INVESTMENT SUB-ADVISORY AGREEMENT AMONG INCOME RESEARCH + MANAGEMENT, BONDBLOXX INVESTMENT MANAGEMENT CORPORATION AND BONDBLOXX ETF TRUSTInvestment Sub-Advisory Agreement • March 5th, 2024 • BondBloxx ETF Trust
AGREEMENT as of this _____ day of _________, 2024, among BondBloxx ETF Trust (“Trust”), a Delaware business trust, on behalf of the individual series listed on Schedule C (each, a “Fund”), BondBloxx Investment Management Corporation (“Adviser”), a Delaware corporation, and Income Research + Management (“Sub-Adviser”), a Delaware corporation.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 28th, 2024 • BondBloxx ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 7th day of January, 2022, by and between BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Trust”) having its principal place of business at 1100 Larkspur Landing Circle, Larkspur, CA 94939, and FORESIDE FUND SERVICES, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 5th, 2024 • BondBloxx ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated as of [ ], 2024, between BondBloxx ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and BondBloxx Investment Management Corporation, a corporation organized under the laws of the State of Delaware (the “Adviser”).
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • February 28th, 2024 • BondBloxx ETF Trust • New York
THIS AGREEMENT (this Agreement), dated as of November 29, 2021, between BONDBLOXX ETF TRUST, an open-end management investment company organized as a Delaware statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), on behalf of each series, separately and not jointly, listed on Annex A to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund for itself and/or the respective Portfolio(s), as the context requires, and this Agreement shall be construed as if it is a separate Agreement between the Fund for itself and each individual Portfolio, and BBH&Co.
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 17th, 2023 • BondBloxx ETF Trust • Delaware
This Third Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”), dated as of January 7, 2022, as amended, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of July __, 2023.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 18th, 2024 • BondBloxx ETF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT, dated as of ______, 2024, between BondBloxx ETF Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and BondBloxx Investment Management Corporation, a corporation organized under the laws of the State of Delaware (the “Adviser”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 17th, 2023 • BondBloxx ETF Trust
This Investment Agreement (the “Agreement”), dated as of January 23, 2023, is between Unified Series Trust, a business trust organized under the laws of the State of Ohio (the “Acquiring Trust”), on behalf of each of its series listed on Schedule A (each, an “Acquiring Fund,” and collectively, the “Acquiring Funds”), severally and not jointly, and BondBloxx ETF Trust (the “Acquired Trust”), on behalf of each of its series listed on Schedule B and such additional series as shall be designated in the future (each, an “Acquired Fund,” and collectively, the “Acquired Funds”), severally and not jointly.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of August 26, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • June 18th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment ”) is made as of June __, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 28th, 2024 • BondBloxx ETF Trust • Delaware
This Third amendment (“Amendment”) to the ETF distribution agreement (the “Agreement”), dated as of January 7, 2022, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of January 25th, 2024.
FORM OF SUBLICENSE AGREEMENTForm of Sublicense Agreement • September 6th, 2022 • BondBloxx ETF Trust • Delaware
This Sublicense Agreement (the “Agreement”) is made as of September [ ], 2022, by and between BondBloxx Investment Management Corporation (“BIM”), a Delaware corporation, and BondBloxx ETF Trust (the “Trust”), a statutory trust established under the laws of the State of Delaware.
AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENTTransfer and Administrative Agency Agreement • March 5th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of March __, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • March 5th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment ”) is made as of March ____, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AGREEMENT AND DECLARATION OF TRUST of BONDBLOXX ETF TRUST a Delaware Statutory TrustAgreement and Declaration • August 20th, 2021 • BondBloxx ETF Trust • Delaware
WHEREAS this Trust is being formed to carry on the business of an open-end management investment company as defined in the 1940 Act; and
SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 18th, 2024 • BondBloxx ETF Trust • Delaware
This Sixth Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”), dated as of January 7, 2022, as amended, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of June __, 2024.
SUBLICENSE AGREEMENTSublicense Agreement • May 24th, 2022 • BondBloxx ETF Trust • Delaware
This Sublicense Agreement (the “Agreement”) is made as of May [ ], 2022, by and between BondBloxx Investment Management Corporation (“BIM”), a Delaware corporation, and BondBloxx ETF Trust (the “Trust”), a statutory trust established under the laws of the State of Delaware.
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • May 24th, 2022 • BondBloxx ETF Trust • Delaware
This First Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”), dated as of January 7, 2022, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of May 17, 2022.
FIRST AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 28th, 2024 • BondBloxx ETF Trust • Delaware
This First Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”), dated as of January 7, 2022, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of May 17, 2022.
Expense Limitation AgreementExpense Limitation Agreement • July 17th, 2023 • BondBloxx ETF Trust
This Expense Limitation Agreement (the “Agreement”) is made and entered into this ____ day of _____________, 2023 between BondBloxx Investment Management Corporation (“BIM”) and BondBloxx ETF Trust (the “Trust”), with respect to its series, BondBloxx USD High Yield Bond Sector Rotation ETF (the “Fund”).
AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENTTransfer and Administrative Agency Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of September 18, 2023 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO Transfer AND ADMINISTRATIVE agenCY AGREEMENTTransfer and Administrative Agency Agreement • January 17th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment ”) is made as of January __, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF trust (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 6th, 2022 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of September [ ], 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF trust, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
BONDBLOXX ETF TRUST FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 17th, 2023 • BondBloxx ETF Trust
THIS AGREEMENT, dated as of , 2023, is made by and among each registrant identified on Schedule A (each, an “Acquiring Company”), each on behalf of itself and its series identified on Schedule A (if any), severally and not jointly (each, an “Acquiring Fund” and collectively, the “Acquiring Funds”), and each registrant identified on Schedule B (each, an “Acquired Company”), on behalf of itself and its series identified on Schedule B (if any), severally and not jointly (each, an “Acquired Fund” and collectively the “Acquired Funds” and together with the Acquiring Funds, the “Funds”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of May 19, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
BONDBLOXX ETF TRUST FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 17th, 2023 • BondBloxx ETF Trust
THIS AGREEMENT, dated as of April 4, 2023, between Exchange Listed Funds Trust, on behalf of each Acquiring Fund, severally and not jointly (each, an “Acquiring Fund”), and BondBloxx ETF Trust, on behalf of each Acquired Fund, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), listed on Schedule A.
BONDBLOXX ETF TRUST FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • June 27th, 2022 • BondBloxx ETF Trust
THIS AGREEMENT, dated as of , 2022, [between/among] [the/each] Acquiring Fund(s)[, severally and not jointly] (each, an “Acquiring Fund”), and each Acquired Fund, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”), listed on Schedule A.
AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENTTransfer and Administrative Agency Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of January 8, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO Transfer AND ADMINISTRATIVE agenCY AGREEMENTTransfer and Administrative Agency Agreement • September 6th, 2022 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of September __, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF trust (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
INVESTMENT SUB-ADVISORY AGREEMENT AMONG INCOME RESEARCH + MANAGEMENT, BONDBLOXX INVESTMENT MANAGEMENT CORPORATION AND BONDBLOXX ETF TRUSTInvestment Sub-Advisory Agreement • June 18th, 2024 • BondBloxx ETF Trust
AGREEMENT as of this _____ day of ____, 2024, among BondBloxx ETF Trust (“Trust”), a Delaware business trust, on behalf of the individual series listed on Schedule C (each, a “Fund”), BondBloxx Investment Management Corporation (“Adviser”), a Delaware corporation, and Income Research + Management (“Sub-Adviser”), a Delaware corporation.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 28th, 2024 • BondBloxx ETF Trust • Delaware
This Second Amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”), dated as of January 7, 2022, by and between BONDBLOXX ETF TRUST (the “Trust”) and FORESIDE FUND SERVICES, LLC, (together with the Trust, the “Parties”) is effective as of August 16, 2022.
SUBLICENSE AGREEMENTSublicense Agreement • June 27th, 2022 • BondBloxx ETF Trust • Delaware
This Sublicense Agreement (the “Agreement”) is made as of June [ ], 2022, by and between BondBloxx Investment Management Corporation (“BIM”), a Delaware corporation, and BondBloxx ETF Trust (the “Trust”), a statutory trust established under the laws of the State of Delaware.
BONDBLOXX ETF TRUST FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • September 6th, 2022 • BondBloxx ETF Trust
THIS AGREEMENT, dated as of , 2022, [between/among] [the/each] Acquiring Fund(s)[, severally and not jointly] (each, an “Acquiring Fund”), and each Acquired Fund, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”), listed on Schedule A.
AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENTTransfer and Administrative Agency Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of August 26, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENTTransfer and Administrative Agency Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO TRANSFER AND ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of May 19, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST (the “Trust”), a Delaware statutory trust. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • February 28th, 2024 • BondBloxx ETF Trust
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of January 8, 2024 by and between BROWN BROTHERS HARRIMAN & CO., a New York limited partnership (“BBH&Co.”) and BONDBLOXX ETF TRUST, a Delaware statutory trust (the “Fund”) on behalf of each series, separately and not jointly, listed on Annex A to the Agreement as may be amended from time to time. All capitalized terms used but not defined herein shall have the meanings set forth in the Agreement.
