GRACELL BIOTECHNOLOGIES INC. AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement January 7, 2021Deposit Agreement • February 25th, 2021 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 25th, 2021 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of January 7, 2021 among GRACELL BIOTECHNOLOGIES INC., a company incorporated under the laws of the Cayman Islands (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
GRACELL BIOTECHNOLOGIES INC. INDEMNIFICATION AGREEMENTIndemnification Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Indemnification Agreement (this “Agreement”) is made as of , by and between Gracell Biotechnologies Inc., an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”), and [Name of Director] ([US passport/ID]:[*])
Gracell Biotechnologies Inc. Shares of American Depositary Shares Each Representing Five Ordinary Shares (par value US$0.0001 per share) Controlled Equity OfferingSM Sales AgreementSales Agreement • April 28th, 2022 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 28th, 2022 Company Industry JurisdictionGracell Biotechnologies, Inc., an exempted company incorporated with limited liability under the laws of Cayman Islands (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. and BTIG, LLC (each an “Agent” and, collectively, the “Agents”), as follows:
Working Capital (in RMB) Loan ContractGracell Biotechnologies Inc. • April 23rd, 2021 • Pharmaceutical preparations
Company FiledApril 23rd, 2021 IndustryDomicile: 1/F-7/F East Wing of Building 1, 122 Wangdun Road, Suzhou Industrial Park, Suzhou Special Economic Zone of China (Jiangsu) Pilot Free Trade Zone
Voting Rights Proxy AgreementVoting Rights Proxy Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company Industry(In this Agreement, each of Party A, Party B and Party C shall be referred to as a “Party” respectively, and they shall be collectively referred to as the “Parties”.)
AGREEMENT AND PLAN OF MERGER by and among ASTRAZENECA TREASURY LIMITED, GREY WOLF MERGER SUB and GRACELL BIOTECHNOLOGIES INC. Dated as of December 23, 2023Agreement and Plan of Merger • December 26th, 2023 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledDecember 26th, 2023 Company Industry JurisdictionThis AGREEMENT AND PLAN OF MERGER, dated as of December 23, 2023 (this “Agreement”), is entered into by and among AstraZeneca Treasury Limited, a private limited company incorporated under the laws of England and Wales (“Parent”), Grey Wolf Merger Sub, an exempted company with limited liability incorporated under the Laws of the Cayman Islands and a wholly owned Subsidiary of Parent (“Merger Sub”), and Gracell Biotechnologies Inc., an exempted company with limited liability incorporated under the Laws of the Cayman Islands (the “Company” and, together with the Parent and Merger Sub, the “Parties” and each, a “Party”).
GRACELL BIOTECHNOLOGIES INC. DIRECTOR AGREEMENTDirector Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Director Agreement (the “Agreement”) is made and entered into as of , by and between Gracell Biotechnologies Inc., a Cayman Islands company (the “Company”), and (ID Card No.: ) (the “Director”).
Amendment to Call Option AgreementCall Option Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Amendment to Call Option Agreement (this “Agreement”) is executed by and among the following Parties as of November 10, 2020 in Shanghai, the People’s Republic of China (“China” or the “PRC”):
Call Option AgreementCall Option Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Call Option Agreement (this “Agreement”) is executed by and among the following Parties as of November 10, 2020 in Shanghai, the People’s Republic of China (“China” or the “PRC”):
EXCLUSIVE LICENSE AGREEMENT [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because Gracell Biotechnologies Inc. has determined it is not material and would be competitively harmful if publicly...Exclusive License Agreement • January 4th, 2021 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • California
Contract Type FiledJanuary 4th, 2021 Company Industry JurisdictionTHIS AGREEMENT is made and entered into on April 19th , 2017 (hereinafter “EFFECTIVE DATE”) by and between ProMab Biotechnologies, Inc. a corporation, whose address is 2600 Hilltop Drive, Building B, Suite C320, Richmond, CA 94806 USA (hereinafter “PROMAB”) and Unitex Capital Ltd., a BVI limited liability company, whose address is 1208 E. Arques Ave., Sunnyvale, CA 94085 (hereinafter “LICENSEE”). PROMAB and LICENSEE are sometimes hereinafter referred to individually as a “Party” and collectively as the “Parties”.
Technical Consultation and Service AgreementConsultation and Service Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Technical Consulting and Services Agreement (the “Agreement”) is entered into as of January 3, 2019 in Shanghai, People’s Republic of China (“PRC” or “China”) between the following two parties:
Equity Pledge Supplementary AgreementEquity Pledge Supplementary Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Equity Pledge Supplementary Agreement (this “Agreement”) has been executed by and among the following parties on November 10, 2020 in Shanghai, the People’s Republic of China (“China” or the “PRC”):
Equity Pledge AgreementEquity Pledge Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Equity Pledge Agreement (this “Agreement”) has been executed by and among the following parties on November 10, 2020 in Shanghai, the People’s Republic of China (“China” or the “PRC”):
Business Cooperation AgreementBusiness Cooperation Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Business Cooperation Agreement (this “Agreement”) is made and entered into by and between the following parties on January 3, 2019 in Shanghai, the People’s Republic of China (“China” or the “PRC”).
GRACELL BIOTECHNOLOGIES INC. SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENTShareholders Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Hong Kong
Contract Type FiledDecember 18th, 2020 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT (this “Agreement”) is made and entered into on October 20, 2020 by and among:
MANUFACTURING SERVICES AGREEMENTManufacturing Services Agreement • April 22nd, 2022 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 22nd, 2022 Company Industry JurisdictionThis Manufacturing Services Agreement (the “Agreement”) is executed on March 31, 2021 and takes into effect on April 1, 2021 (the “Effective Date”) between Lonza Houston, Inc., 14905 Kirby Drive, Pearland, TX 77047, USA (“LONZA”), Suzhou Gracell Biotechnologies Co., Ltd. (“Gracell Suzhou”), Building 12, Zone B, Phase II, Biomedical Industrial Park, No. 218 Sangtian Road, Suzhou Industrial Park, Suzhou, Jiangsu Province, China 215123, and Gracell Biopharmaceuticals, Inc., 1209 Orange Street, City of Wilmington, County of New Castle, Delaware, USA 19801 (“Gracell US”, together with Gracell Suzhou, “CLIENT”) (each of LONZA and CLIENT, a “Party” and, collectively, the “Parties”).
GRACELL BIOTECHNOLOGIES INC. EMPLOYMENT AGREEMENTEmployment Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Hong Kong
Contract Type FiledDecember 18th, 2020 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of , by and between Gracell Biotechnologies Inc., a Cayman Islands company (the “Company”), and (ID Card No.: ) (the “Employee”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 7th, 2023 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 7th, 2023 Company Industry JurisdictionThe Company and the Purchasers are sometimes each referred to herein as a “Party” and collectively as the “Parties.” This Agreement, the Warrant (as defined below) and any agreements and documents that may be required to implement the transactions contemplated by this Agreement, are referred to herein as the “Transaction Documents.” The transactions contemplated under this Agreement and the Transaction Documents are collectively referred to herein as the “Transactions”.
Gracell Biotechnologies Inc. [●] Ordinary Shares ($0.0001 par value per share) Each represented by American Depositary Shares Underwriting AgreementDeposit Agreement • January 4th, 2021 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 4th, 2021 Company Industry Jurisdiction
AMENDED AND RESTATED No.1 TO EXCLUSIVE LICENSE AGREEMENT WITH SUBLICENSING TERMS [***] = Certain confidential information contained in this document, marked by brackets, has been omitted because Gracell Biotechnologies Inc. has determined it is not...Exclusive License Agreement • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryThis Amended and Restated Agreement (“Agreement”) is made effective November 29th , 2017 (the “Effective Date”) by and between ProMab Biotechnologies, Inc (hereinafter called “PROMAB”), a company having its principle office at 2600 Hilltop Drive, Building B, Suite C320, Richmond, CA94806, and Unitex Capital Ltd (hereinafter called “LICENSEE”), a company having its principle office at 1208 E. Arques Ave., Sunnyvale, CA 94085 and Gracell Biotechnologies Co. Ltd. 亘喜生物科技(上海)有限公司 (hereinafter called “亘喜”), a company having its principle office at Level 12, No.926 Yishan Road, Shanghai China. PROMAN, LICENSEE and 亘喜 are at times referred to in this Agreement as “the parties”.
Working Capital (in RMB) Loan Contract (Ver. 1.0, 2021)Gracell Biotechnologies Inc. • April 23rd, 2021 • Pharmaceutical preparations
Company FiledApril 23rd, 2021 Industry
Fixed Assets Loan Contract No.: 512HT2020104831Fixed Assets • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Hong Kong
Contract Type FiledDecember 18th, 2020 Company Industry Jurisdiction☐ This Contract is a specific Contract under the Credit Extension Agreement numbered / (If this article is applicable, check the box).
Working Capital (in RMB) Loan ContractWorking Capital • December 18th, 2020 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledDecember 18th, 2020 Company IndustryIn view of the need of paying for goods, Party A applies for a loan to Party B, and Party B agrees to issue a loan to Party A. This Contract has been entered into by and between both parties through negotiation and in accordance with relevant laws, regulations and rules for mutual compliance.
Working Capital Loan ContractGracell Biotechnologies Inc. • April 23rd, 2021 • Pharmaceutical preparations
Company FiledApril 23rd, 2021 IndustryIn order to protect your rights and interests, please read carefully before signing this Contract, check and verify the following:
EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • April 22nd, 2022 • Gracell Biotechnologies Inc. • Pharmaceutical preparations
Contract Type FiledApril 22nd, 2022 Company IndustryTHIS AGREEMENT is made and entered into on May 11, 2021 (hereinafter the “Effective Date”) by and between FutureGen Biopharmaceutical Co., Ltd. a PRC corporation, whose address is 201, 2/F, Building No.1, #16 Baoshen South Street, Daxing District, Beijing (hereinafter “FUTUREGEN”) and Gracell Biotechnologies (HK) Limited, a Hong Kong company, whose business address is Building 3, 418 Guilin Road, Xuhui District, Shanghai, China 200233 (hereinafter “GRACELL”). FUTUREGEN and GRACELL are sometimes hereinafter referred to individually as a “Party” and collectively as the “Parties”.
LICENSE AGREEMENTLicense Agreement • April 25th, 2023 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 25th, 2023 Company Industry JurisdictionThis License Agreement (this “Agreement”), entered into by and between Seagen Inc., a Delaware corporation with offices at 21823 30th Drive SE, Bothell, WA 98021 (“Seagen”), and Gracell Biotechnologies Inc., a Cayman Island company with offices at 4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman, KY1-1002, George Town, Cayman Islands (“Gracell”) (each of Seagen and Gracell may be referred to herein, individually, as a “Party” or, together, as the “Parties”), is effective as of March 8, 2023 (the “Effective Date”).
Contract of Maximum Guarantee (Version 2.0, 2018)Filling Instructions • April 23rd, 2021 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Shanghai
Contract Type FiledApril 23rd, 2021 Company Industry JurisdictionIn order to ensure the discharge of multiple creditor’s rights between Party B and Suzhou Gracell Biotechnologies Co., Ltd. (hereinafter referred to as the “Master Contract Debtor”) within a certain period and guarantee the realization of Party B’s creditor’s rights, Party A is willing to provide the Maximum Amount Guarantee for the debtor’s discharge of the debts, and Party B agrees to accept the Maximum Amount Guarantee provided by Party A. NOW, THEREFORE, according to the General Provisions of the Civil Law of the People’s Republic of China, the Contract Law of the People’s Republic of China, the Guarantee Law of the People’s Republic of China and other relevant laws and regulations, Party A and Party B reach the following agreement through equal negotiation:
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • December 26th, 2023 • Gracell Biotechnologies Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledDecember 26th, 2023 Company Industry JurisdictionTHIS VOTING AND SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of December 23, 2023, by and between AstraZeneca Treasury Limited, a private limited company incorporated under the laws of England and Wales (“Parent”), and the undersigned holder (the “Shareholder”) of ordinary shares of Gracell Biotechnologies Inc., an exempted company with limited liability incorporated under the Laws of the Cayman Islands (the “Company”). Capitalized terms used herein and not defined shall have the meanings ascribed to them in the Agreement and Plan of Merger, dated as of December 23, 2023, by and among Parent, Grey Wolf Merger Sub, an exempted company with limited liability incorporated under the Laws of the Cayman Islands and a wholly owned subsidiary of Parent (“Merger Sub”), and the Company (as such agreement may be subsequently amended or modified, the “Merger Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Merg