Common Contracts
17 similar Funds Transfer Services Agreement contracts by Advisors' Inner Circle Fund, SEI Exchange Traded Funds, Advisors' Inner Circle Fund II, others
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • February 28th, 2024 • BondBloxx ETF Trust • New York
THIS AGREEMENT (this Agreement), dated as of November 29, 2021, between BONDBLOXX ETF TRUST, an open-end management investment company organized as a Delaware statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), on behalf of each series, separately and not jointly, listed on Annex A to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund for itself and/or the respective Portfolio(s), as the context requires, and this Agreement shall be construed as if it is a separate Agreement between the Fund for itself and each individual Portfolio, and BBH&Co.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • January 26th, 2024 • Investment Managers Series Trust III • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between Investment Managers Series Trust III (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 27th, 2023 • Fpa Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of __________, 202_, between FPA Funds Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 18th, 2023 • Exchange Listed Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of December 13, 2023, between EXCHANGE LISTED FUNDS TRUST (the Fund, including its separate series listed on Appendix A hereto, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • December 15th, 2023 • Capitol Series Trust • New York
THIS AGREEMENT, dated as of December 1, 2023, between CAPITOL SERIES TRUST (the Trust), on behalf of its separate series listed on Exhibit A hereto (each a “Fund” and together the “Funds”), an open-end management investment company organized under the laws of Ohio and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian). For purposes of this Agreement, references hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio, as the context requires.
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • October 6th, 2023 • SEI Alternative Income Fund • New York
THIS AGREEMENT (this “Agreement”), dated as of September 1, 2023, between SEI ALTERNATIVE INCOME FUND, a closed-end, non-diversified, management investment company organized as a Delaware statutory trust and registered with the Commission under the Investment Company Act of 1940 (the“1940 Act”), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”).
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • September 26th, 2023 • Grandeur Peak Global Trust • New York
THIS AGREEMENT, dated as of February 23, 2023, between GRANDEUR PEAK GLOBAL TRUST, a management investment company organized as a Delaware statutory trust and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) for itself and on behalf of each of its series listed on Exhibit A hereto (each, a/the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • January 27th, 2023 • Advisors' Inner Circle Fund • New York
THIS AGREEMENT (this Agreement), dated as of January 24, 2023, between THE ADVISORS’ INNER CIRCLE FUND (the Fund, including on behalf of each of its separate series listed on Exhibit A hereto, the Portfolios), a management investment company organized as a business trust under the laws of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
FORM OF CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 29th, 2022 • Advisors' Inner Circle Fund • New York
THIS AGREEMENT (this Agreement), dated as of ____________, 2021, between THE ADVISORS’ INNER CIRCLE FUND (the Fund, including on behalf of each of its separate series listed on Exhibit A hereto, the Portfolios), a management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 20th, 2022 • Advisors' Inner Circle Fund II • New York
THIS AGREEMENT (this Agreement), dated as of December 6, 2022, between THE ADVISORS’ INNER CIRCLE FUND II (the Fund, including on behalf of each of its separate series listed on Exhibit A hereto, the Portfolios), a management investment company organized as a Massachusetts business trust under the laws of the Commonwealth of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • August 31st, 2022 • THOR Financial Technologies Trust • New York
THIS AGREEMENT(this Agreement), dated as of June 21, 2022, between THOR FINANCIAL TECHNOLOGIES TRUST (the Fund), an open-end management investment company organized as a Delaware statutory trust and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), on behalf of each series, separately and not jointly, listed on Annex A to this Agreement as may be amended from time to time (each a "Portfolio" and collectively the "Portfolios") and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the "Fund" shall mean the Fund and/or the respective Portfolio(s), as the context requires. For purposes of this Agreement, reference hereafter to the "Fund" shall mean the Fund for itself and/or the respective Portfoli
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • May 4th, 2022 • SEI Exchange Traded Funds • New York
THIS AGREEMENT (this Agreement), dated as of __March 30_, 2022, between SEI EXCHANGE TRADED FUNDS (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). SEI Investments Management Corporation (the “Adviser”), a Delaware corporation, the investment adviser to the Trust, is a party hereto with respect to Section 15 only. For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
FORM OF CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • February 4th, 2022 • SEI Exchange Traded Funds • New York
THIS AGREEMENT (this Agreement), dated as of __________, 2022, between SEI EXCHANGE TRADED FUNDS TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). SEI Investments Management Corporation (the “Adviser”), a Delaware corporation, the investment adviser to the Trust, is a party hereto with respect to Section 15 only. For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AGREEMENTFunds Transfer Services Agreement • December 1st, 2021 • Catholic Responsible Investments Funds • New York
THIS AGREEMENT, dated as of November 17, 2021, between Catholic Responsible Investments Funds, a management investment company organized as a statutory trust under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the “1940 Act”) (the “Trust”), on behalf of and with respect to the assets of each of its series listed on Schedule A attached hereto, severally and not jointly (each, a “Fund” and collectively, the “Funds”), registered under the Investment Company Act of 1940, and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (“BBH&Co.” or the “Custodian”). Reference hereafter to the “Fund” or “Funds” shall be understood to mean the Trust acting on behalf of, and with respect to the assets of, the respective series listed on Schedule A hereto.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • November 17th, 2021 • Valued Advisers Trust • New York
THIS AGREEMENT (this Agreement), dated as of November 1, 2021 between VALUED ADVISERS TRUST (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • September 2nd, 2021 • Ultimus Managers Trust • New York
THIS AGREEMENT (this Agreement), dated as of August 10, 2021, between ULTIMUS MANAGERS TRUST (the Fund, executing this Agreement on behalf of and for the benefit of those separate series set forth on Schedule I, each a Portfolio and collectively the Portfolios), an open-end management investment company organized as an unincorporated business trust under the laws of the State of Ohio and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund on behalf of/and/or the respective Portfolio(s), as the context requires and the terms of this Agreement shall apply separately and respectively to the Fund in respect of each P
CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
THIS AGREEMENT (this Agreement), dated as of July 19, 2021 between NORTHERN LIGHTS FUND TRUST II (the “Fund”), an open-end management investment company organized under the laws of the State of Delaware as a statutory trust and registered with the U.S. Securities and Exchange Commission (the “Commission”) under the Investment Company Act of 1940 (the “1940 Act”), for itself and on behalf of each series, separately and not jointly, listed on Schedule I to this Agreement as may be amended from time to time (each a “Portfolio” and collectively the “Portfolios”) and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, the “TA”). All references herein to a “Portfolio” are to each of the Portfolios listed on the attached Schedule I individually, as if this Agreement were between the Fund on behalf o
