AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • November 29th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • Maryland
SUBADVISORY AGREEMENTSubadvisory Agreement • November 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and CAM North America LLC, a Delaware limited liability company (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • November 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fundamental Value Fund, Inc. (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Fundamental Value Fund, Inc. (the "Fund") and Legg Mason Partners Fund Advisor,...Management Agreement • November 29th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a “Fund” and collectively the “Funds”) on behalf of each of its series or portfolios identified on Exhibit A (each a “Portfolio” and collectively the “Portfolios”) (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • November 29th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • New York
DISTRIBUTION AGREEMENTDistribution Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Fundamental Value Fund Inc. (“Investment Company”), a Maryland corporation and Legg Mason Investor Services, LLC (“Distributor”).
SMITH BARNEY FUNDAMENTAL VALUE FUND INC. DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment...Distribution Agreement • November 24th, 1998 • Smith Barney Shearson Fundamental Value Fund Inc • New York
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Fundamental Value Fund Inc. ("Investment Company"), a Maryland corporation and Legg Mason Investor Services, LLC ("Distributor")....Distribution Agreement • November 29th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • Maryland
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Fundamental Value Fund Inc. (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
FORM OFDistribution Agreement • September 18th, 2000 • Smith Barney Shearson Fundamental Value Fund Inc
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Fundamental Value Fund Inc. (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a “Fund”) and PFS Distributors, Inc. (“PFSD”). This letter agreement (the “Amendment”) incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
SUB-TRANSFER AGENCY AGREEMENT AGREEMENT made as of the 1st day of October, 1999 by and between Smith Barney Trust Company (the "Transfer Agent") and PFS Shareholder Services (the "Sub-Transfer Agent"). WITNESSETH: WHEREAS, Transfer Agent serves as...Sub-Transfer Agency Agreement • January 25th, 2001 • Smith Barney Shearson Fundamental Value Fund Inc • New York
FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT AGREEMENT, dated as of ___________, 1995 between Smith Barney Fundamental Value Inc.., (the "Fund"), a corporation organized under the laws of Maryland and having its principal place of business at 388...Transfer Agency and Registrar Agreement • February 1st, 1996 • Smith Barney Shearson Fundamental Value Fund Inc • New York
FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT AGREEMENT, dated as of ___________, 1995 between Smith Barney Fundamental Value Inc.., (the "Fund"), a corporation organized under the laws of Maryland and having its principal place of business at 388 Greenwich Street New York, NY 10013, and The Shareholder Services Group, Inc.Inc. (MA) (the "Transfer Agent"), a Massachusetts corporation with principal offices at One Exchange Place, 53 State Street, Boston, Massachusetts 02109. W I T N E S S E T H That for and in consideration of the mutual covenants and promises hereinafter set forth, the Fund and the Transfer Agent agree as follows: 1. Definitions. Whenever used in this Agreement, the following words and phrases, unless the context otherwise requires, shall have the following meanings: (a) "Articles of Incorporation" shall mean the Articles of Incorporation, Declaration of Trust, Partnership Agreement, or similar organizational document as the case may be, of the Fund as the same may b
WITNESSETH:Master Custodian Agreement • January 24th, 2003 • Smith Barney Shearson Fundamental Value Fund Inc • Massachusetts
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 27th, 2006 • Smith Barney Fundamental Value Fund Inc • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
EX-99.E3 5 dex99e3.htm DISTRIBUTION AGREEMENT Exhibit (e)(3) DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Fundamental Value Fund Inc. ("Investment Company"), a Maryland corporation...Distribution Agreement • May 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • Maryland
EX-99.E1 3 dex99e1.htm AMENDMENT TO DISTRIBUTION AGREEMENT Exhibit (e)(1) AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005 Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 Dear Sirs: Reference is made to that certain...Distribution Agreement • May 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc
EX-99.D 2 dex99d.htm INVESTMENT MANAGEMENT AGREEMENT Exhibit (d) MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Fundamental Value Fund Inc., a Maryland Corporation (the...Management Agreement • May 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc • New York
EX-99.E2 4 dex99e2.htm AMENDMENT OF DISTRIBUTION AGREEMENT Exhibit (e)(2) AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI December 1, 2005 PFS Distributors, Inc. PFS Investments Inc. 3100 Breckenridge Blvd.,...Distribution Agreement • May 30th, 2006 • Legg Mason Partners Fundamental Value Fund, Inc
