CUSTODY AGREEMENT AGREEMENT, dated as of May 12, 2005 between each entity listed in Exhibit A hereto (each a "Fund"; and collectively, the "Funds") and The Bank of New York, a New York corporation authorized to do a banking business having its...Custody Agreement • January 27th, 2006 • First Investors Government Fund Inc • New York
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WITNESSETH THAT: ----------------Transfer Agent Agreement • January 27th, 2006 • First Investors Government Fund Inc • New York
Contract Type FiledJanuary 27th, 2006 Company Jurisdiction
BETWEENUnderwriting Agreement • December 23rd, 2002 • First Investors Government Fund Inc • New York
Contract Type FiledDecember 23rd, 2002 Company Jurisdiction
FIRST INVESTORS EQUITY FUNDS FIRST INVESTORS INCOME FUNDS FIRST INVESTORS TAX EXEMPT FUNDS FIRST INVESTORS LIFE SERIES FUNDS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2011 • First Investors Income Funds • New York
Contract Type FiledJanuary 28th, 2011 Company JurisdictionThis Agreement is made as of January 19, 2011 by and between FIRST INVESTORS EQUITY FUNDS, FIRST INVESTORS INCOME FUNDS, FIRST INVESTORS TAX EXEMPT FUNDS and FIRST INVESTORS LIFE SERIES FUNDS, each a Delaware statutory trust (each a “Trust”), and FIRST INVESTORS MANAGEMENT COMPANY INC., a New York corporation (“Manager”).
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDS SUBADVISORY AGREEMENTSubadvisory Agreement • January 28th, 2013 • First Investors Income Funds • New York
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UNDERWRITING AGREEMENTUnderwriting Agreement • January 28th, 2011 • First Investors Income Funds • New York
Contract Type FiledJanuary 28th, 2011 Company JurisdictionThis underwriting agreement (“Agreement”), dated as of the 19th day of January 2011, made by each FIRST INVESTORS investment company listed on Schedule A attached hereto, as amended from time to time (each, a “Fund”), and FIRST INVESTORS CORPORATION, a New York corporation with its principal office located at 110 Wall Street, New York, New York 10005 (the “Underwriter”). This Agreement replaces and supercedes all previous underwriting agreements executed among the parties referred to herein.
EXPENSE LIMITATION AGREEMENT Attachment A Expense LimitationsExpense Limitation Agreement • January 28th, 2014 • First Investors Income Funds
Contract Type FiledJanuary 28th, 2014 CompanyThe transfer agency fees and expenses of the Institutional Class shares and the Advisor Class shares, respectively, of each Fund set forth below shall be limited, pursuant to this Agreement, to no more than 0.05% and 0.20%, respectively (as a percent of average daily net assets attributable to each stated class).
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDS FIRST INVESTORS EQUITY FUNDS SUBADVISORY AGREEMENTSubadvisory Agreement • January 29th, 2018 • First Investors Income Funds • New York
Contract Type FiledJanuary 29th, 2018 Company JurisdictionAgreement made as of the 19th day of January 2011, as amended May 17, 2012, as further amended as of May 16, 2013, as further amended as of January 31, 2018, by and among FORESTERS MANAGEMENT COMPANY, INC. (formerly, First Investors Management Company, Inc.), a New York corporation (the "Adviser"), MUZINICH & CO., INC., a Delaware corporation (the "Subadviser"), and FIRST INVESTORS INCOME FUNDS (the “Income Trust”), FIRST INVESTORS LIFE SERIES FUNDS (the “Life Series Trust”) and FIRST INVESTORS EQUITY FUNDS (the “Equity Trust” and together with the Income Trust and Life Series Trust, each a “Trust” and collectively, the “Trusts”), each a Delaware statutory trust.
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDS SUBADVISORY AGREEMENT Agreement made as of the ___ day of April, 2009, by and among FIRST INVESTORS MANAGEMENT COMPANY, INC., a New York corporation (the "Adviser"), MUZINICH & CO., INC.,...Subadvisory Agreement • November 30th, 2009 • First Investors Income Funds • New York
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FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 22nd, 2013 • First Investors Income Funds • Delaware
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Item 77Q1 First Investors Income Funds The Investment Advisory Agreement by and between the Registrant, First Investors Equity Funds, First Investors Tax Exempt Funds and First Investors Life Series Funds and First Investors Management Company, Inc.,...Investment Advisory Agreement • June 1st, 2011 • First Investors Income Funds
Contract Type FiledJune 1st, 2011 CompanyThe Subadvisory Agreement by and among First Investors Management Company, Inc., Muzinich & Co., Inc., the Registrant and First Investors Life Series Funds, made as of January 19, 2011, is incorporated by reference to Post-Effective Amendment No. 38 to the Registrant's Registration Statement on Form N-1A, filed with the Securities and Exchange Commission on January 28, 2011, Accession No. 0000898432-11-000084.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2016 • First Investors Income Funds • Delaware
Contract Type FiledJanuary 28th, 2016 Company Jurisdiction
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDS SUBADVISORY AGREEMENTSubadvisory Agreement • August 1st, 2012 • First Investors Income Funds • New York
Contract Type FiledAugust 1st, 2012 Company JurisdictionAgreement made as of the 1st day of August 2012, by and among FIRST INVESTORS MANAGEMENT COMPANY, INC., a New York corporation (the “Adviser”), BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Subadviser”), and FIRST INVESTORS INCOME FUNDS and FIRST INVESTORS LIFE SERIES FUNDS (each a “Trust” and collectively, the “Trusts”), each a Delaware statutory trust.
Attachment A Expense Limitation Agreement (as a percent of average daily net assets attributable to each stated class)Expense Limitation Agreement • July 6th, 2018 • First Investors Income Funds
Contract Type FiledJuly 6th, 2018 CompanyForesters FinancialTM and ForestersTM are trade names and trademarks of The Independent Order of Foresters (a fraternal benefit society) and its subsidiaries, including Foresters Investment Management Company, Inc.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2019 • First Investors Income Funds • Delaware
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CUSTODY AGREEMENTCustody Agreement • September 24th, 2015 • First Investors Income Funds
Contract Type FiledSeptember 24th, 2015 Company
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 24th, 2015 • First Investors Income Funds • Delaware
Contract Type FiledSeptember 24th, 2015 Company Jurisdiction
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDS SUBADVISORY AGREEMENTSubadvisory Agreement • September 19th, 2013 • First Investors Income Funds • New York
Contract Type FiledSeptember 19th, 2013 Company JurisdictionAgreement made as of the 19th day of January 2011, as amended May 17, 2012, as further amended May 16, 2013, by and among FIRST INVESTORS MANAGEMENT COMPANY, INC., a New York corporation (the "Adviser"), MUZINICH & CO., INC., a Delaware corporation (the "Subadviser"), and FIRST INVESTORS INCOME FUNDS (the “Income Trust”) and FIRST INVESTORS LIFE SERIES FUNDS (with the Income Trust, each a “Trust” and collectively, the “Trusts”), each a Delaware statutory trust.
SCHEDULE A*Subadvisory Agreement • January 28th, 2019 • First Investors Income Funds
Contract Type FiledJanuary 28th, 2019 Company
CUSTODY AGREEMENTCustody Agreement • January 28th, 2019 • First Investors Income Funds
Contract Type FiledJanuary 28th, 2019 CompanyEACH OPEN-END MANAGEMENT INVESTMENT COMPANY OR SERIES THEREOF IDENTIFIED AS A PARTY TO THE AGREEMENT ON THIS EXHIBIT A THE BANK OF NEW YORK MELLON
FEE WAIVER AGREEMENTFee Waiver Agreement • January 28th, 2019 • First Investors Income Funds • Delaware
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FORM OF ASSUMPTION OF AND AMENDMENT OF CUSTODIAL TERMSCustodian Agreement • April 2nd, 2013 • First Investors Income Funds
Contract Type FiledApril 2nd, 2013 CompanyReference is made to the Custodian Agreement (the “Agreement”) by and between First Investors Global Fund, a series of First Investors Equity Funds and a successor in interest to First Investors Global Fund, Inc.; formerly known as First Investors International Securities Fund, Inc. and Brown Brothers Harriman & Co. (“BBH”), dated June 19, 1986, as amended from time to time;
EXPENSE LIMITATION AGREEMENT Attachment A Expense Limitations (as a percent of average daily net assets attributable to each stated class)Expense Limitation Agreement • January 28th, 2014 • First Investors Income Funds
Contract Type FiledJanuary 28th, 2014 CompanyFund Class Expense Limitation Class A Advisor Class Period Ends First Investors International Opportunities Bond Fund 1.30% 1.00% January 31, 2015
CUSTODY AGREEMENT between the First Investors Funds listed below and The Bank of New York Mellon (formerly The Bank of New York) EXHIBIT A (Effective as of May 19, 2014)Custody Agreement • May 15th, 2014 • First Investors Income Funds
Contract Type FiledMay 15th, 2014 CompanyFirst Investors Cash Management Fund First Investors Floating Rate Fund First Investors Fund For Income First Investors Government Fund First Investors Investment Grade Fund First Investors Limited Duration High Quality Bond Fund
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 2nd, 2013 • First Investors Income Funds • Delaware
Contract Type FiledApril 2nd, 2013 Company Jurisdiction
ASSUMPTION OF AND AMENDMENT OF CUSTODIAL TERMSCustodian Agreement • September 19th, 2013 • First Investors Income Funds
Contract Type FiledSeptember 19th, 2013 CompanyReference is made to the Custodian Agreement (the “Agreement”) by and between First Investors Global Fund, a series of First Investors Equity Funds and a successor in interest to First Investors Global Fund, Inc.; formerly known as First Investors International Securities Fund, Inc. and Brown Brothers Harriman & Co. (“BBH”), dated June 19, 1986, as amended from time to time;
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 15th, 2014 • First Investors Income Funds • Delaware
Contract Type FiledMay 15th, 2014 Company Jurisdiction
EXPENSE LIMITATION AGREEMENT Attachment A Expense Limitations (as a percent of average daily net assets attributable to each stated class)Expense Limitation Agreement • January 28th, 2014 • First Investors Income Funds
Contract Type FiledJanuary 28th, 2014 CompanyFIRST INVESTORS INCOME FUNDS By: /s/ Derek Burke Name: Derek Burke Title: President FIRST INVESTORS MANAGEMENT COMPANY, INC. By: /s/ Derek Burke Name: Derek Burke Title: President
FIRST INVESTORS INCOME FUNDS FIRST INVESTORS LIFE SERIES FUNDSSubadvisory Agreement • November 29th, 2012 • First Investors Income Funds • New York
Contract Type FiledNovember 29th, 2012 Company JurisdictionAgreement made as of the 19th day of January 2011, as amended May 17, 2012, by and among FIRST INVESTORS MANAGEMENT COMPANY, INC., a New York corporation (the "Adviser"), MUZINICH & CO., INC., a Delaware corporation (the "Subadviser"), and FIRST INVESTORS INCOME FUNDS and FIRST INVESTORS LIFE SERIES FUNDS (each a "Trust" and collectively, the "Trusts"), each a Delaware statutory trust.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 2nd, 2013 • First Investors Income Funds • Delaware
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EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 19th, 2013 • First Investors Income Funds • Delaware
Contract Type FiledSeptember 19th, 2013 Company Jurisdiction
ASSUMPTION OF CUSTODIAL TERMSCustodian Agreement • August 1st, 2012 • First Investors Income Funds
Contract Type FiledAugust 1st, 2012 CompanyReference is made to the Custodian Agreement (the “Agreement”) by and between First Investors Global Fund, a series of First Investors Equity Funds and a successor in interest to First Investors Global Fund, Inc.; formerly known as First Investors International Securities Fund, Inc. and Brown Brothers Harriman & Co. (“BBH”), dated June 19, 1986;
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 1st, 2012 • First Investors Income Funds • Delaware
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Exhibit A to Custody Agreement between the First Investors Funds listed below and The Bank of New York Mellon (as of September 4, 2013)Custody Agreement • September 19th, 2013 • First Investors Income Funds
Contract Type FiledSeptember 19th, 2013 Company