AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF Peak Income Plus Fund a Delaware Statutory TrustAgreement and Declaration of Trust • December 5th, 2022 • Peak Income Plus Fund • Delaware
This AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is effective as of the 15th day of August, 2022 by the Trustees of Peak Income Plus Fund, each of whom has executed this Declaration of Trust.
DISTRIBUTION AGREEMENTDistribution Agreement • December 5th, 2022 • Peak Income Plus Fund • Ohio
This Distribution Agreement (this “Agreement”), dated November 17, 2022, is made by and among Peak Income Plus Fund, a Delaware Statutory Trust (the “Fund”), American Asset Management, Inc., a Florida corporation (the “Advisor”), and Ultimus Fund Distributors, LLC, a limited liability company organized under the laws of the state of Ohio (“Distributor”).
CONSULTING AGREEMENTConsulting Agreement • December 5th, 2022 • Peak Income Plus Fund • New York
THIS CONSULTING AGREEMENT (this “Agreement”) dated November 17, 2022, is entered into by and between PEAK INCOME PLUS FUND, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Fund”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AGREEMENT AND DECLARATION OF TRUST OF Peak Income Plus Fund a Delaware Statutory TrustTrust Agreement • June 2nd, 2022 • Peak Income Plus Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST effective as of the 16th day of May, 2022 by the sole initial Trustee hereunder. This Agreement and Declaration of Trust shall be effective upon the filing of the Certificate of Trust in the office of the Secretary of State of the State of Delaware.
MANAGEMENT AGREEMENTManagement Agreement • December 5th, 2022 • Peak Income Plus Fund
Peak Income Plus Fund (the “Trust” or “Fund”) is a closed-end management investment company that is operated as an interval fund and established as a Delaware statutory trust.
SUBSCRIPTION AGREEMENT BETWEEN PEAK INCOME PLUS FUND AND THE PURCHASER LETTER OF INVESTMENT INTENTSubscription Agreement • December 5th, 2022 • Peak Income Plus Fund
Effective as of the date first written above, the undersigned (the “Purchaser”) subscribes to purchase a beneficial interest (“Interest”) in the Fund in the amount of $100,000 for 10,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $100,000.
MASTER SERVICES AGREEMENTMaster Services Agreement • December 5th, 2022 • Peak Income Plus Fund • Ohio
This Master Services Agreement (this “Agreement”), dated November 17, 2022, is between Peak Income Plus Fund (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
