WITNESSETH:Administration Agreement • July 31st, 1997 • Excelsior Funds Inc • New York
Exhibit (l)(8) PURCHASE AGREEMENT ------------------ Excelsior Funds, Inc. (the "Company"), a Maryland corporation, and Edgewood Services, Inc. ("Edgewood"), a New York corporation, hereby agree as follows: 1. The Company hereby offers Edgewood and...Purchase Agreement • July 30th, 2001 • Excelsior Funds Inc
WITNESSETH:Investment Advisory Agreement • July 31st, 2000 • Excelsior Funds Inc • New York
Exhibit (e) AMENDED AND RESTATED DISTRIBUTION CONTRACT Edgewood Services, Inc. Clearing Operations P.O. Box 897 Pittsburgh, Pennsylvania 15230-0897 Gentlemen: This is to confirm that, in consideration of the agreements hereinafter contained, the...Distribution Agreement • July 29th, 2004 • Excelsior Funds Inc
WITNESSETH:Custody Agreement • July 30th, 2001 • Excelsior Funds Inc
EXCELSIOR FUNDS, INC. AMENDMENT NO. 2 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 16th, 1998 • Excelsior Funds Inc
WITNESSETH:Administration Agreement • April 5th, 1999 • Excelsior Funds Inc • New York
EXHIBIT (G)(7) AMENDED EXHIBIT A ----------------- Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Funds, Inc.Custody Agreement • December 27th, 2000 • Excelsior Funds Inc
Portfolios covered by the Custody Agreement effective as of September 1, 1995, as amended, between The Chase Manhattan Bank and Excelsior Funds, Inc.
WITNESSETH:Investment Advisory Agreement • July 31st, 1997 • Excelsior Funds Inc • New York
AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 30th, 2001 • Excelsior Funds Inc
WITNESSETH:Investment Advisory Agreement • March 29th, 2000 • Excelsior Funds Inc • New York
ASSUMPTIONAssumption Agreement • October 6th, 2000 • Excelsior Funds Inc
Item 77Q1(e) TRANSFER AGREEMENT This Transfer Agreement ("Agreement") is made as of February 15, 2008 by and among EXCELSIOR FUNDS, INC. and EXCELSIOR TAX- EXEMPT FUNDS, INC., each a Maryland corporation, EXCELSIOR FUNDS TRUST, a Delaware business...Transfer Agreement • May 30th, 2008 • Excelsior Funds Inc • New York
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 1st, 2007 • Excelsior Funds Inc • Massachusetts
This Agreement is made as of September 17, 2007 between each registered investment company identified on Appendix A hereto (each such registered investment company and each registered investment company made subject to this Agreement in accordance with Section 18 below shall hereinafter be referred to as the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
September 15, 1999 Excelsior Funds, Inc. Excelsior Funds 73 Tremont Street Boston, MA 02108-3913 RE: Agreement and Plan of Reorganization By and Between Excelsior Funds, Inc. and Excelsior Funds --------------------------------------------------------...Agreement and Plan of Reorganization • September 15th, 1999 • Excelsior Funds Inc
You have asked for our opinion on the federal income tax consequences to shareholders of the transactions contemplated in the above Agreement and Plan of Reorganization. In our opinion, the material federal income tax consequences to shareholders of such transactions are accurately set forth in the subsection entitled "INFORMATION RELATING TO THE PROPOSED REORGANIZATION - Federal Income Tax Consequences" in the Combined Prospectus/Proxy Statement contained in the Registration Statement being filed this day with the Securities and Exchange Commission.
To The Credit Agreement Dated as of December 27, 1999 ____________________Credit Agreement • July 30th, 2001 • Excelsior Funds Inc • New York
LOGO [LOGO OF EXCELSIOR FUNDS]Annual Report • December 2nd, 2002 • Excelsior Funds Inc
250,000,000 CREDIT AGREEMENTCredit Agreement • January 4th, 2000 • Excelsior Funds Inc • New York
EXCELSIOR FUNDS, INC. AMENDMENT NO. 3 TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 8th, 2000 • Excelsior Funds Inc
Exhibit (h)(14) WAIVER AND REIMBURSEMENT AGREEMENT Agreement ("Agreement") dated as of the 31st day of July, 2003 by and among Excelsior Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940,...Waiver and Reimbursement Agreement • July 30th, 2004 • Excelsior Funds Inc • New York
Agreement ("Agreement") dated as of the 31st day of July, 2003 by and among Excelsior Funds, Inc., a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended ("Excelsior"), and United States Trust Company of New York, a state-chartered bank and trust company ("United States Trust") and U.S. Trust Company, N.A., a national bank organized under the laws of the United States ("U.S. Trust" and together with United States Trust, the "Advisers").
Exhibit (h)(12) FOURTH AMENDMENT AGREEMENT Dated as of February 26, 2003Fourth Amendment Agreement • July 29th, 2004 • Excelsior Funds Inc • New York
Exhibit (13)(a) PURCHASE AGREEMENT ------------------ U.S.T. Master Funds, Inc. (the "Fund"), a Maryland corporation, and Shearson Lehman, Brothers Inc. ("Shearson"), a Delaware corporation, hereby agree with each other as follows: 1. The Fund hereby...Purchase Agreement • March 16th, 1998 • Excelsior Funds Inc
WITNESSETH:Fund Accounting and Administration Agreement • July 30th, 2001 • Excelsior Funds Inc • New York
EXECUTION VERSION FIFTH AMENDMENT AGREEMENT Dated as of March 10, 2004Fifth Amendment Agreement • July 29th, 2004 • Excelsior Funds Inc • New York
December 29, 2000 United States Trust Company of New York 114 West 47th Street New York, NY 10036 Gentlemen: Excelsior Funds, Inc., formerly UST Master Funds, Inc. (the "Company"), and United States Trust Company of New York ("U.S. Trust") are parties...Mutual Funds Transfer Agency Agreement • July 30th, 2001 • Excelsior Funds Inc
Excelsior Funds, Inc., formerly UST Master Funds, Inc. (the "Company"), and United States Trust Company of New York ("U.S. Trust") are parties to an Amended and Restated Mutual Funds Transfer Agency Agreement made as of July 31, 1998 (the "Agreement").
December 29, 2000 Chase Global Funds Services Company 73 Tremont Street Boston, MA 02108-3913 Gentlemen: United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to an Amended and Restated...Mutual Funds Sub-Transfer Agency Agreement • July 30th, 2001 • Excelsior Funds Inc
United States Trust Company of New York ("U.S. Trust"), and Chase Global Funds Services Company ("CGFSC"), are parties to an Amended and Restated Mutual Funds Sub-Transfer Agency Agreement made as of July 31, 1998 (the "Agreement"). Excelsior Funds, Inc. (the "Company") has retained U.S. Trust to serve as the Company's transfer agent, registrar and dividend disbursing agent. U.S. Trust, by way of the Agreement, has assigned its duties and obligations to CGFSC.
Appendix A — Form of Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • January 18th, 2008 • Columbia Funds Series Trust • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of , 2008, is by and among each of Excelsior Funds, Inc. (the “Acquired Company”), on behalf of Money Fund (the “Acquired Fund”), Columbia Funds Series Trust (the “Acquiring Trust”), on behalf of Columbia Daily Cash Reserves (the “Acquiring Fund”), as identified on Schedule A hereto, and Columbia Management Advisors, LLC (the “Adviser”).
BETWEENTransfer Agency and Service Agreement • July 31st, 2002 • Excelsior Funds Inc • Massachusetts
AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENTPricing and Bookkeeping Oversight and Services Agreement • December 17th, 2007 • Columbia Funds Series Trust
THIS AMENDMENT TO PRICING AND BOOKKEEPING OVERSIGHT AND SERVICES AGREEMENT, dated June 29, 2007 (this “Amendment”), amends the Pricing and Bookkeeping and Oversight and Services dated December 15, 2006, (the “Agreement”), by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A thereto, including the Massachusetts business trusts listed on Exhibit A hereto (each a “Colonial Fund” and, together, the “Colonial Funds”) and Columbia Management Advisors, LLC (“CMA”). Capitalized terms used herein but not defined herein shall have the meanings given to such terms in the Agreement.
FINANCIAL REPORTING SERVICES AGREEMENT Agreement Number: Effective Date: December 15, 2006 Expiration Date: June 13, 2010 Supplier Name: STATE STREET BANK AND TRUST COMPANY Supplier Address: Lafayette Corporate Center, Two Avenue de Lafayette, LCC/6,...Financial Reporting Services Agreement • December 17th, 2007 • Columbia Funds Series Trust • Massachusetts
This FINANCIAL REPORTING SERVICES AGREEMENT (“Agreement”) is entered into as of the Effective Date by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A to this Agreement, each either a Massachusetts business trust or a Delaware statutory trust or series thereof, Columbia Management Advisors, LLC, a Delaware limited liability company, severally and not jointly, and the above-named Supplier, a Massachusetts trust company, and consists of this signature page and the attached Terms and Conditions, Schedules and all other documents attached hereto, which are incorporated in full by this reference.
AMENDED AND RESTATED CREDIT AGREEMENT for the COLUMBIA FUNDS dated as of October 19, 2006 STATE STREET BANK AND TRUST COMPANY, as Operations Agent and Administrative AgentCredit Agreement • December 17th, 2007 • Columbia Funds Series Trust
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of October 19, 2006 (as amended, modified, supplemented and in effect from time to time, the “Agreement”), by and among the entities listed on Schedule 2 attached hereto (collectively, the “Entities”), the lending institutions listed on the signature pages hereof, and State Street Bank and Trust Company, as operations agent and administrative agent for itself and such other lending institutions. Each Entity is entering into this Agreement on behalf of certain of its Series (as defined below), as set forth on Schedule 2 attached hereto.
ACCOUNTING SERVICES AGREEMENT Agreement Number: Effective Date: December 15, 2006 Expiration Date: June 13, 2010 Supplier Name: STATE STREET BANK AND TRUST COMPANY Supplier Address: Lafayette Corporate Center, Two Avenue de Lafayette, LCC/4S, Boston,...Accounting Services Agreement • December 17th, 2007 • Columbia Funds Series Trust • Massachusetts
This ACCOUNTING SERVICES AGREEMENT (“Agreement”) is entered into as of the Effective Date by and among each of the registered investment companies, or series thereof, as applicable, listed on Schedule A to this Agreement, each either a Massachusetts business trust or a Delaware statutory trust or series thereof, Columbia Management Advisors, LLC, a Delaware limited liability company, severally and not jointly, and the above-named Supplier, a Massachusetts trust company, and consists of this signature page and the attached Terms and Conditions, Schedules and all other documents attached hereto, which are incorporated in full by this reference.
Exhibit (h)(15) SHAREHOLDER SERVICING AGREEMENT THIS AGREEMENT ("Agreement") is made as of this day of , 200 , between _________________ ("Organization") and each of the registered investment companies ("Fund Company"), acting on its own behalf and on...Shareholder Servicing Agreement • July 29th, 2004 • Excelsior Funds Inc • Delaware
JPMorgan Chase Bank, N.A. New York, New York 10017Secured Line of Credit Agreement • June 29th, 2007 • Excelsior Funds Inc
JPMorgan Chase Bank, N.A. (the “Bank”) hereby offers to each of the investment companies (each individually, a “Borrower” and collectively, the “Borrowers”) registered under the Investment Company Act of 1940 (the “Act”) a secured line of credit for advances in an amount not to exceed the least of (i) $150,000,000, (ii)10% of its total market assets determined at the time the request for an advance is made, (iii) the maximum amount that such Borrower is permitted to borrow under its fundamental policies and operating policies in effect at the time of the request for an advance is made and (iv) the maximum amount that the Bank is permitted to loan to such Borrower in conformance with regulations (the “Regulations”) promulgated by the Board of Governors of the Federal Reserve System (the “Maximum Amount”); provided that, notwithstanding the foregoing, in no event shall the aggregate amount of outstanding advances extended to all Borrowers at any time exceed $150,000,000.
Columbia Funds Master Investment Trust, LLC One Financial Center Boston, MA 02110 March 30, 2007Pricing and Bookkeeping Oversight and Services Agreement • December 17th, 2007 • Columbia Funds Series Trust
Reference is made to that certain Pricing and Bookkeeping Oversight and Services Agreement dated December 15, 2006 (the “Agreement”), between Columbia Management Advisors, LLC and the registered investment companies set forth in Schedule A to the Agreement, including Columbia Funds Master Investment Trust, a registered investment company in the Columbia Funds family of funds. We hereby give notice that, effective as of the date hereof, Columbia Funds Master Investment Trust has converted from a Delaware statutory trust to a Delaware limited liability company (“LLC”) and has changed its name from Columbia Funds Master Investment Trust to Columbia Funds Master Investment Trust, LLC.
