EXHIBIT 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is made and entered into as of June 19, 2001, between Communication Intelligence Corporation, a Delaware corporation (the "COMPANY"), and The Philip S....Registration Rights Agreement • June 22nd, 2001 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
UNDERWRITING AGREEMENT between ISIGN SOLUTIONS INC. and AXIOM CAPITAL MANAGEMENT, INC. as Representative of the Several Underwriters ISIGN SOLUTIONS INC.Underwriting Agreement • April 12th, 2016 • iSign Solutions Inc. • Services-prepackaged software • New York
The undersigned, iSign Solutions Inc., a corporation organized under the laws of the State of Delaware (collectively with its subsidiaries, including, the subsidiaries listed in Exhibit 21.1 of the Registration Statement (as hereinafter defined), unless the context otherwise requires (the “Company”), hereby confirms its agreement (this “Agreement”) with Axiom Capital Management, Inc. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
BY AND AMONG CIC ACQUISITION CORP., AS BUYER, AND PENOP LIMITED AND PENOP INC., AS SELLERSAsset Purchase Agreement • October 16th, 2000 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
EXHIBIT 10.2 SECOND AMENDED AND RESTATED SECURITY AGREEMENT This SECOND AMENDED AND RESTATED SECURITY AGREEMENT ("AGREEMENT") is entered into as of the 19th day of June, 2001 by and among COMMUNICATION INTELLIGENCE CORPORATION, a Delaware corporation...Security Agreement • June 22nd, 2001 • Communication Intelligence Corp • Computer peripheral equipment, nec
EXHIBIT 10.1 FORM OF SUBSCRIPTION AGREEMENT Communication Intelligence Corporation 275 Shoreline Drive Redwood Shores, CA 94065 Gentlemen: 1. Subscription; Purchase Price. (a) Subject to the terms and conditions hereto, the undersigned ( the...Subscription Agreement • December 8th, 1997 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
ARTICLE 1 GENERAL PROVISIONSEscrow Agreement • October 16th, 2000 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
ContractCommunication Intelligence Corp • November 4th, 2004 • Computer peripheral equipment, nec • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR COMMUNICATION INTELLIGENCE CORPORATION SHALL HAVE RECEIVED AN OPINION OF COUNSEL THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
GUARANTYCommunication Intelligence Corp • October 16th, 2000 • Computer peripheral equipment, nec • New York
Form of Representative’s Warrant AgreementiSign Solutions Inc. • May 19th, 2016 • Services-prepackaged software • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) AXIOM CAPITAL MANAGEMENT, INC. OR AN UNDERWRITER OR A SELECTED DEALER PARTICIPATING IN THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF AXIOM CAPITAL MANAGEMENT, INC. OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER, IN EACH CASE IN ACCORDANCE WITH FINRA CONDUCT RULES.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 4th, 2004 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of October 28, 2004, by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the purchasers listed on Schedule I hereto (the “Purchasers”).
WAIVERWaiver • March 31st, 1997 • Communication Intelligence Corp • Computer peripheral equipment, nec
NOTE AND WARRANT PURCHASE AGREEMENT Dated as of June 15, 2007 by and among COMMUNICATION INTELLIGENCE CORPORATION and THE PURCHASERS LISTED ON EXHIBIT ANote and Warrant Purchase Agreement • June 20th, 2007 • Communication Intelligence Corp • Computer peripheral equipment, nec • California
This NOTE AND WARRANT PURCHASE AGREEMENT dated as of June 15, 2007 (this “Agreement”) by and between Communication Intelligence Corporation, a Delaware corporation (the “Company”), and each of the purchasers of the promissory notes of the Company whose names are set forth on Exhibit A attached hereto (each a “Purchaser” and collectively, the “Purchasers”).
ContractCommunication Intelligence Corp • June 20th, 2007 • Computer peripheral equipment, nec • California
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR COMMUNICATION INTELLIGENCE CORPORATION SHALL HAVE RECEIVED AN OPINION OF COUNSEL THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 6th, 2011 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of December 31, 2010, by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the persons executing this Agreement as Investors (collectively, the “Investors” and each individually, an “Investor”).
ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 REPRESENTATIONS AND WARRANTIES OF CIC. CIC hereby makes the following representations and warranties to each of the Investors as of the date hereof and on the Closing Date:Preferred Stock Investment Agreement • January 7th, 1997 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
W I T N E S S E T H:Registration Rights Agreement • January 7th, 1997 • Communication Intelligence Corp • Computer peripheral equipment, nec • Delaware
EQUITY LINE OF CREDIT AGREEMENTCredit Agreement • February 12th, 2003 • Communication Intelligence Corp • Computer peripheral equipment, nec • Delaware
AGREEMENT dated as of the 12th day of February, 2003 (the "Agreement") between CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the "Investor"), and COMMUNICATION INTELLIGENCE CORP., a corporation organized and existing under the laws of the State of Delaware (the "Company").
SECURITIES PURCHASE AGREEMENT BETWEEN COMMUNICATION INTELLIGENCE CORPORATION, PHOENIX VENTURE FUND LLC AND THE INVESTORS SIGNATORY HERETO DATED AS OF DECEMBER 9, 2010Securities Purchase Agreement • December 9th, 2010 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into this 9th day of December, 2010, by and between Communication Intelligence Corporation, a Delaware corporation (the “Company”), Phoenix Venture Fund LLC, a Delaware limited liability company (“Phoenix”) and the other entities and individuals listed on Schedule I hereto (Phoenix together with such other entities and individuals, the “Purchasers” and each, a “Purchaser”). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 11 hereof.
SUBSCRIPTION AGREEMENTSubscription Agreement • November 16th, 2015 • Communication Intelligence Corp • Services-prepackaged software • New York
Reference is hereby made to (i) the confidential term sheet (the "Term Sheet"), dated as of February 27, 2015, of Communication Intelligence Corporation, a Delaware corporation (the "Company"), attached hereto as Exhibit A; (ii) the Company's Annual Report on Form 10-K for the year ended December 31, 2013; (iii) the Company's Quarterly Reports on Form 10-Q for the three months ended March 31, June 30, and September 30, 2014; and (iv) the Company's most recent Definitive Proxy Statement on Schedule 14A, filed with the SEC on November 12, 2014.
Software License Agreement for Snap-On Credit LLCSoftware License Agreement • September 15th, 2006 • Communication Intelligence Corp • Computer peripheral equipment, nec • California
This Agreement is effective June 3, 2005, by and between Communication Intelligence Corporation, 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065 a Delaware corporation (“CIC”) and Snap-on Credit LLC (“Licensee”).
EXCHANGE AGREEMENT BETWEEN COMMUNICATION INTELLIGENCE CORPORATION, PHOENIX VENTURE FUND LLC, MICHAEL ENGMANN, RONALD GOODMAN AND THE PARTIES SIGNATORY HERETO DATED AS OF JUNE 21, 2010Exchange Agreement • June 25th, 2010 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into this 21st day of June, 2010, by and between Communication Intelligence Corporation, a Delaware corporation (the “Company”), Phoenix Venture Fund LLC, a Delaware limited liability company (“Phoenix”), Michael Engmann, an individual (“Engmann”), Ronald Goodman, an individual (“Goodman”) and the other entities and individuals listed on Schedule I hereto (Phoenix, Engmann and Goodman together with such other entities and individuals, the “Lenders” and each, a “Lender”). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 10 hereof.
AMENDMENT TO EQUITY LINE OF CREDIT AGREEMENTCredit Agreement • February 5th, 2003 • Communication Intelligence Corp • Computer peripheral equipment, nec
THIS AMENDMENT (the "Amendment") is made and entered into effective as of September , 2002 by and between CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the "Investor") and COMMUNICATION INTELLIGENCE CORP., a corporation organized and existing under the laws of the state of Delaware (the "Company").
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 20th, 2007 • Communication Intelligence Corp • Computer peripheral equipment, nec • California
This Registration Rights Agreement (this "Agreement") is made and entered into as of June 15, 2007, by and among Communication Intelligence Corporation, a Delaware corporation (the "Company"), and the purchasers listed on Schedule I hereto (the "Purchasers").
Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of April 23, 2012Note and Warrant Purchase Agreement • August 14th, 2012 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This Note and Warrant Purchase Agreement (the “Agreement”) is dated as of April 23, 2012, by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the investors listed on Schedule A attached hereto (each an “Investor,” and, collectively, the “Investors”).
COMMUNICATION INTELLIGENCE CORPORATION STOCK OPTION AGREEMENTCommunication Intelligence Corporation • September 15th, 2006 • Communication Intelligence Corp • Computer peripheral equipment, nec
ContractCommunication Intelligence Corp • May 15th, 2008 • Computer peripheral equipment, nec • California
Portions of this document have been redacted and filed separately with the Securities and Exchange Commission. Redacted sections marked with “*****.”
SECURITIES PURCHASE AND REGISTRATION RIGHTS AGREEMENTSecurities Purchase and Registration Rights Agreement • August 27th, 2007 • Communication Intelligence Corp • Computer peripheral equipment, nec • Delaware
THIS SECURITIES PURCHASE AND REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 24, 2007, by and among Communication Intelligence Corporation, a Delaware corporation with headquarters located at 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065 (the “Company”), and the investors listed on the Schedule of Investors attached hereto as Exhibit A (individually, an “Investor” and collectively, the “Investors”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 12th, 2003 • Communication Intelligence Corp • Computer peripheral equipment, nec • Delaware
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of July 23, 2002 by and between COMMUNICATION INTELLIGENCE CORP., a Delaware corporation, with its principal office located at 275 Shoreline Drive Redwood Shores, California 94065 (the "Company"), and CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the "Investor").
SERIES B PREFERRED STOCK PURCHASE AGREEMENT BETWEEN COMMUNICATION INTELLIGENCE CORPORATION, PHOENIX VENTURE FUND LLC AND THE INVESTORS SIGNATORY HERETO DATED AS OF JUNE 21, 2010Series B Preferred Stock Purchase Agreement • June 25th, 2010 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This SERIES B PREFERRED STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into this 21st day of June, 2010, by and between Communication Intelligence Corporation, a Delaware corporation (the “Company”), Phoenix Venture Fund LLC, a Delaware limited liability company (“Phoenix”) and the other entities and individuals listed on Schedule I hereto (Phoenix together with such other entities and individuals, the “Purchasers” and each, a “Purchaser”). Certain terms used and not otherwise defined in the text of this Agreement are defined in Section 10 hereof.
to the SOFTWARE LICENSE AGREEMENT DATED DECEMBER 22, 2000 BETWEEN COMMUNICATION INTELLIGENCE CORPORATION (“CIC”) AND E-COM PYT LTD. (“Licensee”) (the “Agreement”)Software License Agreement • September 15th, 2006 • Communication Intelligence Corp • Computer peripheral equipment, nec
Communication Intelligence Corporation Note and Warrant Purchase Agreement Dated as of September 20, 2011Note and Warrant Purchase Agreement • February 9th, 2012 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This Note and Warrant Purchase Agreement (the “Agreement”) is dated as of September 20, 2011, by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the investor listed on Schedule A attached hereto (the “Investor”).
ContractCommunication Intelligence Corp • August 14th, 2008 • Computer peripheral equipment, nec • New York
AMENDMENT NO. 2 TO THE REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 26th, 2010 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This AMENDMENT NO. 2 TO THE REGISTRATION RIGHTS AGREEMENT (this “Amendment Agreement”), entered into as of May 4, 2010, to the Registration Rights Agreement dated as of June 5, 2008, as amended by Amendment No. 1 to the Registration Rights Agreement dated as of May 28, 2009 (collectively, as amended, restated, supplemented or otherwise modified from time to time, including all exhibits and schedules thereto, the “Registration Rights Agreement”), by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the investors signatory thereto (each an “Existing Investor” and collectively, the “Existing Investors”).
AMENDMENT NO. 1 TO CREDIT AGREEMENT dated as of May 28, 2009 by and among COMMUNICATION INTELLIGENCE CORPORATION, as Borrower, LENDERS AND ADDITIONAL LENDERS PARTIES HERETO, and SG PHOENIX LLC, as Collateral AgentCredit Agreement • August 14th, 2009 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This AMENDMENT NO. 1 TO CREDIT AGREEMENT in entered into as of May 28, 2009 (this “Amendment Agreement”) by and among COMMUNICATION INTELLIGENCE CORPORATION, a Delaware corporation having an address at 275 Shoreline Drive, Suite 500, Redwood Shores, California 94065 (together with its successors, the “Borrower”), PHOENIX VENTURE FUND LLC, a Delaware limited liability company having an address at 110 East 59th Street, Suite 1901, New York, New York 10022 (“Phoenix”), MICHAEL ENGMANN, an individual having an address at 38 San Fernando Way, San Francisco, California 94127 (“Engmann”), those additional lenders listed on the signature pages hereto(such additional lenders, collectively, the “Additional Lenders”, and each such additional lender, individually, an “Additional Lender”; the Additional Lenders and the Existing Lenders are herein collectively referred to as the “Lenders”), and SG PHOENIX LLC, as collateral agent (the “Collateral Agent”).
AMENDMENT NO. 3 TO THE REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 16th, 2010 • Communication Intelligence Corp • Computer peripheral equipment, nec • New York
This AMENDMENT NO. 3 TO THE REGISTRATION RIGHTS AGREEMENT (this “Amendment Agreement”), entered into as of July 22, 2010, to the Registration Rights Agreement dated as of June 5, 2008, as amended by Amendment No. 1 to the Registration Rights Agreement dated as of May 28, 2009 and Amendment No. 2 to the Registration Rights Agreement dated as of May 4, 2010 (collectively, as amended, restated, supplemented or otherwise modified from time to time, including all exhibits and schedules thereto, the “Registration Rights Agreement”), by and among Communication Intelligence Corporation, a Delaware corporation (the “Company”), and the investors signatory thereto (each an “Existing Investor” and collectively, the “Existing Investors”).
