SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • December 2nd, 2022 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund • New York
As you are aware, BNY Mellon Alcentra Opportunistic Global Credit Income Fund (the "Fund") desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund's Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund's Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the "Manager") to act as the Fund's investment manager pursuant to a written agreement (the "Management Agreement"), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund's sub-investment adviser as of the date set forth above (the "Effective Date").
SERVICE AGREEMENTService Agreement • October 14th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund • New York
This Agreement is entered into as of __________, ____ between __________________, a ___________________ (the "Service Provider") and BNY Mellon Securities Corporation, a New York corporation ("BNYMSC").
BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Expense Limitation Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
ADDENDUM TO [BROKER –DEALER/BANK] SELLING AGREEMENTSelling Agreement • October 14th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
This Addendum to [Broker –Dealer/Bank] Selling Agreement is entered into between BNY Mellon Securities Corporation (“Distributor”) and [name of selling firm] (“Dealer”) as of the [ ] day of _____________, 2021 (the “Addendum”) and amends that certain [Broker-Dealer/Bank] Selling Agreement between the Distributor and Dealer dated as of [_________________], as otherwise amended from time to time (the “Dealer Agreement”). Capitalized terms used herein and not otherwise defined herein shall have the meanings given to them in the Dealer Agreement.
Christine A. Glass The Bank of New York MellonCustody Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
DISTRIBUTION AGREEMENTDistribution Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
This is to confirm that, in consideration of the agreements hereinafter contained, BNY Mellon Alcentra Opportunistic Global Credit Income Fund (the “Fund”), a closed-end management investment company that continuously offers its shares of beneficial interest (the “Shares”) and is operated as an “interval fund,” has agreed that you shall be, for the period of this agreement, the distributor of the Shares.
SUB-INVESTMENT ADVISORY AGREEMENT BNY MELLON INVESTMENT ADVISER, INC. 240 Greenwich Street New York, New York 10286Sub-Investment Advisory Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund • New York
As you are aware, BNY Mellon Alcentra Opportunistic Global Credit Income Fund (the “Fund”) desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund’s Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund’s Board. The Fund employs BNY Mellon Investment Adviser, Inc. (the “Manager”) to act as the Fund’s investment manager pursuant to a written agreement (the “Management Agreement”), a copy of which has been furnished to you. The Manager is authorized to and desires to retain you, and you hereby agree to accept such retention, to act as the Fund’s sub-investment adviser.
BNY Mellon Alcentra Opportunistic Global Credit Income Fund 240 Greenwich Street New York, New York 10286Share Purchase Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
MANAGEMENT AGREEMENT BNY MELLON ALCENTRA OPPORTUNISTIC GLOBAL CREDIT INCOME FUND 240 Greenwich Street New York, New York 10286Management Agreement • August 11th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund • New York
The Fund desires to employ its capital by investing and reinvesting the same in investments of the type and in accordance with the limitations specified in the Fund’s Prospectus and Statement of Additional Information as from time to time in effect, copies of which have been or will be submitted to you, and in such manner and to such extent as from time to time may be approved by the Fund’s Board. The Fund desires to employ you to act as its investment manager.
Amendment No. 1 To Transfer Agency AgreementTransfer Agency Agreement • September 10th, 2021 • BNY Mellon Alcentra Opportunistic Global Credit Income Fund
This Amendment No. 1 To Transfer Agency Agreement ("Amendment No. 1"), dated as of September 3, 2021 ("Effective Date"), is being entered into by and between BNY Mellon Transfer, Inc. ("BNYM-TI") and each Investment Company listed on Schedule B hereto.
