THE CHASE MANHATTAN BANK Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 28, 1997 Supplemental to Indenture dated as of January 18, 1994 This First Supplemental Indenture (the "Supplemental Indenture") is made and entered into as of November...First Supplemental Indenture • December 9th, 1997 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
GUARANTEE of theGuarantee Agreement • July 6th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies • New York
TERMS AGREEMENTTerms Agreement • May 27th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
FIRST AMENDMENT AND WAIVER dated as of September 22, 1997, to the STOCKHOLDER AGREEMENT dated as of May 1, 1997 (the "Original Agreement"), between VALERO ENERGY CORPORATION, formerly known as Valero Refining and Marketing Company, a Delaware...Stockholder Agreement • September 23rd, 1997 • Salomon Inc • Security brokers, dealers & flotation companies • New York
SALOMON SMITH BARNEY HOLDINGS INC. 5.875% NOTES DUE MARCH 15, 2006 REGISTERED REGISTEREDNote Agreement • March 23rd, 2001 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
c memorandum of lease Exhibit A, "Form of Memorandum of Lease," is replaced by exhibit A to this amendment, "Form of Memorandum of Lease," showing the new termination date for the Lease.Lease Amendment • May 13th, 1998 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
1 Exhibit 4.01 This Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Note is not exchangeable for Notes registered in...Indenture • February 2nd, 2001 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
BetweenLease Agreement • March 16th, 1999 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
BANKERS TRUST COMPANY TrusteeFourth Supplemental Indenture • December 9th, 1997 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
1 Exhibit 99.05 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS The Merger Agreement provides that each share of Salomon Inc. ("Salomon") common stock will be exchanged for 1.695 shares of Travelers Group Inc. ("Travelers") common stock....Merger Agreement • October 28th, 1997 • Salomon Inc • Security brokers, dealers & flotation companies
andWarrant Agreement • October 13th, 1999 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
As Issuer, CITIGROUP INC., As Guarantor, ANDSupplemental Indenture • July 6th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies • New York
TRAVELERS GROUP INC. DIAMONDS ACQUISITION CORP.Merger Agreement • September 24th, 1997 • Salomon Inc • Security brokers, dealers & flotation companies • Delaware
SALOMON INC TOSeventh Supplemental Indenture • March 5th, 1996 • Salomon Inc • Security & commodity brokers, dealers, exchanges & services • New York
CITIBANK, N.A. TrusteeTenth Supplemental Indenture • December 9th, 1997 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
1 [FORM OF WARRANT AGREEMENT] SALOMON SMITH BARNEY HOLDINGS INC.Warrant Agreement • July 16th, 1998 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
SALOMON INC TO CITIBANK, N.A. TrusteeNinth Supplemental Indenture • November 22nd, 1996 • Salomon Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Indenture • June 29th, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
Exhibit 1.01 CITIGROUP GLOBAL MARKETS HOLDINGS INC. Retail Medium-Term Notes, Series F GLOBAL SELLING AGENCY AGREEMENT November 1, 2004 New York, New York To the Agents listed on Schedule I hereto Ladies and Gentlemen: Citigroup Global Markets...Global Selling Agency Agreement • November 2nd, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Global Note • March 30th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
EXHIBIT 99.11 TARGETED GROWTH ENHANCED TERMS SECURITIES TARGETS TRUST XIX SUPPLEMENTAL GUARANTEE AGREEMENT Dated as of June 30, 2005 THIS SUPPLEMENTAL TARGETS GUARANTEE AGREEMENT (the "Supplemental Guarantee Agreement") dated as of June 30, 2005 is...Supplemental Guarantee Agreement • July 6th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies • New York
Exhibit 99 (C) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Indenture Note • May 23rd, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Indenture Note • September 30th, 2003 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
No. R-1 INITIAL PRINCIPAL AMOUNT CUSIP 173078 20 5 REPRESENTED $ - representing - PACERS ($10 per PACERS)Global Note • November 22nd, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
ContractGlobal Note • April 28th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
ContractGlobal Note • May 27th, 2005 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
Exhibit 99(C) (Form of Note) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN...Note Agreement • October 23rd, 1998 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Global Note • April 30th, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
EXHIBIT 4.01 THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Indenture Note • January 29th, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
1 Exhibit 4.01 (FORM OF NOTE) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN...Note Agreement • July 30th, 1998 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
SALOMON INC Nikkei 225 Index Securities due August __, 2002Indenture Agreement • August 14th, 1997 • Salomon Inc • Security brokers, dealers & flotation companies
Exhibit 99(c) THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED...Global Note • November 20th, 2003 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE...Global Note • March 22nd, 2004 • Citigroup Global Markets Holdings Inc • Security brokers, dealers & flotation companies
THIS NOTE IS A GLOBAL NOTE WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. UNLESS AND UNTIL IT IS EXCHANGED IN WHOLE OR IN PART FOR NOTES IN CERTIFICATED FORM, THIS NOTE MAY NOT BE TRANSFERRED EXCEPT AS A WHOLE BY THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION ("DTC"), TO A NOMINEE OF DTC OR BY DTC OR ANY SUCH NOMINEE TO A SUCCESSOR DEPOSITARY OR A NOMINEE OF SUCH SUCCESSOR DEPOSITARY. UNLESS THIS NOTE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF DTC TO CITIGROUP GLOBAL MARKETS HOLDINGS INC. OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE OR PAYMENT, AND ANY NOTE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL
FORM OF NOTENote Agreement • February 28th, 2001 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies
andWarrant Agreement • September 26th, 2000 • Salomon Smith Barney Holdings Inc • Security brokers, dealers & flotation companies • New York
