SETTLEMENT AGREEMENTSettlement Agreement • November 7th, 2022 • Urvan Steven F. • Ordnance & accessories, (no vehicles/guided missiles) • Delaware
This SETTLEMENT AGREEMENT (this “Agreement”) is made and entered into as of November 3, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Group are each herein referred to as a “party” and collectively, the “parties.” Capitalized terms used herein shall have the meanings set forth in Section 16 of this Agreement.
PLEDGE AND ESCROW AGREEMENTPledge and Escrow Agreement • May 10th, 2021 • Urvan Steven F. • Ordnance & accessories, (no vehicles/guided missiles) • New York
THIS PLEDGE AND ESCROW AGREEMENT (“Agreement”) is made and effective as of April 30, 2021 by and between STEVEN F. URVAN, an individual (the “Pledgor”), and AMMO, INC., a Delaware corporation (the “Secured Party”, the
JOINT FILING AGREEMENTJoint Filing Agreement • August 29th, 2022 • Urvan Steven F. • Ordnance & accessories, (no vehicles/guided missiles)
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of AMMO, Inc.. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
Roth Capital Partners, LLCUnderwriting Agreement • May 10th, 2021 • Urvan Steven F. • Ordnance & accessories, (no vehicles/guided missiles) • Delaware
AMENDMENT TO SETTLEMENT AGREEMENTSettlement Agreement • November 22nd, 2022 • Urvan Steven F. • Ordnance & accessories, (no vehicles/guided missiles)
This AMENDMENT TO SETTLEMENT AGREEMENT (this “Amendment”) is made and entered into as of November 21, 2022, by and among AMMO, Inc., a Delaware corporation (the “Company”) and Steven F. Urvan and Susan T. Lokey (collectively with each of their respective Affiliates and Associates, the “Urvan Group”). The Company and each of the members of the Urvan Group are each herein referred to as a “party” and collectively, the “parties.” Capitalized terms used but not defined herein shall have the meanings set forth in the Settlement Agreement (as defined below) for such term.
