between CADIZ INC., as Pledgor andPledge Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services • New York
RECITALS ---------Settlement Agreement • November 14th, 2005 • Cadiz Inc • Water supply • California
EXHIBIT 10.11 SIXTH GLOBAL AMENDMENT AGREEMENT DATED AS OF DECEMBER 15, 2003Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services
WARRANT TO PURCHASE COMMON STOCK OF CADIZ INC. (Commitment Exercise Warrant)Cadiz Inc • December 13th, 2001 • Agricultural services
EXHIBIT 10.7 PLEDGE AGREEMENT PLEDGE AGREEMENT, dated as of November __, 2002 (this "Agreement"), made by Keith Brackpool ("Pledgor"), as the obligor hereunder, to Cadiz Inc., a Delaware corporation ("Secured Party"). W I T N E S S E T H: WHEREAS,...Pledge Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services • California
CADIZ INC. 2003 MANAGEMENT EQUITY INCENTIVE PLAN STOCK OPTION AGREEMENTStock Option Agreement • May 4th, 2005 • Cadiz Inc • Water supply • Delaware
At Market Issuance Sales AgreementCadiz Inc • August 3rd, 2020 • Water supply • New York
EXHIBIT 10.9 ------------ FIFTH AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • March 28th, 2002 • Cadiz Inc • Agricultural services • California
ARTICLE ITrust Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services • New York
SIXTH AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 15, 2003 for Credit Agreement originally executed as of November 25, 1997Credit Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services • California
RECITALSSecurity Agreement • November 15th, 2002 • Cadiz Inc • Agricultural services • Delaware
EXHIBIT 10.11 ------------- THE CADIZ GROUNDWATER STORAGE AND DRY-YEAR SUPPLY PROGRAM DEFINITIVE ECONOMIC TERMS AND RESPONSIBILITIES BETWEEN METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA AND CADIZ INC. March 6, 2001 1. General Provisions 1.1 The...Cadiz Inc • March 28th, 2002 • Agricultural services
FIRST AMENDMENT TO 2003 RESTATED CREDIT AGREEMENT AND CONSENT TO OFFERING This First Amendment to 2003 Restated Credit Agreement and Consent to Offering (this "Seventh Amendment"), dated as of November 30, 2004, is entered into by and among (a) CADIZ...Credit Agreement • March 31st, 2005 • Cadiz Inc • Agricultural services
AMENDMENT NO. 1 TO CREDIT AGREEMENT This AMENDMENT NO. 1 TO CREDIT AGREEMENT ("Amendment") is entered into as of September 29, 2006 among Cadiz Inc., a Delaware corporation ("Cadiz"), and Cadiz Real Estate LLC, a Delaware limited liability company...Credit Agreement • October 4th, 2006 • Cadiz Inc • Water supply
INDENTURE Dated as of among Cadiz Inc., each of the Guarantors party hereto and The Bank of New York Mellon Trust Company, N.A., as Trustee ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATIONIndenture • July 31st, 2013 • Cadiz Inc • Water supply • New York
15,000,000 November 25, 1997 Los Angeles, CaliforniaCadiz Land Co Inc • March 26th, 1998 • Agricultural services • California
This Note is one of the Notes referred to in the Credit Agreement dated as of November 25, 1997 (as modified and supplemented and in effect from time to time, the "Credit Agreement") among CADIZ LAND COMPANY, INC., the LENDERS party hereto, and ING BARING (U.S.) CAPITAL CORPORATION, as Administrative Agent, and evidences Revolving Loans made by the Lender thereunder. Terms used but not defined in this Note have the respective meanings assigned to them in the Credit Agreement.
1,150,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2016 • Cadiz Inc • Water supply • California
EXHIBIT 10.12 ING CAPITAL, LLC AMENDED AND RESTATED TRANCHE A NOTE $15,020,000.00 Dated as of September 30, 2003 FOR VALUE RECEIVED, each of (a) CADIZ INC. (f/k/a Cadiz Land Company, Inc.) ("CADIZ"), a Delaware corporation and (b) CADIZ REAL ESTATE...Cadiz Inc • November 2nd, 2004 • Agricultural services
This Tranche A Note is one of the Tranche A Notes referred to in the Sixth Amended and Restated Credit Agreement dated as of December 15, 2003 (as modified, supplemented, amended and restated and in effect from time to time, the "CREDIT AGREEMENT") among Borrowers, the Lenders party thereto, and ING Capital, LLC, as Administrative Agent, and evidences Tranche A Loans made by the Tranche A Lender thereunder. Terms used but not defined in this Tranche A Note have the respective meanings assigned to them in the Credit Agreement.
PRINCIPLES FOR AN AGREEMENT BETWEEN THE METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA AND CADIZ LAND COMPANY, INC. ("PRINCIPLES")Cadiz Inc • November 13th, 1998 • Agricultural services
SUBORDINATED INDENTURE Dated as of between Cadiz Inc. and U.S. Bank National Association, as Trustee ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATIONSubordinated Indenture • October 28th, 2016 • Cadiz Inc • Water supply • New York
EXHIBIT 10.45 ------------- WAIVER OF CERTAIN PROVISIONS OF PLAN SUPPORT AGREEMENT This Waiver of Certain Provisions of Plan Support Agreement (the "Waiver" and "Agreement"), dated as of January 12, 1996, is entered into by and between Cadiz Land...Plan Support Agreement • February 20th, 1996 • Cadiz Land Co Inc • Agricultural services
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 21st, 2022 • Cadiz Inc • Water supply • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March [___], 2022, is made and entered into by and among Cadiz, Inc., a Delaware corporation (the “Company”), and the undersigned parties listed under Holder on the signature page hereto (each such party and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 5.2 of this Agreement, a “Holder” and collectively the “Holders”).
RECITALSPreferred Stock Exchange Agreement • November 2nd, 2004 • Cadiz Inc • Agricultural services • California
EXHIBIT 4.6 CADIZ LAND COMPANY, INC. FORM OF 1996 STOCK OPTION PLAN STOCK OPTION AGREEMENTStock Option Plan Stock Option Agreement • September 12th, 1997 • Cadiz Land Co Inc • Agricultural services • Delaware
EXHIBIT 10.20 ------------ EMPLOYMENT AGREEMENT ---------------------Employment Agreement • April 14th, 1997 • Cadiz Land Co Inc • Agricultural services • California
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) ----------------------------Joint Filing Agreement • June 18th, 2004 • Cadiz Inc • Agricultural services
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument.
OPTION AGREEMENTOption Agreement • March 18th, 2019 • Cadiz Inc • Water supply • New York
This OPTION AGREEMENT, dated as of March 14, 2019 (this "Agreement"), is made by and between Cadiz Inc., a Delaware corporation ("Cadiz"), and Nokomis Capital Master Fund, L.P., a Texas limited liability company, (the "Noteholder").
2,000,000 Depositary Shares CADIZ INC. (PAR VALUE 0.01 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • July 2nd, 2021 • Cadiz Inc • Water supply • New York
Cadiz, Inc., a Delaware corporation (the “Company”) proposes to create and provide for 8.875% Series A Cumulative Perpetual Preferred Stock, $0.01 par value per share, of the Company having a liquidation preference of $25,000.00 per share (the “Preferred Stock”), and issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), 2,000,000 Depositary Shares (as defined below), each representing, among other things, a 1/1000th fractional ownership in a share of the Preferred Stock (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters, not more than an additional 300,000 Depositary Shares (the “Additional Shares”), if and to the extent that B. Riley Securities, Inc. (“B. Riley”), as representative of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are herei
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 31st, 2023 • Cadiz Inc • Water supply • New York
ContractOption Agreement • December 7th, 2011 • Cadiz Inc • Water supply
ContractSubscription Agreement • November 24th, 2009 • Cadiz Inc • Water supply • Delaware
AMENDMENT NO. 2 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 4th, 2009 • Cadiz Inc • Water supply • New York
This AMENDMENT NO. 2 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”) dated as of June 4, 2009 (the “Effective Date”), by and among CADIZ INC. and CADIZ REAL ESTATE LLC, as borrowers (the “Borrowers”), the lenders from time to time party hereto (the “Lenders”) and LC CAPITAL MASTER FUND, LTD., as administrative agent (“LC Capital” or, in such capacity, the “Agent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 21st, 2022 • Cadiz Inc • Water supply
This Securities Purchase Agreement (the “Agreement”) is made as of March 20, 2022 by and among the parties set forth on Exhibit A hereof (together, the “Purchasers”) and Cadiz, Inc., a Delaware corporation (the “Company”).
AMENDED AND RESTATED CREDIT AGREEMENT among CADIZ INC. and CADIZ REAL ESTATE LLC, as Borrowers, The Several Lenders from Time to Time Parties Hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent Dated as of October 30, 2013Security Agreement • October 31st, 2013 • Cadiz Inc • Water supply • New York
SECURITY AGREEMENT, amended and restated as of October 30, 2013, made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Loan Parties”), in favor of Wells Fargo Bank, National Association, as administrative agent (in such capacity, the “Agent”) on behalf of the Lenders holding Secured Term Loans under the Amended and Restated Credit Agreement, amended and restated as of October 30, 2013 (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), among Cadiz Inc., a Delaware corporation (“Parent”) and Cadiz Real Estate LLC, a Delaware limited liability company (“CRE”) each as borrowers (together, the “Borrower”), the lenders party thereto (the “Lenders”) and the Agent.
EMPLOYMENT AGREEMENT -------------------- THIS EMPLOYMENT AGREEMENT (the "Agreement") is entered into as of September 13, 1996, by and between Sun World International, Inc., a Delaware corporation (the "Company"), Cadiz Land Company, Inc. ("Cadiz")...Employment Agreement • April 14th, 1997 • Cadiz Land Co Inc • Agricultural services • California
