Standard Contracts
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • October 20th, 1999 • Smith Barney Shearson Aggressive Growth Fund Inc • New York
Contract Type FiledOctober 20th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • April 1st, 1999 • Smith Barney Equity Funds • New York
Contract Type FiledApril 1st, 1999 Company Jurisdiction
CONCERT INVESTMENT SERIES BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 PFS Distributors, Inc. 3100 Breckinridge Boulevard Duluth, Georgia 30199-0062 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • February 26th, 1999 • Concert Investment Series • New York
Contract Type FiledFebruary 26th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • April 20th, 2001 • Smith Barney Appreciation Fund Inc
Contract Type FiledApril 20th, 2001 Company
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • April 30th, 1999 • Smith Barney Money Funds Inc • New York
Contract Type FiledApril 30th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • July 28th, 1999 • Smith Barney Municipal Money Market Fund Inc • New York
Contract Type FiledJuly 28th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • March 30th, 1999 • Smith Barney Investment Trust • New York
Contract Type FiledMarch 30th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • June 1st, 1999 • Smith Barney Concert Series Inc • New York
Contract Type FiledJune 1st, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • July 23rd, 1999 • Smith Barney Arizona Municipals Funds Inc • New York
Contract Type FiledJuly 23rd, 1999 Company Jurisdiction
Form of Broker-Dealer Contract Package as related to Phoenix Guaranteed Income Edge issued by PHL Variable Insurance CompanyBroker-Dealer Contract • February 8th, 2010 • PHL Variable Insurance Co /Ct/
Contract Type FiledFebruary 8th, 2010 CompanyTHIS CONTRACT between PHOENIX LIFE INSURANCE COMPANY, (“Company”) with Administrative Offices, at One American Row, Hartford, Connecticut; PHOENIX EQUITY PLANNING CORPORATION (“PEPCO”) with Administrative offices at One American Row, Hartford, Connecticut, 06103; (Collectively “Company”), and a registered Broker/Dealer with administrative offices at (“Broker/Dealer”) and, if appropriate, its duly licensed insurance affiliate(s), , with administrative offices at (“Affiliate”) (collectively “You” or Your) is effective the day of 20 .
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • April 30th, 1999 • Smith Barney Income Funds • New York
Contract Type FiledApril 30th, 1999 Company Jurisdiction
SMITH BARNEY MUTUAL FUNDS BROKER DEALER CONTRACT CFBDS, Inc. 21 Milk Street Boston, Massachusetts 02109 Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We, CFBDS, Inc. ("CFBDS"), have agreements with...Broker Dealer Contract • May 25th, 1999 • Smith Barney Shearson New Jersey Municipals Fund Inc • New York
Contract Type FiledMay 25th, 1999 Company Jurisdiction