UNDERWRITING AGREEMENT between GARDEN STAGE LIMITED, and REVERE SECURITIES LLC, as Representative of the Several Underwriters GARDEN STAGE LIMITED UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2023 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services • New York
The undersigned, GARDEN STAGE LIMITED, a corporation formed under the laws of the Cayman Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with REVERE SECURITIES LLC, a FINRA Member firm (hereinafter referred to as the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
EMPLOYMENT AGREEMENTEmployment Agreement • June 30th, 2023 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of 21st November 2022 by and between Garden Stage Limited, an exempted company incorporated under the laws of the Cayman Islands with limited liability (the “Company”), and Fong Wai Lok Raymond, an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include the Company and all of its subsidiaries (collectively, the “Group”). This employment agreement shall replace all previous employment agreements signed with other subsidiaries.
DATE: 24th April 2023 GARDEN STAGE LIMITED (the “Company”) and FONG WAI LOK RAYMOND (the “Executive”) SUPPLEMENTAL EMPLOYMENT AGREEMENT SUPPLEMENTAL EMPLOYMENT AGREEMENTSupplemental Employment Agreement • June 30th, 2023 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
This SUPPLEMENTAL EMPLOYMENT AGREEMENT (the “Supplemental Agreement”), is entered into as of 24th April 2023 by and between Garden Stage Limited, an exempted company incorporated under the laws of the Cayman Islands with limited liability (the “Company”), and Fong Wai Lok Raymond, an individual (the “Executive”).
DATE: April 1, 2024 GARDEN STAGE LIMITED (the “Company”) and CHAN SZE HO (the “Executive”) SECOND SUPPLEMENTAL EMPLOYMENT AGREEMENT SUPPLEMENTAL EMPLOYMENT AGREEMENTSupplemental Employment Agreement • April 5th, 2024 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
This SECOND SUPPLEMENTAL EMPLOYMENT AGREEMENT (the “Second Supplemental Agreement”), is entered into as of April 1, 2024 by and between Garden Stage Limited, an exempted company incorporated under the laws of the Cayman Islands with limited liability (the “Company”), and Sze Ho Chan, an individual (the “Executive”).
Dated the 22nd day of March 2024 CHELLINK INVESTMENT LIMITED andTenancy Agreement • July 31st, 2024 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services
RESIGNATION AGREEMENT AND CONSULTING ARRANGEMENTResignation Agreement • April 5th, 2024 • Garden Stage LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
