FORM OF WARRANT AGREEMENT PLUM ACQUISITION CORP. IV and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated [●], 2024Warrant Agreement • July 31st, 2024 • Plum Acquisition Corp, IV • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated [●], 2024, is by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).
Plum Acquisition Corp. IVSubscription Agreement • July 31st, 2024 • Plum Acquisition Corp, IV • New York
We are pleased to accept the offer Plum Partners IV, LLC (the “Subscriber” or “you”) has made to purchase 7,665,900 shares (“Founder Shares”) of the Class B ordinary shares, $0.0001 par value per share (“Class B Ordinary Shares”), of Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), up to 999,900 of which are subject to forfeiture by you if the underwriters of the proposed initial public offering (“IPO”) of the Company pursuant to the registration statement on Form S-1 expected to be filed by the Company in connection with the IPO (the “Registration Statement”) do not fully exercise their over-allotment option (the “Over-allotment Option”) as described below. For the purposes of this Agreement (this “Agreement”), references to “Ordinary Shares” are to, collectively, the Class B Ordinary Shares and the Company’s Class A ordinary shares, $0.0001 par value per share (the “Class A Ordinary Shares”). Pursuant to the Company’s memorandum and articles of associatio
Plum Acquisition Corp. IV San Francisco, CA 94115 Tel. (929) 529-7125Consulting Agreement • November 5th, 2024 • Plum Acquisition Corp, IV • Blank checks
This letter agreement (this “Agreement”) sets forth the terms and conditions whereby Freya Advisory, LLC (the “Consultant”) agrees to provide certain services (as described below) to Plum Acquisition Corp. IV (the “Company”).
UNIT SUBSCRIPTION AGREEMENTUnit Subscription Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
This Unit Subscription Agreement (this “Agreement”) is made as of this ____ day of December, 2024, by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), having its principal place of business at 2021 Fillmore St. #2089, San Francisco, California 94115, and Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC (the “Purchaser”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of [●], 2024, is made and entered into by and among Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), Plum Partners IV, LLC, a Delaware limited liability company (the “Sponsor”), Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC (“Cohen”), Seaport Global Securities LLC (“Seaport” and together with Cohen, the “Representatives”), as representatives of the underwriters in the Company’s initial public offering (“IPO”), and any other parties listed on the signature page hereto (together with the Sponsor, Cohen, Seaport and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 5.2 of this Agreement, the “Holders” and, each, a “Holder”).
FORM OF WARRANT AGREEMENT PLUM ACQUISITION CORP. IV and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated [●], 2024Warrant Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated [●], 2024, is by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks
This Investment Management Trust Agreement (this “Agreement”) is made effective as of [•], 2024, by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”).
UNDERWRITING AGREEMENT between PLUM ACQUISITION CORP. IV and COHEN & COMPANY CAPITAL MARKETS, A DIVISION OF J.V.B. FINANCIAL GROUP, LLC and SEAPORT GLOBAL SECURITIES LLC As Representatives of the Underwriters Dated: December [●], 2024 UNDERWRITING...Underwriting Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
The undersigned, Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement with Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC (“CCM”) and Seaport Global Securities LLC (“Seaport” and collectively with CCM, “Representatives” and each, a “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter,” provided that, if only the Representatives are listed on such Schedule A, any references to Underwriters shall refer exclusively to the Representatives) as follows:
UNIT AND RESTRICTED SHARE SUBSCRIPTION AGREEMENTUnit and Restricted Share Subscription Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
This Unit and Restricted Share Subscription Agreement (this “Agreement”) is made as of this ____ day of _____, 2024, by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), having its principal place of business at 2021 Fillmore St. #2089, San Francisco, California 94115, and Plum Partners IV, LLC (the “Purchaser”).
UNDERWRITING AGREEMENT between PLUM ACQUISITION CORP. IV and COHEN & COMPANY CAPITAL MARKETS, A DIVISION OF J.V.B. FINANCIAL GROUP, LLC and SEAPORT GLOBAL SECURITIES LLC As Representatives of the Underwriters Dated: December [●], 2024 UNDERWRITING...Underwriting Agreement • December 17th, 2024 • Plum Acquisition Corp, IV • Blank checks • New York
The undersigned, Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), hereby confirms its agreement with Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC (“CCM”) and Seaport Global Securities LLC (“Seaport” and collectively with CCM, “Representatives” and each, a “Representative”) and with the other underwriters named on Schedule A hereto (if any), for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter,” provided that, if only the Representatives are listed on such Schedule A, any references to Underwriters shall refer exclusively to the Representatives) as follows:
Plum Acquisition Corp. IV 2021 Fillmore St. #2089 San Francisco, California 94115 United States of AmericaUnderwriting Agreement • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks
This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into or proposed to be entered into by and between Plum Acquisition Corp. IV, a Cayman Islands exempted company (the “Company”), Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC (“Cohen”) and Seaport Global Securities LLC (“Seaport” and together with Cohen, the “Underwriters”), relating to an underwritten initial public offering (the “Public Offering”), of up to 17,250,000 of the Company’s units (“Units”) (including up to 2,250,000 Units that may be purchased to cover over-allotments, if any), each comprised of one Class A ordinary share of the Company, par value $0.0001 per share (each, an “Ordinary Share”), and one-half of one redeemable warrant (each whole warrant, a “Warrant”). Each Warrant entitles the holder thereof to purchase one Ordinary Share at a price of $11.50 per share, subject to adjustment. The Uni
INDEMNITY AGREEMENTIndemnification & Liability • December 13th, 2024 • Plum Acquisition Corp, IV • Blank checks • Delaware
NOW, THEREFORE, in consideration of the premises and the covenants contained herein and subject to the provisions of the letter agreement dated as of the date hereof, among the Company, Indemnitee and other parties thereto pursuant to the Underwriting Agreement between the Company and the representative of the Underwriters named therein in connection with the Company’s initial public offering, the Company and Indemnitee do hereby covenant and agree as follows:
