T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. Sample Contracts
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • June 26th, 2020 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. • New York
THIS FUND ACCOUNTING AGREEMENT (this “Agreement”) is effective as of August 1, 2015 (the “Effective Date”), by and between each investment company listed on Exhibit A attached hereto (each, a “Company”), on behalf of itself or, where noted on Exhibit A, on behalf of its Series (as defined below), severally and not jointly (each Company and/or Series a “Fund”, and collectively the “Funds”), T. Rowe Price Associates, Inc., solely with respect to Section 3(c) (“TRP”), and The Bank of New York Mellon, a New York banking organization (“BNY Mellon”).
Standard Contracts
Custodian AgreementCustodian Agreement • June 27th, 2019 • T. Rowe Price • Massachusetts
This Agreement is made as of January 28, 1998 by and between each entity set forth on Appendix A hereto (as such Appendix A may be amended from time to time) which executes a copy of this Agreement (each referred to herein as the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company with its principal place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Custodian”).
UNDERWRITING AGREEMENT BETWEENUnderwriting Agreement • August 3rd, 2012 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
THIS UNDERWRITING AGREEMENT, made as of the 24th day of April, 2012, by and between T. ROWE PRICE TAX-FREE SHORT-INTERMEDIATE FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter called the “Fund”), and T. ROWE PRICE INVESTMENT SERVICES, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter called the “Distributor”).
INVESTMENT MANAGEMENT AGREEMENT BetweenInvestment Management Agreement • November 19th, 2012 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
This Investment Management Agreement (“Agreement”), made as of the 22nd of October, 2012, by and between T. ROWE PRICE TAX-FREE SHORT-INTERMEDIATE FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter called the “Corporation”), and T. ROWE PRICE ASSOCIATES, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter called the “Manager”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 29th, 2016 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of November 29, 2016, is entered into between T. Rowe Price Associates, Inc. (the “Manager”), a corporation organized and existing under the laws of the State of Maryland, and T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Maryland, on behalf of the T. Rowe Price Tax-Free Short-Intermediate Fund (the “Fund”).
TRANSFER AGENCY AND SERVICE AGREEMENT betweenTransfer Agency and Service Agreement • June 26th, 2020 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. • Maryland
DISTRIBUTION AND SERVICE AGREEMENTDistribution Agreement • June 7th, 2012 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. • Maryland
WHEREAS, the Distributor is the principal underwriter of the T. Rowe Price open-end investment companies (“Funds”) registered under the Investment Company Act of 1940, as amended (the “40 Act”) and certain of such Funds have issued multiple classes (each a “Class”; collectively as “Classes”) of shares;
AGREEMENTFund Accounting Services Agreement • November 19th, 2012 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. • Maryland
Page Article A Terms of Appointment/Duties of Price Associates 1 Article B Fees and Expenses 3 Article C Representations and Warranties of Price Associates 3 Article D Representations and Warranties of the Fund 4 Article E Ownership of Software and Related Material 4 Article F Quality Service Standards 4 Article G Standard of Care/Indemnification 4 Article H Dual Interests 7 Article I Documentation 8 Article J Recordkeeping/Confidentiality 8 Article K Compliance with Governmental Rules and Regulations 8 Article L Term and Termination of Agreement 9 Article M Notice 9 Article N Assignment 9 Article O Amendment/Interpretive Provisions 10 Article P Further Assurances 10 Article Q Maryland Law to Apply 10 Article R Merger of Agreement 10 Article S Counterparts 10 Article T The Parties 11 Article U Directors, Trustee and Shareholders and Massachusetts Business Trust 11 Article V Captions 12
TRANSFER AGENCY AND SERVICE AGREEMENT between and THE T. ROWE PRICE FUNDSTransfer Agency and Service Agreement • June 27th, 2013 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc. • Maryland
Page Article A Terms of Appointment 2 Article B Duties of Price Services 3 1. Services 3 2. Agreements with Intermediaries 3 3. Anti-Money Laundering Program 5 4. Bank Accounts 5 Article C Fees and Expenses 6 Article D Representations and Warranties of the Price Services 6 Article E Representations and Warranties of the Fund 6 Article F Standard of Care/Indemnification 7 Article G Dual Interests 10 Article H Documentation 10 Article I Recordkeeping/Confidentiality 12 Article J Compliance with Governmental Rules and Regulations 12 Article K Ownership of Software and Related Material 13 Article L Quality Service Standards 13 Article M As of Transactions 13 Article N Term and Termination of Agreement 17 Article O Notice 17 Article P Assignment 18 Article Q Amendment/Interpretive Provisions 18 Article R Further Assurances 18 Article S Maryland Law to Apply 18 Article T Merger of Agreement 18 Article U Counterparts 19 Article V The Parties 19
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT BetweenInvestment Management Agreement • June 29th, 2022 • T. Rowe Price Tax-Free Short-Intermediate Fund, Inc.
This is an Amendment (the “Amendment”) to the Investment Management Agreement (the “Agreement”), as amended, made as of the 1st day of October, 2021, by and between T. ROWE PRICE TAX-FREE SHORT-INTERMEDIATE FUND, INC., (the “Corporation”), a corporation existing under the laws of the State of Maryland, on behalf of the T. Rowe Price Tax-Free Short-Intermediate Fund (the “Fund”) and T. ROWE PRICE ASSOCIATES, INC. (the “Manager”), a corporation organized and existing under the laws of the State of Maryland.
