each, an “ETF,” and together, the “ETFs”), and Dimensional Fund Advisors LP, a Delaware limited partnership (“Dimensional”).
