Zimmer Biomet Holdings, Inc. $700,000,000 5.200% Notes due 2034 Underwriting AgreementUnderwriting Agreement • August 14th, 2024 • Zimmer Biomet Holdings, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledAugust 14th, 2024 Company Industry JurisdictionZimmer Biomet Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $700,000,000 aggregate principal amount of its 5.200% Notes due 2034 (the “Securities”), to be issued under an indenture (as supplemented prior to the date hereof, the “Base Indenture”) dated
Zimmer Biomet Holdings, Inc. $500,000,000 5.350% Notes due 2028 Underwriting AgreementUnderwriting Agreement • December 1st, 2023 • Zimmer Biomet Holdings, Inc. • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledDecember 1st, 2023 Company Industry JurisdictionZimmer Biomet Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $500,000,000 aggregate principal amount of its 5.350% Notes due 2028 (the “Securities”), to be issued under an indenture (as supplemented prior to the date hereof, the “Base Indenture”) dated as of November 17, 2009, between the Company and Computershare Trust Company, N.A., as successor to Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a ninth supplemental indenture to be dated as of December 1,
Equinix, Inc. Underwriting AgreementUnderwriting Agreement • April 5th, 2022 • Equinix Inc • Real estate investment trusts • New York
Contract Type FiledApril 5th, 2022 Company Industry JurisdictionEquinix, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom BNP Paribas Securities Corp., BofA Securities, Inc., Goldman Sachs & Co. LLC, HSBC Securities (USA) Inc. and MUFG Securities Americas Inc. (“you” or the “Representatives”) are acting as representatives, the respective amounts set forth in Schedule II hereto opposite such Underwriter’s name of $1,200,000,000 aggregate principal amount of the Company’s 3.900% Senior Notes due 2032 (the “Securities”). The Securities are to be issued under that certain indenture, dated as of December 12, 2017, between the Company and U.S. Bank Trust Company National Association, as trustee (the “Trustee”) (as supplemented by that certain First Supplemental Indenture, dated as of December 12, 2017, that certain Second Supplemental Indenture, dated as of March 14, 2018, that certain Third Supplemental Indenture, da
Lear Corporation Underwriting AgreementUnderwriting Agreement • November 8th, 2021 • Lear Corp • Motor vehicle parts & accessories • New York
Contract Type FiledNovember 8th, 2021 Company Industry JurisdictionLear Corporation, a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, (i) $350,000,000 aggregate principal amount of the Company’s 2.600% Senior Notes due 2032 (the “2032 Notes”) and (ii) $350,000,000 aggregate principal amount of the Company’s 3.550% Senior Notes due 2052 (the “2052 Notes” and, together with the 2032 Notes, the “Securities”), as further described on Schedule I hereto, to be issued under an indenture, to be dated as of November 8, 2021 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as may be amended and supplemented from time to time and, in the case of the 2032 Notes, as further supplemented by the First Supplemental Indenture, to be dated as of November 8, 2021, between the Company and the Trustee (the “First Supplemen
Franklin Resources, Inc. Underwriting AgreementUnderwriting Agreement • August 12th, 2021 • Franklin Resources Inc • Investment advice • New York
Contract Type FiledAugust 12th, 2021 Company Industry JurisdictionFranklin Resources, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $100,000,000 principal amount of its 1.600% Notes due 2030 (the “2030 Notes”) and $350,000,000 principal amount of its 2.950% Notes due 2051 (the “2051 Notes,” and together with the 2030 Notes, the “Securities”). The 2030 Notes form a part of the same series as the Company’s outstanding $750,000,000 principal amount of its 1.600% Notes due 2030, issued on October 19, 2020. The Securities shall be issued under an indenture dated as of October 6, 2020, between the Company and The Bank of New York Mellon Trustee Company, N.A., as trustee (the
Franklin Resources, Inc.Underwriting Agreement • October 19th, 2020 • Franklin Resources Inc • Investment advice • New York
Contract Type FiledOctober 19th, 2020 Company Industry JurisdictionFranklin Resources, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $750,000,000 principal amount of its 1.600% Notes due 2030 (the “Securities”), to be issued under an indenture dated as of October 6, 2020, between the Company and The Bank of New York Mellon Trustee Company, N.A., as trustee (the “Trustee”), as supplemented by an officer’s certificate to be dated the Closing Date (as defined herein), the “Indenture”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Pr
ONEOK, Inc. Underwriting AgreementUnderwriting Agreement • June 16th, 2020 • Oneok Inc /New/ • Natural gas transmisison & distribution • New York
Contract Type FiledJune 16th, 2020 Company Industry Jurisdictionsecurities convertible into or exchangeable or exercisable for, or any warrants or other rights to purchase, the foregoing, whether any such transaction is to be settled by delivery of Shares or such other securities, in cash or otherwise or (iii) publicly announce an intention to effect any transaction specified in clause (i) or (ii).
Loews Corporation $500,000,000 3.200% Senior Notes due 2030 Underwriting AgreementUnderwriting Agreement • May 8th, 2020 • Loews Corp • Fire, marine & casualty insurance • New York
Contract Type FiledMay 8th, 2020 Company Industry JurisdictionLoews Corporation, a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $500,000,000 aggregate principal amount of its 3.200% Senior Notes due 2030 (the “Securities”), to be issued under (a) an Indenture dated as of March 1, 1986 (as supplemented by the First Supplemental Indenture dated as of March 30, 1993, and the Second Supplemental Indenture, dated as of February 18, 1997, the “Senior Indenture”), between the Company and JPMorgan Chase Bank (as successor to The Chase Manhattan Bank (National Association)), as trustee (the “Trustee”), and (b) resolutions of a securities committee authorized by the Executive Committee of the Board of Directors of the Company to determine the terms of the Securities dated as of May 6, 2020 (such resolutions, together with the Senior Indenture, are collectively referred to here
AVANGRID, INC. $750,000,000 3.200% Notes due 2025 Underwriting AgreementUnderwriting Agreement • April 9th, 2020 • Avangrid, Inc. • Electric services • New York
Contract Type FiledApril 9th, 2020 Company Industry JurisdictionThe issuer has filed an automatic shelf registration statement (including a prospectus) with the Securities and Exchange Commission (“SEC”) on May 6, 2019, which became effective upon filing, relating to the offering to which this communication relates. Before you invest, you should read the registration statement, prospectus, preliminary prospectus supplement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may obtain these documents for free by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, copies of the prospectus and accompanying prospectus supplement, when available, may be obtained from BBVA Securities Inc. collect at 1-212-728-1500, BNP Paribas Securities Corp. toll-free at 1-800-854-5674, BofA Securities, Inc. toll-free at 1-800-294-1322 or MUFG Securities Americas Inc. toll-free at 1-877-649-6848.
AVANGRID, INC. $750,000,000 3.800% Notes due 2029 Underwriting AgreementUnderwriting Agreement • May 16th, 2019 • Avangrid, Inc. • Electric services • New York
Contract Type FiledMay 16th, 2019 Company Industry JurisdictionThe issuer has filed an automatic shelf registration statement (including a prospectus) with the Securities and Exchange Commission (“SEC”) on May 6, 2019, which became effective upon filing, relating to the offering to which this communication relates. Before you invest, you should read the registration statement, prospectus, preliminary prospectus supplement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may obtain these documents for free by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, copies of the prospectus and accompanying prospectus supplement, when available, may be obtained from Citigroup Global Markets Inc. toll-free at 1-800-831-9146, Credit Agricole Securities (USA) Inc. toll-free at 1-866-807-6030, MUFG Securities Americas Inc. toll-free at 1-877-649-6848 or Wells Fargo Securities, LLC toll-free at 1-800-645-3751.
Lear Corporation Underwriting AgreementUnderwriting Agreement • May 1st, 2019 • Lear Corp • Motor vehicle parts & accessories • New York
Contract Type FiledMay 1st, 2019 Company Industry JurisdictionLear Corporation, a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amounts of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture dated as of August 17, 2017 (the “Base Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as may be amended and supplemented from time to time and as further supplemented by the Second Supplemental Indenture, to be dated as of May 1, 2019, between the Company and the Trustee (the “Supplemental Indenture” and together with the Base Indenture, the “Indenture”). The terms Representatives and Underwriter shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectu
Snap-on Incorporated Underwriting AgreementUnderwriting Agreement • February 26th, 2018 • SNAP-ON Inc • Cutlery, handtools & general hardware • New York
Contract Type FiledFebruary 26th, 2018 Company Industry JurisdictionSnap-on Incorporated, a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Indenture”) dated as of January 8, 2007, between the Company and U.S. Bank National Association, a national banking corporation, as trustee (the “Trustee”).
Equinix, Inc. 5,277,778 Shares Common Stock ($0.001 per share par value) plus an option to purchase from the Company up to 791,666 shares of Common Stock Underwriting AgreementUnderwriting Agreement • March 14th, 2017 • Equinix Inc • Real estate investment trusts • New York
Contract Type FiledMarch 14th, 2017 Company Industry JurisdictionEquinix, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co. (“you” or the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth on Schedule I hereto (the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase the number of additional shares of
INGREDION INCORPORATED $500,000,000 3.200% Senior Notes due 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • September 22nd, 2016 • Ingredion Inc • Grain mill products • New York
Contract Type FiledSeptember 22nd, 2016 Company Industry JurisdictionIngredion Incorporated, a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $500,000,000 aggregate principal amount of its 3.200% Senior Notes due 2026 (the “Securities”), to be issued under an indenture (the “Base Indenture”), dated as of August 18, 1999, between the Company and The Bank of New York Trust Company, N.A. (as successor to The Bank of New York), as trustee (the “Trustee”), as amended and supplemented, including by the ninth supplemental indenture to be dated on or about September 22, 2016 (the “Supplemental Indenture”; and the Base Indenture, as so supplemented, the “Indenture”). Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant
€850,000,000 0.625% Senior Notes due 2023 Underwriting AgreementUnderwriting Agreement • September 20th, 2016 • V F Corp • Men's & boys' furnishgs, work clothg, & allied garments • New York
Contract Type FiledSeptember 20th, 2016 Company Industry Jurisdiction
PG&E CORPORATION 4,900,000 Shares of Common Stock (NO PAR VALUE) Underwriting AgreementUnderwriting Agreement • August 19th, 2016 • PACIFIC GAS & ELECTRIC Co • Electric & other services combined • New York
Contract Type FiledAugust 19th, 2016 Company Industry JurisdictionPG&E Corporation, a corporation organized under the laws of the State of California (the “Company”), confirms its agreement with each of the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as Representatives, with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 4,900,000 shares of common stock, no par value, of the Company (the “Common Stock”). The aforesaid 4,900,000 shares of Common Stock to be purchased by the Underwriters are hereinafter called the “Securities.” To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall b
Loews Corporation Underwriting AgreementUnderwriting Agreement • March 22nd, 2016 • Loews Corp • Fire, marine & casualty insurance • New York
Contract Type FiledMarch 22nd, 2016 Company Industry JurisdictionLoews Corporation, a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $500,000,000 aggregate principal amount of its 3.75% Senior Notes due 2026 (the “Securities”), to be issued under (a) an Indenture dated as of March 1, 1986 (as supplemented by the First Supplemental Indenture dated as of March 30, 1993, and the Second Supplemental Indenture, dated as of February 18, 1997, the “Senior Indenture”), between the Company and JPMorgan Chase Bank (as successor to The Chase Manhattan Bank (National Association)), as trustee (the “Trustee”), and (b) resolutions of a securities committee authorized by the Executive Committee of the Board of Directors of the Company to determine the terms of the Securities dated as of March 17, 2016 (such resolutions, together with the Senior Indenture, are collectively referred to he
Loxo Oncology, Inc. 2,500,000 Shares(1) Common Stock ($0.0001 par value) Underwriting AgreementUnderwriting Agreement • November 12th, 2015 • Loxo Oncology, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 12th, 2015 Company Industry JurisdictionLoxo Oncology, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.0001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (the “Securities”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the te
PG&E CORPORATION 6,800,000 Shares of Common Stock (NO PAR VALUE) Underwriting AgreementUnderwriting Agreement • August 10th, 2015 • PACIFIC GAS & ELECTRIC Co • Electric & other services combined • New York
Contract Type FiledAugust 10th, 2015 Company Industry JurisdictionPG&E Corporation, a corporation organized under the laws of the State of California (the “Company”), confirms its agreement with each of the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as Representative, with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 6,800,000 shares of common stock, no par value, of the Company (the “Common Stock”). The aforesaid 6,800,000 shares of Common Stock to be purchased by the Underwriters are hereinafter called the “Securities.” To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriter, and the terms Representative and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be dee
Franklin Resources, Inc. Underwriting AgreementUnderwriting Agreement • March 30th, 2015 • Franklin Resources Inc • Investment advice • New York
Contract Type FiledMarch 30th, 2015 Company Industry JurisdictionFranklin Resources, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture dated as of May 19, 1994, between the Company and The Bank of New York Trust Company, N.A. as successor to Chemical Bank, as trustee (the “Trustee”), as supplemented by a first supplemental indenture dated October 9, 1996 and a fourth supplemental indenture to be dated as of March 30, 2015 (such indenture, as supplemented, the “Indenture”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Any
Koninklijke Philips N.V. Form of Underwriting Agreement $[—] of [—] % Notes due [—] $[—] of [—] % Notes due [—]Underwriting Agreement • February 24th, 2015 • Koninklijke Philips Nv • Electronic & other electrical equipment (no computer equip) • New York
Contract Type FiledFebruary 24th, 2015 Company Industry JurisdictionKoninklijke Philips N.V., a limited liability company incorporated in The Netherlands (the “Company”) having its registered corporate office in Amsterdam, The Netherlands, proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”) dated as of March 11, 2008, between the Company and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”), as amended and supplemented pursuant to a supplemental indenture dated March 9, 2012 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to Item
Dana Holding Corporation Underwriting AgreementUnderwriting Agreement • December 9th, 2014 • Dana Holding Corp • Motor vehicle parts & accessories • New York
Contract Type FiledDecember 9th, 2014 Company Industry JurisdictionDana Holding Corporation, a corporation organized under the laws of the State of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative, the principal amount of its 5.500% Senior Notes due 2024 (the “Securities”) as set forth in Schedule I hereto, to be issued under an indenture (the “Base Indenture”) dated as of January 28, 2011, between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”). Certain terms of the Securities will be established pursuant to a third supplemental indenture dated as of December 9, 2014 (the “Supplemental Indenture” and, the Base Indenture, as modified by the Supplemental Indenture, the “Indenture”) to the Base Indenture. To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representative as used herein shall mean you, as Underwriters, and the ter
Hasbro, Inc. $300,000,000 3.150% Notes due 2021 $300,000,000 5.100% Notes due 2044 Underwriting AgreementUnderwriting Agreement • May 12th, 2014 • Hasbro Inc • Games, toys & children's vehicles (no dolls & bicycles) • New York
Contract Type FiledMay 12th, 2014 Company Industry JurisdictionHasbro, Inc., a corporation organized under the laws of the State of Rhode Island (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $300,000,000 aggregate principal amount of its 3.150% Notes due 2021 (the “2021 Notes”) and $300,000,000 aggregate principal amount of its 5.100% Notes due 2044 (the “2044 Notes” and, together with the 2021 Notes, the “Securities”), to be issued under an indenture, dated as of March 15, 2000 (the “Base Indenture”), between the Company and The Bank of New York Mellon Trust Company, N.A., as successor trustee to The Bank of Nova Scotia Trust Company of New York, as trustee (the “Trustee”), as supplemented by the fourth supplemental indenture, to be dated the Closing Date (as defined below) (the “Supplemental Indenture,” and, together with the Base Indenture, the “Indenture”).
Acceleron Pharma Inc. [·] Shares (1) Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • January 21st, 2014 • Acceleron Pharma Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 21st, 2014 Company Industry JurisdictionCitigroup Global Markets Inc. Leerink Partners LLC As Representatives of the several Underwriters, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013
Blackstone Mortgage Trust, Inc. 8,500,000 Shares 1 Class A Common Stock (par value $0.01 per share) Underwriting AgreementUnderwriting Agreement • January 14th, 2014 • Blackstone Mortgage Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 14th, 2014 Company Industry JurisdictionBlackstone Mortgage Trust, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of class A common stock, par value $0.01 per share (the “Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities”; together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Under
AMC Entertainment Holdings, Inc. [ ] Shares(1) Class A Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • December 3rd, 2013 • Amc Entertainment Holdings, Inc. • Services-motion picture theaters • New York
Contract Type FiledDecember 3rd, 2013 Company Industry JurisdictionAMC Entertainment Holdings, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] shares of Class A common stock, $0.01 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. The use of the
Genesee & Wyoming Inc. 5,984,232 Shares of Class A Common Stock Underwriting Agreement (the “Agreement”)Underwriting Agreement • November 19th, 2013 • Genesee & Wyoming Inc • Railroads, line-haul operating • New York
Contract Type FiledNovember 19th, 2013 Company Industry JurisdictionThe persons named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell, severally and not jointly, to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 5,984,232 shares of Class A common stock, $.01 par value (the “Class A Common Stock”), of Genesee & Wyoming Inc., a corporation organized under the laws of Delaware (the “Company”), (the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. The use of the neuter in this Agreement shall include the feminine and masculine wherever appropriate. Any reference herein to the Registration Statement, the Base Prospectus or the Final Prospectus
Alkermes plc Ordinary Shares Preferred Shares Debt Securities Form of Underwriting AgreementUnderwriting Agreement • November 12th, 2013 • Alkermes Plc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 12th, 2013 Company Industry JurisdictionAlkermes plc (the “Company”), a company incorporated under the laws of Ireland, proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] ordinary shares, par value $0.01 per share (the “Ordinary Shares”) and/or [ ] preferred shares, par value $0.01 per share (the “Preferred Shares”) and/or $[ ] principal amount of debt securities (the “Debt Securities” and, collectively with the Ordinary Shares and the Preferred Shares, the “Securities”) of the Company. To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. The use of the neuter in this Agreement shall include the feminine and masculine wherever appropriate. Certain terms used herein are defined in Section 22 here
Dana Holding Corporation Underwriting AgreementUnderwriting Agreement • August 5th, 2013 • Dana Holding Corp • Motor vehicle parts & accessories • New York
Contract Type FiledAugust 5th, 2013 Company Industry JurisdictionDana Holding Corporation, a corporation organized under the laws of the State of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its 5.375% Senior Notes due 2021 (the “2021 Notes”) and of its 6.000% Senior Notes due 2023 (the “2023 Notes,” and together with the 2021 Notes, the “Securities”) as set forth in Schedule I hereto, to be issued under an indenture (the “Base Indenture”) dated as of January 28, 2011, between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”). Certain terms of the Securities will be established pursuant to a second supplemental indenture dated as of August 2, 2013 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) to the Base Indenture. To the extent there are no additional Underwriters listed on Schedule II other than you,
WCI Communities, Inc. [ ] Shares Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • July 24th, 2013 • WCI Communities, Inc. • Operative builders • New York
Contract Type FiledJuly 24th, 2013 Company Industry JurisdictionWCI Communities, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] shares of common stock, $0.01 par value (“Common Stock”) of the Company (said shares being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. The use of the neuter in this Agreement shall include the feminine and
Blackstone Mortgage Trust, Inc. [ ] Shares 1 Class A Common Stock ($0.01 par value per share) Underwriting AgreementUnderwriting Agreement • May 22nd, 2013 • Blackstone Mortgage Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMay 22nd, 2013 Company Industry JurisdictionBlackstone Mortgage Trust, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of class A common stock, $0.01 par value per share (the “Common Stock”), of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”).
Commercial Metals Company Underwriting AgreementUnderwriting Agreement • May 9th, 2013 • Commercial Metals Co • Steel works, blast furnaces & rolling mills (coke ovens) • New York
Contract Type FiledMay 9th, 2013 Company Industry JurisdictionCommercial Metals Company, a corporation organized under the laws of Delaware (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, $330,000,000 in aggregate principal amount of its 4.875% Senior Notes due 2023, as set forth on Schedule I hereto (the “Securities”), to be issued under an indenture (the “Base Indenture”), dated as of May 6, 2013, between the Company and U.S. Bank National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture, to be dated as of May 20, 2013 (the “Supplemental Indenture” and together with the Base Indenture, the “Indenture”). Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to Item 12 of Form S-3 which were filed under the
PG&E CORPORATION 7,200,000 Shares of Common Stock (NO PAR VALUE) Underwriting AgreementUnderwriting Agreement • March 4th, 2013 • PG&E Corp • Electric & other services combined • New York
Contract Type FiledMarch 4th, 2013 Company Industry JurisdictionPG&E Corporation, a corporation organized under the laws of the State of California (the “Company”), confirms its agreement with each of the Underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as Representative, with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 7,200,000 shares of common stock, no par value, of the Company (the “Common Stock”). The aforesaid 7,200,000 shares of Common Stock to be purchased by the Underwriters are hereinafter called the “Securities.” To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriter, and the terms Representative and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be dee
Genesee & Wyoming Inc. 3,500,000 Shares of Class A Common Stock Underwriting Agreement (the “Agreement”)Underwriting Agreement • September 19th, 2012 • Genesee & Wyoming Inc • Railroads, line-haul operating • New York
Contract Type FiledSeptember 19th, 2012 Company Industry JurisdictionGenesee & Wyoming Inc., a corporation organized under the laws of Delaware (the “Company”) and Mortimer B. Fuller III) (the “Selling Shareholder”) propose, subject to the terms and conditions stated herein, to sell, severally and not jointly, to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 3,500,000 shares of Class A common stock, $.01 par value (the “Class A Common Stock”), of the Company set forth in Schedule I hereto (said shares to be sold by the Company and the Selling Shareholder being hereinafter called the “Underwritten Securities”). The Company also proposes, subject to the terms and conditions stated herein, to grant to the Underwriters the option described in Section 2(b) hereof to purchase all or any part of 525,000 additional shares of Class A Common Stock to the extent that the Underwriters sell more than the Underwritten Securities (the “Option Securities”; th
STANLEY BLACK & DECKER, INC. Underwriting AgreementUnderwriting Agreement • July 24th, 2012 • Stanley Black & Decker, Inc. • Cutlery, handtools & general hardware • New York
Contract Type FiledJuly 24th, 2012 Company Industry JurisdictionStanley Black & Decker, Inc., a corporation organized under the laws of the State of Connecticut (the “Company”), proposes to issue and sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its junior subordinated debt securities identified in Schedule I hereto (the “Securities”). The Securities will be issued under a junior subordinated indenture dated as of November 22, 2005 (the “Base Subordinated Indenture”), between the Company and HSBC Bank USA, National Association, as trustee (the “Trustee”), as supplemented by a third supplemental indenture dated as of July 25, 2012, between the Company and the Trustee, establishing the terms of the Securities (the “Third Supplemental Indenture” and together with the Base Subordinated Indenture, the “Indenture”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives