INVESTMENT MANAGEMENT AGREEMENT April 28, 1999 SSBC Fund Management Inc. 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this 28th day of April, 1999, by and between Smith...Investment Management Agreement • June 29th, 2004 • Smith Barney Investment Funds Inc /Md/
SUBADVISORY AGREEMENTSubadvisory Agreement • February 9th, 2007 • Legg Mason Partners Investment Funds, Inc. • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • February 9th, 2007 • Legg Mason Partners Investment Funds, Inc. • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Investment Funds, Inc. (the “Corporation”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
FORM OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • June 30th, 1999 • Smith Barney Shearson Investment Funds Inc
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Investment Funds, Inc. (the "Corporation") and Legg Mason Partners Fund...Management Agreement • February 28th, 2007 • Legg Mason Partners Investment Funds, Inc.
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSIDistribution Agreement • May 30th, 2006 • Legg Mason Partners Investment Funds, Inc.
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • January 31st, 2006 • Smith Barney Investment Funds Inc
THIS AGREEMENT is made as of January 1, 2006 by and among each management investment company registered under the 1940 Act (as defined below) identified on Exhibit A hereto (each a "Fund" and collectively the "Funds") on behalf of each of its series or portfolios identified on Exhibit A (each a "Portfolio" and collectively the "Portfolios") (together with each other Fund and Portfolio thereof made subject to this Agreement in accordance with Section 13(c) below, and State Street Bank and Trust Company, a Massachusetts trust company (the "Custodian").
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • March 27th, 2007 • Legg Mason Partners Investment Funds, Inc. • New York
DISTRIBUTION AGREEMENTDistribution Agreement • January 31st, 2006 • Smith Barney Investment Funds Inc • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Investment Funds Inc. (“Investment Company”), a Massachusetts business trust and Legg Mason Investor Services, LLC (“Distributor”).
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • December 29th, 2006 • Legg Mason Partners Investment Funds, Inc. • New York
FORM OF DISTRIBUTION AGREEMENT [Date] CFBDS, Inc. 6 St. James Avenue Boston, MA 02116 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the "Fund") has agreed that you...Distribution Agreement • July 16th, 1998 • Smith Barney Shearson Investment Funds Inc • New York
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 27th, 2006 • Legg Mason Partners Investment Funds, Inc. • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Investment Funds Inc. ("Investment Company"), a Maryland corporation and Legg Mason Investor Services, LLC ("Distributor"). WHEREAS,...Distribution Agreement • May 30th, 2006 • Legg Mason Partners Investment Funds, Inc. • Maryland
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • June 29th, 2006 • Legg Mason Partners Investment Funds, Inc.
AMENDMENT OF DISTRIBUTION AGREEMENT AND ASSUMPTION OF DUTIES AND RESPONSIBILITIES BY PFSI December 1, 2005Distribution Agreement • January 31st, 2006 • Smith Barney Investment Funds Inc
Reference is made to that certain distribution agreement (the "Agreement"), dated as of June 5, 2000, between Smith Barney Investment Funds Inc. (the “Investment Company”),with respect to one or more separate series listed on Exhibit A (each a "Fund") and PFS Distributors, Inc. (“PFSD”). This letter agreement (the "Amendment") incorporates all of the conditions, responsibilities, representations and other terms of the Agreement, except as amended or modified in this Amendment.
WITNESSETH:Master Custodian Agreement • January 25th, 2002 • Smith Barney Investment Funds Inc /Md/
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Investment Funds Inc., a Maryland Corporation (the "Corporation") and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • February 28th, 2006 • Smith Barney Investment Funds Inc
NAME OF FUND] FORM OF DISTRIBUTION AGREEMENT PFS Distributors, Inc. 3100 Breckinridge Blvd., Bldg. 200 Duluth Georgia 30199-0062 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment...Distribution Agreement • April 26th, 2001 • Smith Barney Investment Funds Inc /Md/ • New York
FORM OFDistribution Agreement • July 14th, 2000 • Smith Barney Shearson Investment Funds Inc
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • December 5th, 2000 • Smith Barney Shearson Investment Funds Inc • New York
INVESTMENT MANAGEMENT AGREEMENT SMITH BARNEY INVESTMENT FUNDS INC. Smith Barney Multiple Discipline Funds All Cap and International FundInvestment Management Agreement • March 30th, 2005 • Smith Barney Investment Funds Inc /Md/
Smith Barney Investment Funds Inc. (the “Company”), a corporation organized under the laws of the State of Maryland, on behalf of its new series, Smith Barney Multiple Discipline Funds—All Cap and International Fund (the “Fund”), herewith confirms its agreement with Smith Barney Fund Management LLC (the “Manager”), as follows:
Exhibit (d)(7) INVESTMENT MANAGEMENT AGREEMENT SMITH BARNEY INVESTMENT FUNDS INC. Smith Barney Multiple Discipline Funds-- Balanced All Cap Growth and Value Fund SMITH BARNEY FUND MANAGEMENT LLC 399 Park Avenue New York, New York 10022 Ladies and...Investment Management Agreement • July 16th, 2004 • Smith Barney Investment Funds Inc /Md/
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • February 26th, 1999 • Smith Barney Shearson Investment Funds Inc • New York
SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • January 31st, 2007 • Legg Mason Partners Investment Funds, Inc. • New York
This SUB-ADMINISTRATION AGREEMENT (“Agreement”) is made this 2nd day of February, 2007, by and between Legg Mason Capital Management Inc., a Maryland corporation (the “Manager”), and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Sub-Administrator”).
FORM OF SUBADVISORY AGREEMENT Smith Barney Investment Funds Inc.— Smith Barney Real Return Strategy FundSubadvisory Agreement • November 5th, 2004 • Smith Barney Investment Funds Inc /Md/ • New York
THIS AGREEMENT is made this 8th day of November, 2004, among Smith Barney Investment Funds Inc. (the “Company”), a corporation incorporated under the laws of the State of Maryland, on behalf of the Smith Barney Real Return Strategy Fund (the “Fund”), Smith Barney Fund Management LLC (the “Manager”) and Travelers Investment Management Company (the “Sub-Adviser”).
SUBADVISORY AGREEMENT Smith Barney Investment Funds Inc.— Smith Barney Multiple Discipline Funds— All Cap and International FundSubadvisory Agreement • March 30th, 2005 • Smith Barney Investment Funds Inc /Md/ • New York
THIS AGREEMENT is made this 1st day of April, 2005, between Smith Barney Fund Management LLC (the “Manager”), a limited liability company organized under the laws of the State of Delaware, and Causeway Capital Management LLC (the “Sub-Adviser”), a limited liability company organized under the laws of the State of Delaware.
SUBADVISORY AGREEMENT Legg Mason Partners Investment Funds, Inc.— Legg Mason Partners Multiple Discipline Funds All Cap and InternationalSubadvisory Agreement • August 25th, 2006 • Legg Mason Partners Investment Funds, Inc. • New York
THIS AGREEMENT is made this 1st day of August, 2006 between Legg Mason Partners Fund Advisor, LLC (the “Manager”), a limited liability company organized under the laws of the State of Delaware, and Causeway Capital Management LLC (the “Subadviser”), a limited liability company organized under the laws of the State of Delaware.
SMITH BARNEY SMALL CAP VALUE FUND FORM OF INVESTMENT MANAGEMENT AGREEMENT July 23, 1998 Mutual Management Corp. 388 Greenwich Street New York, New York 10013 Dear Sirs: This Investment Management Agreement (the "Agreement") is made on this 23rd day of...Investment Management Agreement • July 16th, 1998 • Smith Barney Shearson Investment Funds Inc
CUSTODY AGREEMENT Agreement made as of this day of , 1994, between Smith Barney Ivestment Funds Inc., a corporation organized and existing under the laws of the State of Maryland, having its principal office and place of business at 388 Greenwich...Custody Agreement • April 29th, 1997 • Smith Barney Shearson Investment Funds Inc
CHASE GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective December 6, 1996 and is between THE CHASE MANHATTAN BANK ("Bank") and each of the investment companies listed on Exhibit I hereto, as amended from time to time, each acting on its own behalf...Global Custody Agreement • October 24th, 1997 • Smith Barney Shearson Investment Funds Inc
CHASE GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective December 6, 1996 and is between THE CHASE MANHATTAN BANK ("Bank") and each of the investment companies listed on Exhibit I hereto, as amended from time to time, each acting on its own behalf and not on behalf of any other investment company and each being solely responsible for its obligations (each, a "Customer"). 1. Customer Accounts. Bank shall establish and maintain the following accounts ("Accounts"): (a) A custody account in the name of Customer ("Custody Account") for any and all stocks, shares, bonds, debentures, notes, mortgages or other obligations for the payment of money, bullion, coin and any certificates, receipts, warrants or other instruments representing rights to receive, purchase or subscribe for the same or evidencing or representing any other rights or interests therein and other similar property whether certificated or uncertificated as may be received by Bank or its Subcustodian (as defined in Section 3)
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT This Amendment to the Investment Management Agreement, dated as of April 13, 2000 (as amended, the "Agreement"), between Smith Barney Investment Funds Inc. (the "Corporation"), on behalf of its series,...Investment Management Agreement • December 29th, 2005 • Smith Barney Investment Funds Inc /Md/
This Amendment to the Investment Management Agreement, dated as of April 13, 2000 (as amended, the "Agreement"), between Smith Barney Investment Funds Inc. (the "Corporation"), on behalf of its series, Smith Barney Premier Selections All Cap Growth Fund, and SSB Citi Fund Management LLC is entered into by and between the Corporation, on behalf of Smith Barney Multiple Discipline Funds All Cap Growth and Value Fund (the "Fund"), and Smith Barney Fund Management LLC (the "Adviser") as of the 1st day of October, 2005. Defined terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Agreement. WHEREAS, the Adviser is the successor to SSB Citi Fund Management LLC; and WHEREAS, the name of Smith Barney Premier Selections All Cap Growth Fund has been changed to Smith Barney Multiple Discipline Funds All Cap Growth and Value Fund; and WHEREAS, the Board of Directors of the Corporation [and the Fund] has voted to decrease the compensation payable
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT This Amendment to the Investment Management Agreement, dated as of October 1, 2005, is entered into by and between Smith Barney Investment Funds Inc. (the "Company"), on behalf of its series, Smith Barney...Investment Management Agreement • December 29th, 2005 • Smith Barney Investment Funds Inc /Md/
This Amendment to the Investment Management Agreement, dated as of October 1, 2005, is entered into by and between Smith Barney Investment Funds Inc. (the "Company"), on behalf of its series, Smith Barney Multiple Discipline Funds Balanced All Cap Growth and Value Fund (the "Fund") and Smith Barney Fund Management LLC (the "Manager"). WHEREAS, the Company, on behalf of the Fund, and the Manager have entered into an Investment Management Agreement, dated as of July 16, 2004 (as amended, the "Agreement"). Defined terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Agreement; and WHEREAS, the Board of Directors of the Company [and the Fund] has voted to decrease the compensation payable under the Agreement; and WHEREAS, the Company, on behalf of the Fund, and the Manager desire to amend the Agreement to reflect the decreased advisory fee; NOW, THEREFORE, the parties hereto, intending to be legally bound, hereby agree as follows: 1. Sect
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Fund Management LLC, a Delaware limited liability company (the "Manager") and Citigroup Asset Management Limited, a...Subadvisory Agreement • February 28th, 2006 • Smith Barney Investment Funds Inc • New York
SUBADVISORY AGREEMENT Legg Mason Partners Investment Funds, Inc. Legg Mason Partners Hansberger Global Value Fund August 1, 2006Subadvisory Agreement • December 29th, 2006 • Legg Mason Partners Investment Funds, Inc. • Maryland
FORM OF LICENSE AGREEMENTLicense Agreement • April 27th, 2006 • Legg Mason Partners Investment Funds, Inc. • New York
This license agreement (the “Agreement”) is made this 6th day of April, 2006, by and between Legg Mason Properties, Inc., a North Carolina corporation (“Licensor”), and the Trusts/Corporations listed on Exhibit A hereto (each, a “Licensee”).
