ROMA GREEN FINANCE LIMITED UNDERWRITING AGREEMENT 3,075,460 Ordinary SharesUnderwriting Agreement • January 12th, 2024 • Roma Green Finance LTD • Services-management consulting services • New York
ROMA GREEN FINANCE LIMITED, a Cayman Islands exempted company with limited liability (the “Company”) and Top Elect Group Limited, a holding company incorporated in the British Virgin Islands and a shareholder of the Company (the “Selling Shareholder”), propose, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Spartan Capital Securities, LLC is acting as representative (the “Representative,” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter), an aggregate of 3,075,460 ordinary shares, par value $0.001 per share (the “Ordinary Shares”), of the Company (the “Shares” or the “Securities”), of which 2,449,943 Ordinary Shares are to be issued and sold by the Company and 625,517 Ordinary Shares are to be sold by the
INDEMNIFICATION AGREEMENTIndemnification Agreement • November 24th, 2023 • Roma Green Finance LTD • Services-management consulting services
This INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this __day of ___________________ 2023 (the “Effective Date”) by and between Roma Green Finance Limited, a Cayman Islands exempt company the “Company”), and __________________ (the “Indemnitee”).
ROMA GREEN FINANCE LIMITED (incorporated in the Cayman Islands with limited liability) Flat 605, 6/F., Tai Tung Building TEL: +852 2529 6878Roma Green Finance LTD • November 24th, 2023 • Services-management consulting services • Hong Kong
Roma Green Finance Limited (the “Company”), is pleased to offer you a position as an independent non-executive director on its Board of Directors and as a chairman of the Nomination Committee and a member of the Audit Committee and the Compensation Committee (collectively the “Board”). This letter shall constitute an agreement (the “Agreement”) between you and the Company and contains all the terms and conditions relating to the services you are to provide.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 7th, 2024 • Roma Green Finance LTD • Services-management consulting services • New York
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of [●], 2024, is between Roma Green Finance Limited, a company incorporated under the laws of the Cayman Islands, with headquarters located at Flat 605, 6/F., Tai Tung Building, 8 Fleming Road, Wanchai, Hong Kong (the “Company”), and the investor as set forth on the signature page (each a “Buyer”).
