Dreyfus Founders Funds Inc Sample Contracts

AutoNDA by SimpleDocs
FORM OF BANK AGREEMENT (FULLY DISCLOSED BASIS)
Dreyfus Founders Funds Inc • February 28th, 2001 • New York
SHAREHOLDER SERVICES AGREEMENT BETWEEN DREYFUS FOUNDERS FUNDS, INC. AND DREYFUS SERVICE CORPORATION
Shareholder Services Agreement • February 27th, 2004 • Dreyfus Founders Funds Inc • Colorado
FORM OF BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS)
Broker-Dealer Agreement • February 28th, 2001 • Dreyfus Founders Funds Inc • New York
FORM OF BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS)
Dealer Agreement • February 28th, 2001 • Dreyfus Founders Funds Inc • New York
FORM OF BANK AGREEMENT (FULLY DISCLOSED BASIS)
Bank Agreement • October 7th, 1999 • Founders Funds Inc • New York
SERVICE AGREEMENT
Service Agreement • April 27th, 2016 • Dreyfus Funds Inc • New York

This Agreement is entered into as of __________, ____ between __________________, a ___________________ (the "Service Provider") and MBSC Securities Corporation, a New York corporation ("MBSC").

FORM OF BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS)
Broker-Dealer Agreement • October 7th, 1999 • Founders Funds Inc • New York
SHAREHOLDER SERVICES AGREEMENT BETWEEN FOUNDERS FUNDS, INC. AND FOUNDERS ASSET MANAGEMENT LLC
Shareholder Services Agreement • February 22nd, 1999 • Founders Funds Inc • Colorado
WITNESSETH
Fund Accounting and Administrative Services Agreement • February 28th, 2005 • Dreyfus Founders Funds Inc
DISTRIBUTION AGREEMENT
Distribution Agreement • April 29th, 2014 • Dreyfus Funds Inc

This is to confirm that, in consideration of the agreements hereinafter contained, each investment company identified on Exhibit A hereto, as such Exhibit may be amended from time to time (each, the "Fund"), has agreed that you shall be, for the period of this agreement, the distributor of (a) shares of each series of the Fund set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a "Series") or (b) if no Series are set forth on such Exhibit, shares of the Fund. For purposes of this agreement the term "Shares" shall mean the authorized shares of the relevant Series, if any, and otherwise shall mean the Fund's authorized shares.

BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) MBSC Securities Corporation 144 Glenn Curtiss Boulevard Uniondale, New York 11556 Gentlemen:
Broker-Dealer Agreement • February 29th, 2008 • Dreyfus Founders Funds Inc • New York

We desire to enter into an Agreement with you for the sale of shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation or its subsidiaries or affiliates (hereinafter referred to individually as a "Fund" and collectively as the "Funds"), for which you are the principal underwriter, as such term is defined in the Investment Company Act of 1940, as amended, and for which you are the exclusive agent for the continuous distribution of shares pursuant to the terms of a Distribution Agreement between you and each Fund. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the prospectus and related statement of additional information (the "Statement of Additional Information") incorporated therein by reference (as amended or supplemented) of each of the respective Funds included in the then currently effective registration statement (or post-effective amendment thereto

AutoNDA by SimpleDocs
FORM OF AMENDED AND RESTATED APPENDIX 1 TO FOUNDERS FUNDS, INC. INVESTMENT ADVISORY AGREEMENT
Agreement • October 7th, 1999 • Founders Funds Inc

This Amended and Restated Appendix 1 to the Investment Advisory Agreement ("Agreement") executed as of the 1st day of April, 1998, between Founders Funds, Inc. (the "Company") and Founders Asset Management LLC is effective as of the 31st day of December, 1999.

BANK AGREEMENT (Fully Disclosed Basis) MBSC Securities Corporation 144 Glenn Curtiss Boulevard Uniondale, New York 11556 Gentlemen:
Bank Agreement • February 29th, 2008 • Dreyfus Founders Funds Inc • New York

We are a bank (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")), or a savings association or savings bank (as described in Exchange Act Rule 15a-9). We desire to make available to our customers shares of beneficial interest or common stock of open-end registered investment companies managed, advised or administered by The Dreyfus Corporation or its subsidiaries or affiliates (hereinafter referred to individually as a "Fund" and collectively as the "Funds"). You are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended) of the offering of shares of the Funds and the exclusive agent for the continuous distribution of such shares pursuant to the terms of a Distribution Agreement between you and each Fund. Unless the context otherwise requires, as used herein the term "Prospectus" shall mean the prospectus and related statement of additional information ("Statement of Additiona

AMENDED AND RESTATED FUND ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENT
Fund Accounting and Administrative Services Agreement • March 23rd, 2017 • Dreyfus Funds Inc • New York

AGREEMENT made as of September 1, 2009, in New York, New York, by and between Dreyfus Funds, Inc., a Maryland corporation (the "Fund"), and The Dreyfus Corporation, a New York corporation (hereinafter referred to as "Dreyfus").

September 22, 2006
Dreyfus Us Treasury Intermediate Term Fund • October 3rd, 2006

Dreyfus Founders Fund, Inc. on behalf of Dreyfus Founders Government Securities Fund 210 University Boulevard, Suite 800 Denver, Colorado 80206

Contract
Dreyfus Founders Funds Inc • February 29th, 2008 • Colorado

MBSC Securities Corporation 200 Park Avenue, 55th Floor New York, NY 10166 RE: Distribution and Shareholder Support Agreement for Dreyfus Founders Funds, Inc. - Class F Shares

FOUNDERS FUNDS, INC. FORM OF UNDERWRITING AGREEMENT
Underwriting Agreement • February 27th, 1998 • Founders Funds Inc • Colorado
October 5, 2001 Dreyfus International Funds, Inc., on behalf of Dreyfus International Growth Fund 200 Park Avenue New York, New York 10166
Dreyfus Founders Funds Inc • October 22nd, 2001

Dreyfus Founders Funds, Inc., on behalf of Dreyfus Founders International Equity Fund 2930 East Third Avenue Denver, Colorado 80206

DSC Letterhead]
Dreyfus Founders Funds Inc • March 2nd, 2007

This 2006 Supplemental Agreement is entered into as of October 1, 2006 by and between Dreyfus Service Corporation (“Dreyfus”) and the above indicated party (the “Intermediary”).

AMENDMENT OF UNDERWRITING AGREEMENT
Of Underwriting Agreement • April 27th, 2006 • Dreyfus Founders Funds Inc

This Amendment is dated as of August 2, 2002, by and between Dreyfus Service Corporation, a New York corporation (the “Underwriter”), and Dreyfus Founders Funds, Inc., a Maryland corporation (the "Company").

RE: Supplemental Agreement Dear Intermediary Client:
Supplemental Agreement • February 29th, 2008 • Dreyfus Founders Funds Inc

This Supplemental Agreement is entered into as of ______________ by and between MBSC Securities Corporation (formerly, Dreyfus Service Corporation) ("MBSC") and the above indicated party (the "Intermediary").

DISTRIBUTION AGREEMENT DREYFUS FUNDS, INC. 200 Park Avenue New York, New York 10166
Distribution Agreement • February 25th, 2010 • Dreyfus Funds Inc

This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the “Fund”) has agreed that you shall be, for the period of this agreement, the distributor of (a) shares of each series of the Fund set forth on Exhibit A hereto, as such Exhibit may be revised from time to time (each, a “Series”) or (b) if no Series are set forth on such Exhibit, shares of the Fund. For purposes of this agreement the term “Shares” shall mean the authorized shares of the relevant Series, if any, and otherwise shall mean the Fund’s authorized shares.

DSC Letterhead]
Dreyfus Founders Funds Inc • March 2nd, 2007

We previously sent you a Supplemental Agreement prepared by Dreyfus Service Corporation (“Dreyfus”) as part of our implementation of the SEC’s new rule, Rule 22c-2 under the Investment Company Act of 1940. To date, we have not received a signed Supplemental Agreement back from your firm. Accordingly, enclosed is Dreyfus’ Agreement that, in accordance with the SEC’s rule, must be executed by an appropriate signatory and returned to the undersigned no later than April 16, 2007.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!