SECOND AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENT SECOND AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 28th, 2006 • Phoenix Ca Tax-Exempt Bond Fund
THIS SECOND AMENDMENT is made by and between the undersigned entities (hereinafter singularly referred to as a "Fund" and collectively referred to as the "Phoenix Funds" or "Funds"), and Phoenix Equity Planning Corporation (hereinafter referred to as the "Transfer Agent") and amends the Transfer Agency and Service Agreement dated as of June 1, 1994, and amended by a First Amendment dated February 28, 2004 (the "Agreement"), pursuant to which the Transfer Agent has agreed to provide certain transfer agent and related services to the Funds.
Exhibit 5.1 PHOENIX CALIFORNIA TAX EXEMPT BONDS, INC. INVESTMENT ADVISORY AGREEMENT PHOENIX CALIFORNIA TAX EXEMPT BONDS, INC. INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT made effective as of the 14th day of March, 1997 by and between PHOENIX...Investment Advisory Agreement • August 18th, 1998 • Phoenix California Tax Exempt Bonds Inc • Maryland
Exhibit h.9Expense Limitation Agreement • July 28th, 2006 • Phoenix Ca Tax-Exempt Bond Fund • Delaware
Exhibit 8 Custodian Contract CUSTODIAN CONTRACT Between NATIONAL'S CALIFORNIA TAX EXEMPT BONDS, INC. and STATE STREET BANK AND TRUST COMPANYCustodian Contract • August 8th, 1997 • Phoenix California Tax Exempt Bonds Inc • Massachusetts
EXHIBIT d.1 AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 25th, 2003 • Phoenix Goodwin California Tax Exempt Bond Fund • Connecticut
Exhibit 6.1 UNDERWRITING AGREEMENT UNDERWRITING AGREEMENT THIS AGREEMENT made as of this 19th day of November, 1997, by and between Phoenix California Tax Exempt Bonds, Inc., a Maryland corporation having a place of business located at 101 Munson...Underwriting Agreement • August 18th, 1998 • Phoenix California Tax Exempt Bonds Inc • Connecticut
EXHIBIT g.2 AMENDMENT TO MASTER CUSTODIAN AGREEMENT 2-10-2000 AMENDMENT TO MASTER CUSTODIAN CONTRACT Amendment dated February 10, 2000, to the custody contract, dated May 1, 1997, as amended, by and between State Street Bank and Trust Company (the...Master Custodian Agreement • August 23rd, 2004 • Phoenix Goodwin California Tax Exempt Bond Fund
Exhibit e.2Sales Agreement • August 26th, 2005 • Phoenix Goodwin California Tax Exempt Bond Fund • Connecticut
EXHIBIT h.6 THIRD AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENTFinancial Agent Agreement • August 25th, 2003 • Phoenix Goodwin California Tax Exempt Bond Fund
Exhibit 15.2 First Amendment to Distribution Plan (Class A Shares)Distribution Plan • August 8th, 1997 • Phoenix California Tax Exempt Bonds Inc
The Fund and Phoenix Equity Planning Corporation ("PEPCO" or the "Distributor") have entered into an Underwriting Agreement pursuant to which the Distributor has and continues to act as principal underwriter of Class A shares of the Fund (the "Class A Shares") for sale to the public. The Directors of the Fund have adopted a Distribution Plan dated May 14, 1993 (the "Plan"), in accordance with the requirements of the Investment Company Act of 1940, as amended (the "Act"). The Directors of the Fund have ratified the issuance of Class B shares of the Fund and, in connection therewith adopted a Distribution Plan in accordance with the Act with respect to such shares. In order to clarify and confirm the expenses and fees to be incurred by Class A shareholders in accordance with the Plan, the Fund hereby adopts the following modifications to the Plan.
Exhibit 5.1Investment Advisory Agreement • April 10th, 1997 • Phoenix California Tax Exempt Bonds Inc • Maryland
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • September 26th, 2008 • Phoenix Ca Tax-Exempt Bond Fund • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 31 st day of May, 2007, by and between Phoenix Opportunities Trust a Delaware statutory trust (the “Acquiring Trust”), with its principal place of business at 101 Munson Street, Greenfield, Massachusetts 01301, on behalf of the Phoenix CA Tax-Exempt Bond Fund (the “Acquiring Fund”), a separate series of the Acquiring Trust, and Phoenix CA Tax-Exempt Bond Fund, a Delaware statutory trust (the “Acquired Fund”).
Exhibit 6.1 Underwriting Agreement (Class A Shares)Underwriting Agreement • August 8th, 1997 • Phoenix California Tax Exempt Bonds Inc
CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 PHOENIX CALIFORNIA TAX-EXEMPT BONDS, INC. (the "Fund") CLASS A SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Distribution Plan • August 18th, 1998 • Phoenix California Tax Exempt Bonds Inc
PHOENIX CA TAX-EXEMPT BOND FUND SUBADVISORY AGREEMENT April 1, 2007 Goodwin Capital Advisers, Inc. 56 Prospect Street Hartford, CT 06115 RE: Subadvisory Agreement Ladies and Gentlemen: Phoenix CA Tax-Exempt Bond Fund (the "Fund") is a diversified...Subadvisory Agreement • June 29th, 2007 • Phoenix Ca Tax-Exempt Bond Fund • Delaware
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT effective as of the 20th day of November, 2002 (the "Contract Date") is by and between Phoenix-Goodwin California Tax Exempt Bond Fund, a Delaware business trust (the "Trust") and...Investment Advisory Agreement • December 29th, 2003 • Phoenix Goodwin California Tax Exempt Bond Fund • Connecticut
Exhibit 6.2 Underwriting AgreementUnderwriting Agreement • August 8th, 1997 • Phoenix California Tax Exempt Bonds Inc
OFAgreement and Declaration of Trust • August 28th, 2000 • Phoenix Goodwin California Tax Exempt Bonds Inc • Delaware
Exhibit 9.1a Sub-transfer Agent AgreementSub-Transfer Agent Agreement • August 8th, 1997 • Phoenix California Tax Exempt Bonds Inc
PHOENIX CALIFORNIA TAX-EXEMPT BONDS, INC. (the "Fund") CLASS B SHARES AMENDED AND RESTATED DISTRIBUTION PLAN PURSUANT TO RULE 12b-1 under the INVESTMENT COMPANY ACT OF 1940Distribution Plan • August 18th, 1998 • Phoenix California Tax Exempt Bonds Inc
