1 Exhibit 4-B-1 FIRST SUPPLEMENTAL INDENTUREIndenture • March 12th, 1998 • Dana Corp • Motor vehicle parts & accessories • New York
Contract Type FiledMarch 12th, 1998 Company Industry Jurisdiction
1 Exhibit 4-B-1 SECOND SUPPLEMENTAL INDENTUREDana Corp • March 2nd, 1999 • Motor vehicle parts & accessories • New York
Company FiledMarch 2nd, 1999 Industry Jurisdiction
WITNESSETH ----------Agreement • March 1st, 2001 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledMarch 1st, 2001 Company Industry Jurisdiction
December 12, 1998 Southwood J. Morcott Dana Corporation 4500 Dorr Street Toledo, OH 43615 Dear Mr. Morcott: The Corporation is on this date entering into an amended and restated employment agreement with you (the Employment Agreement). As a separate...Employment Agreement • March 14th, 2000 • Dana Corp • Motor vehicle parts & accessories
Contract Type FiledMarch 14th, 2000 Company Industry
THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT, dated as of May 3, 1998, between Echlin Inc., a Connecticut corporation...Option Agreement • May 4th, 1998 • Dana Corp • Motor vehicle parts & accessories • Connecticut
Contract Type FiledMay 4th, 1998 Company Industry Jurisdiction
EXHIBIT 4 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the shares of Common Stock, par value $2.00 per share, of Standard Motor Products, Inc. is, and any amendment thereto signed by each of...Joint Filing Agreement • July 8th, 2003 • Dana Corp • Motor vehicle parts & accessories
Contract Type FiledJuly 8th, 2003 Company IndustryThe undersigned hereby agree that the statement on Schedule 13D with respect to the shares of Common Stock, par value $2.00 per share, of Standard Motor Products, Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended. The undersigned hereby further agree that this Joint Filing Agreement be included as an exhibit to such statement and any such amendment. This Joint Filing Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
1 EXHIBIT 10-E EMPLOYMENT AGREEMENTEmployment Agreement • March 1st, 2001 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledMarch 1st, 2001 Company Industry Jurisdiction
INDENTUREDana Corp • May 7th, 2002 • Motor vehicle parts & accessories • New York
Company FiledMay 7th, 2002 Industry Jurisdiction
EXHIBIT 10-J(3) EMPLOYMENT AGREEMENTEmployment Agreement • February 27th, 1998 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledFebruary 27th, 1998 Company Industry Jurisdiction
1 Exhibit 1-B-1 DANA CORPORATION (a Virginia corporation) -- -- -- -- -- -- -- -- $250,000,000 6-1/4% Notes due 2004 $350,000,000 6-1/2% Notes due 2009 $400,000,000 7% Notes due 2029 -- -- -- -- -- -- -- -- Terms AGREEMENTUnderwriting Agreement • March 2nd, 1999 • Dana Corp • Motor vehicle parts & accessories • New York
Contract Type FiledMarch 2nd, 1999 Company Industry Jurisdiction
250,000,000 10 1/8% Notes due 2010Dana Corp • July 19th, 2002 • Motor vehicle parts & accessories • New York
Company FiledJuly 19th, 2002 Industry Jurisdiction
BETWEENEmployment Agreement • February 25th, 2004 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledFebruary 25th, 2004 Company Industry Jurisdiction
1 EXHIBIT 10-J(4) CHANGE OF CONTROL AGREEMENTChange of Control Agreement • February 27th, 1998 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledFebruary 27th, 1998 Company Industry Jurisdiction
BETWEENEmployment Agreement • February 25th, 2004 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledFebruary 25th, 2004 Company Industry Jurisdiction
BY AND AMONGAgreement and Plan of Merger • May 4th, 1998 • Dana Corp • Motor vehicle parts & accessories • Connecticut
Contract Type FiledMay 4th, 1998 Company Industry Jurisdiction
Exhibit 10-U(1) **** indicates where a confidential portion has been omitted and filed separately with the Commission THIS SALE AND PURCHASE AGREEMENT is made on March 10, 2005 (this AGREEMENT). BETWEEN (1) DONGFENG MOTOR CO., LTD., a Sino-Japanese...Sale and Purchase Agreement • May 6th, 2005 • Dana Corp • Motor vehicle parts & accessories • Hong Kong
Contract Type FiledMay 6th, 2005 Company Industry Jurisdiction
April 12, 2004 Mr. William J. Carroll 418 Riverside Drive Rossford, OH 43640 Dear Bill: This letter, when executed by both parties, shall constitute an Agreement between Dana Corporation ("Dana") and you regarding monies, benefits and other...Dana Corp • July 26th, 2004 • Motor vehicle parts & accessories • Ohio
Company FiledJuly 26th, 2004 Industry Jurisdiction
Dana Incorporated 4.500% Senior Notes due 2032 Underwriting AgreementDana Inc • November 17th, 2021 • Motor vehicle parts & accessories • New York
Company FiledNovember 17th, 2021 Industry Jurisdiction* A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.
EXHIBIT 1 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • July 8th, 2003 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledJuly 8th, 2003 Company Industry Jurisdiction
BETWEENRelease Agreement • February 25th, 2004 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledFebruary 25th, 2004 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE SENIOR SECURED SUPERPRIORITY CREDIT AGREEMENTCredit Agreement • April 27th, 2006 • Dana Corp • Motor vehicle parts & accessories • New York
Contract Type FiledApril 27th, 2006 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE STOCK AND ASSET PURCHASE AGREEMENTStock and Asset Purchase Agreement • November 2nd, 2004 • Dana Corp • Motor vehicle parts & accessories
Contract Type FiledNovember 2nd, 2004 Company Industry
DANA INCORPORATED, Issuer and COMPUTERSHARE TRUST COMPANY, N.A., Trustee NINTH SUPPLEMENTAL INDENTURE 4.500% Senior Notes Due 2032 Dated as of November 24, 2021Dana Inc • November 24th, 2021 • Motor vehicle parts & accessories • New York
Company FiledNovember 24th, 2021 Industry JurisdictionNINTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of November 24, 2021, by and between Dana Incorporated, a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, a national banking association, not in its individual capacity, but solely as trustee (the “Trustee”).
DANA FINANCING LUXEMBOURG S.À R.L., Issuer DANA INCORPORATED, Guarantor and WELLS FARGO BANK, NATIONAL ASSOCIATION, Trustee INDENTURE 5.750% Senior Notes due 2025 Dated as of April 4, 2017Indenture • April 4th, 2017 • Dana Inc • Motor vehicle parts & accessories • New York
Contract Type FiledApril 4th, 2017 Company Industry JurisdictionINDENTURE (this “Indenture”) dated as of April 4, 2017, by and among Dana Financing Luxembourg S.à r.l., a private limited liability company (société à responsabilité limitée) governed by the laws of Grand Duchy of Luxembourg, having its registered office at 1, rue Hildegard von Bingen, L-1282 Luxembourg, Grand Duchy of Luxembourg, registered with the Luxembourg Trade and Companies Register under number B 205146 (the “Issuer”), Dana Incorporated, a Delaware corporation, having its principal business office at 3939 Technology Drive, Maumee, Ohio 43537 (the “Company”), and Wells Fargo Bank, National Association, a national banking association, as trustee (the “Trustee”).
Among DANA CORPORATION, as Debtor and Debtor-in-Possession as Borrower andPossession Credit Agreement • April 27th, 2006 • Dana Corp • Motor vehicle parts & accessories • New York
Contract Type FiledApril 27th, 2006 Company Industry Jurisdiction
DANA FINANCING LUXEMBOURG S.À R.L., Issuer DANA INCORPORATED, Guarantor WELLS FARGO BANK, NATIONAL ASSOCIATION, Trustee and ELAVON FINANCIAL SERVICES DAC, Paying Agent, Registrar and Transfer Agent INDENTURE 3.000% Senior Notes due 2029 Dated as of...Indenture • May 28th, 2021 • Dana Inc • Motor vehicle parts & accessories • New York
Contract Type FiledMay 28th, 2021 Company Industry JurisdictionINDENTURE (this “Indenture”) dated as of May 28, 2021, by and among Dana Financing Luxembourg S.à r.l., a private limited liability company (société à responsabilité limitée) governed by the laws of Grand Duchy of Luxembourg, having its registered office at 1, rue Hildegard von Bingen, L-1282 Luxembourg, Grand Duchy of Luxembourg, registered with the Luxembourg Trade and Companies Register under number B 205146 (the “Issuer”), Dana Incorporated, a Delaware corporation, having its principal business office at 3939 Technology Drive, Maumee, Ohio 43537 (the “Company”), Wells Fargo Bank, National Association, a national banking association, not in its individual capacity, but solely as trustee (the “Trustee”), and Elavon Financial Services DAC. as Paying Agent, Registrar and Transfer Agent.
Page ARTICLE I Definitions and Other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Compliance Certificates and Opinions 7 Section 1.03 Form of Documents Delivered to Trustee 7 Section 1.04 Acts of Securityholders 8...Dana Holding Corp • January 24th, 2011 • Motor vehicle parts & accessories • New York
Company FiledJanuary 24th, 2011 Industry JurisdictionTHIS INDENTURE between DANA HOLDING CORPORATION, a Delaware corporation (hereinafter called the “Company”) having its principal office at 3939 Technology Drive, Maumee, Ohio 43697, and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as trustee (hereinafter called the ‘‘Trustee”), is made and entered into as of , .
DANA HOLDING CORPORATION and WELLS FARGO BANK, NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of , Providing for Issuance of Subordinated Debt Securities in SeriesDana Holding Corp • January 24th, 2011 • Motor vehicle parts & accessories • New York
Company FiledJanuary 24th, 2011 Industry JurisdictionTHIS INDENTURE between DANA HOLDING CORPORATION, a Delaware corporation (hereinafter called the “Company”) having its principal office at 3939 Technology Drive, Maumee, Ohio 43697, and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association, as trustee (hereinafter called the “Trustee”), is made and entered into as of , .
Exhibit 10-J(8) --------------- 12/9/96 AMENDMENT NO. 3 DATED DECEMBER 9, 1996 TO AGREEMENT DATED DECEMBER 14, 1992 BETWEEN DANA CORPORATION AND SOUTHWOOD J. MORCOTT ------------------------------------------------- WHEREAS, the parties have entered...Dana Corp • August 4th, 1997 • Motor vehicle parts & accessories
Company FiledAugust 4th, 1997 Industry
ContractCredit and Guaranty Agreement • March 16th, 2023 • Dana Inc • Motor vehicle parts & accessories • New York
Contract Type FiledMarch 16th, 2023 Company Industry JurisdictionAMENDMENT NO. 6 TO CREDIT AND GUARANTY AGREEMENT dated as of March 14, 2023 (this “Amendment”) among Dana Incorporated, a Delaware corporation (“Dana”), Dana International Luxembourg S.à r.l., a private limited liability company (société à responsabilité limitée) incorporated under the laws of the Grand Duchy of Luxembourg, with registered office at 1, rue Hildegard von Bingen, L-1282 Luxembourg, Grand Duchy of Luxembourg, registered with the Luxembourg Trade and Companies Register (Registre de Commerce et des Sociétés, Luxembourg) under number B124210 (“DIL” and collectively with Dana, the “Borrowers”), the guarantors listed on the signature pages hereto (the “Guarantors” and “Grantors”), Citibank, N.A., as administrative agent and collateral agent (in such capacities, respectively, the “Administrative Agent” and “Collateral Agent”) and the other Lenders and Issuing Banks party hereto.
DANA HOLDING CORPORATION and U.S. BANK NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of , ___ Providing for Issuance of Subordinated Debt Securities in SeriesDana Holding Corp • September 2nd, 2009 • Motor vehicle parts & accessories • New York
Company FiledSeptember 2nd, 2009 Industry JurisdictionTHIS INDENTURE between DANA HOLDING CORPORATION, a Delaware corporation (hereinafter called the “Company”) having its principal office at 3939 Technology Drive, Maumee, Ohio 43697, and U.S. BANK NATIONAL ASSOCIATION, as trustee (hereinafter called the “Trustee”), is made and entered into as of , ___.
EXHIBIT 4-C REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT dated March 6, 2002 (the "Agreement") is entered into by and among Dana Corporation, a Virginia corporation (the "Company"), and the initial purchasers parties to the...Registration Rights Agreement • July 19th, 2002 • Dana Corp • Motor vehicle parts & accessories • New York
Contract Type FiledJuly 19th, 2002 Company Industry Jurisdiction
RECITALSSeparation Agreement • November 9th, 2004 • Dana Corp • Motor vehicle parts & accessories • Ohio
Contract Type FiledNovember 9th, 2004 Company Industry Jurisdiction
Settlement Agreement Between Dana Corporation and International Union, UAW July 5, 2007Settlement Agreement • July 10th, 2007 • Dana Corp • Motor vehicle parts & accessories
Contract Type FiledJuly 10th, 2007 Company IndustryThis agreement, including all Appendices thereto (the “Settlement Agreement”) is entered into as of July 5, 2007, by and between Dana Corporation (“Dana” or the “Company”) and its debtor affiliates and subsidiaries and International Union, UAW and its Local Union 282, Local Union 771, Local Union 1405, Local Union 1765, Local Union 3047, Local Union 644 and Local Union ___ [Longview, TX UAW-represented facility has not yet been assigned a Local Union No.] (collectively, the “UAW” or the “Union”). The UAW also enters into this Settlement Agreement as the authorized representative, as defined in section 1114(c)(1) of title 11 of the United States Code (the “Bankruptcy Code)” of those persons receiving retiree benefits as defined in Section 1114(a) of the Bankruptcy Code pursuant to collectively bargained plans, programs and/or agreements between Dana and UAW.
GETRAG CORPORATION PURCHASE AGREEMENT BY AND BETWEEN DANA LIMITED, AS SELLER, AND GETRAG GETRIEBE- UND ZAHNRADFABRIK HERMANN HAGENMEYER GMBH & CIE KG, AS PURCHASER DATED AS OF JULY 21, 2011Purchase Agreement • October 5th, 2011 • Dana Holding Corp • Motor vehicle parts & accessories • Delaware
Contract Type FiledOctober 5th, 2011 Company Industry JurisdictionTHIS PURCHASE AGREEMENT, dated as of 21 July, 2011, is made by and between Dana Limited, an Ohio limited liability company (the “Seller”) and GETRAG Getriebe- und Zahnradfabrik Hermann Hagenmeyer GmbH & Cie KG, a German limited partnership (the “Purchaser”). Purchaser and Seller are each referred to herein as a “Party” and collectively as the “Parties”. Certain capitalized terms used herein are defined in Article I below.