December __, 2005 Mr. J. Michael Parish Chairman, Board of Trustees Forum Funds Two Portland Square Portland, Maine 04101 RE: Contractual Waivers and Reimbursements Dear Mr. Parish: Brown Investment Advisory Incorporated (the "Adviser") agrees to...Waiver and Reimbursement Agreement • December 28th, 2005 • Forum Funds
This agreement can only be terminated or amended upon the approval of the Trust's Board of Trustees and is automatically terminated if the Adviser is no longer a service provider to the Fund. Unless otherwise amended or terminated, this agreement will terminate on October 1, 2006.
FORM OF AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • July 8th, 2002 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the day of , 2002 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Advisory Agreement between the Adviser and Commerce dated as of December 31, 1994, as amended.
FORM OFWaiver and Reimbursement Agreement • July 9th, 2014 • State Street Institutional Investment Trust
December 7, 2012 Mr. Mark Swanson Treasurer and Principal Financial Officer SSgA Funds c/o Russell Financial Services CompanyWaiver and Reimbursement Agreement • December 14th, 2012 • Ssga Funds
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • September 27th, 2019 • Community Capital Trust • Delaware
This Agreement (the “Agreement”) dated as of the 23 day of September, 2019 by and between Community Capital Trust, a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended (the “Trust”), and Community Capital Management, Inc., a Delaware corporation (the “Adviser”).
AMENDED AND RETATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 25th, 2011 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 22nd day of February, 2011 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Amended and Restated Advisory Agreement between the Adviser and Commerce dated as of November 18, 2010.
RE: State Street Institutional Investment Trust Waiver and Reimbursement AgreementWaiver and Reimbursement Agreement • May 6th, 2015 • State Street Institutional Investment Trust
SSGA Funds Management, Inc. (“SSGA FM”), as advisor to the State Street Institutional Investment Trust (the “Funds”), agrees until April 30, 2017 to (i) waive up to the full amount of the advisory fee payable by a Fund, and (ii) to reimburse a Fund (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees and expenses, and any class specific expenses such as Distribution, Shareholder Servicing, Administration and Sub-Transfer Agency Fees, as measured on an annualized basis) to the level of the expense limitation for each Fund stated below:
RE: SSgA Funds Waiver and Reimbursement AgreementWaiver and Reimbursement Agreement • December 29th, 2009 • Ssga Funds
SSgA Funds Management, Inc. (“SFM”), as advisor to the SSgA Funds (the “Funds”), agrees until December 31, 2010 to (i) waive up to the full amount of the advisory fee payable by a Fund, and (ii) after giving effect to any contractual undertaking by State Street Global Markets, LLC to waive the Rule 12b-1 distribution or service fee otherwise payable out of the assets of a class of shares of the Fund, to reimburse that class of shares for all expenses, in each case to reduce the total expenses of such class of shares (exclusive of non-recurring account fees and extraordinary expenses and as measured on an annualized basis) to the level of the expense limitation for the class stated below:
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 23rd, 2024 • Commerce Funds
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 15th day of February, 2024 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce, pursuant to the Amended and Restated Advisory Agreement between the Adviser and Commerce dated as of November 18, 2010, on behalf of the Bond, National Tax-Free Intermediate Bond, Missouri Tax-Free Intermediate Bond, Kansas Tax-Free Intermediate Bond, Short-Term Government, Growth, and Value Funds (“Commerce Funds”), and Advisory Agreement between the Adviser and Commerce dated as of August 15, 2023, on behalf of the MidCap Value Fund.
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • December 30th, 2009 • Kinetics Mutual Funds Inc • Maryland
Agreement (“Agreement”) dated as of the 18th day of December 2009 by and between Kinetics Mutual Funds, Inc. (“Kinetics Mutual Funds”), a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended, and Kinetics Asset Management, Inc. (the “Adviser”).
November 29, 2016 Mr. Bruce Rosenberg Treasurer and Principal Financial Officer SSGA Funds State Street Financial Center One Lincoln Street Boston, Massachusetts 02111 RE: SSGA Funds Waiver and Reimbursement Agreement Dear Mr. Rosenberg: SSGA Funds...Waiver and Reimbursement Agreement • December 19th, 2016 • Ssga Funds
RE: SSgA Funds Waiver and Reimbursement AgreementWaiver and Reimbursement Agreement • December 18th, 2013 • Ssga Funds
SSgA Funds Management, Inc. (“SSgA FM”), as advisor to the SSgA Funds (the “Funds”), agrees until December 31, 2014 to (i) waive up to the full amount of the advisory fee payable by a Fund, and (ii) to reimburse the Institutional Class of a Fund (exclusive of non-recurring account fees, extraordinary expenses and acquired fund fees and as measured on an annualized basis) to the level of the expense limitation for the Institutional Class of each Fund stated below:
ContractWaiver and Reimbursement Agreement • May 29th, 2013 • Community Capital Trust • Delaware
RE: SSgA Funds Waiver and Reimbursement AgreementWaiver and Reimbursement Agreement • December 18th, 2007 • Ssga Funds
SSgA Funds Management, Inc. (“SFM”), as advisor to the SSgA Funds (the “Funds”), agrees to waive up to the full amount of the Advisory Fee and to reimburse the Funds for all expenses on an annual basis (exclusive of non-recurring account fees and extraordinary expenses) to the extent that total expenses exceed the caps stated below, until December 31, 2008.
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • September 27th, 2019 • Community Capital Trust • Delaware
This Agreement (the “Agreement”) dated as of the 23 day of September, 2019 by and between Community Capital Trust, a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended (the “Trust”), and Community Capital Management, Inc., a Delaware corporation (the “Adviser”).
December 18, 2018 Mr. Bruce Rosenberg Treasurer and Principal Financial Officer SSGA Funds State Street Financial Center One Lincoln Street Boston, Massachusetts 02111 RE: SSGA Funds Waiver and Reimbursement Agreement Dear Mr. Rosenberg: SSGA Funds...Waiver and Reimbursement Agreement • December 19th, 2018 • Ssga Funds
RE: SSgA Funds Waiver and Reimbursement AgreementWaiver and Reimbursement Agreement • December 18th, 2008 • Ssga Funds
SSgA Funds Management, Inc. (“SFM”), as advisor to the SSgA Funds (the “Funds”), agrees to waive up to the full amount of the Advisory Fee and to reimburse the Funds for all expenses on an annual basis (exclusive of non-recurring account fees and extraordinary expenses) to the extent that total expenses exceed the caps stated below, until December 31, 2009.
SSgA Funds Management, Inc. State Street Financial Center One Lincoln Street Boston, MA 02111-2900Waiver and Reimbursement Agreement • December 18th, 2014 • Ssga Funds
EXHIBIT D8 August 6, 2007 Mr. Mark Swanson Treasurer and Principal Financial Officer SSgA FundsWaiver and Reimbursement Agreement • August 15th, 2007 • Ssga Funds
December 5, 2011Waiver and Reimbursement Agreement • December 14th, 2011 • Ssga Funds
Mr. Mark Swanson Treasurer and Principal Financial Officer SSgA Funds c/o Russell Financial Services Company 1301 Second Avenue, 18th Floor Seattle, WA 98101
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 26th, 2016 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 22nd day of January, 2016 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Amended and Restated Advisory Agreement between the Adviser and Commerce dated as of November 18, 2010.
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • September 27th, 2019 • Community Capital Trust • Delaware
Agreement (“Agreement”) dated as of the 23 day of September, 2019 by and between Community Capital Trust, a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended (the “Trust”), and Community Capital Management, Inc., a Delaware corporation (the “Adviser”).
RECITALSWaiver and Reimbursement Agreement • December 22nd, 1997 • United Panam Financial Corp • Mortgage bankers & loan correspondents • California
AMENDED AND RESTATED WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • December 20th, 2002 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 1st day of June, 2002 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Advisory Agreement between the Adviser and Commerce dated as of December 31, 1994, as amended.
August 2, 2012 Mr. Mark Swanson Treasurer and Principal Financial Officer SSgA Funds c/o Russell Financial Services CompanyWaiver and Reimbursement Agreement • August 2nd, 2012 • Ssga Funds
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • April 29th, 2005 • Kinetics Mutual Funds Inc • Maryland
Agreement (“Agreement”) dated as of the 22nd day of April 2005 by and between Kinetics Mutual Funds, Inc. (“Kinetics Mutual Funds”), a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended, and Kinetics Asset Management, Inc. (the “Adviser”).
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 28th, 2007 • Community Reinvestment Act Qualified Investment Fund • Delaware
Agreement (“Agreement”) dated as of the ___ day of _______, 2007 by and between The Community Reinvestment Act Qualified Investment Fund, a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended (the “Trust”), and CRAFund Advisors, Inc., a Delaware corporation (the “Adviser”).
KINETICS MUTUAL FUNDS, INC. FIRST AMENDMENT TO THE WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • June 13th, 2017 • Kinetics Mutual Funds Inc
THIS FIRST AMENDMENT dated as of this [ ] day of [ ], 2017 to the Waiver and Reimbursement Agreement, dated as of December 18, 2009 is entered into by and between Kinetics Mutual Funds, Inc., a Maryland corporation (the “Corporation”) and Kinetics Asset Management, Inc. (the “Adviser”).
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • December 28th, 2005 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 19th day of September, 2005 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Advisory Agreement between the Adviser and Commerce dated as of December 31, 1994, as amended.
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • May 1st, 2006 • Kinetics Mutual Funds Inc • Maryland
Agreement (“Agreement”) dated as of the 27th day of April 2006 by and between Kinetics Mutual Funds, Inc. (“Kinetics Mutual Funds”), a Maryland corporation and a registered investment company under the Investment Company Act of 1940, as amended, and Kinetics Asset Management, Inc. (the “Adviser”).
SSgA Funds Management, Inc. State Street Financial Center One Lincoln Street Boston, MA 02111-2900Waiver and Reimbursement Agreement • June 24th, 2014 • Ssga Funds
December 17, 2015 Mr. Chad C. Hallett Treasurer and Principal Financial Officer SSGA Funds State Street Financial Center One Lincoln Street Boston, Massachusetts 02111 RE: SSGA Funds Waiver and Reimbursement Agreement Dear Mr. Hallett:Waiver and Reimbursement Agreement • December 17th, 2015 • Ssga Funds
SSGA Funds Management, Inc. (“SSGA FM”), as investment adviser to each series of SSGA Funds (each a “Fund”), agrees until December 31, 2016 to (i) waive up to the full amount of the advisory fee payable by a Fund, and (ii) to reimburse a Fund (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees and distribution, shareholder servicing and sub-transfer agency fees, as measured on an annualized basis) to the level of the expense limitation for each Fund in the amounts shown in the following table:
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 27th, 2007 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 15th day of November, 2006 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Advisory Agreement between the Adviser and Commerce dated as of December 31, 1994, as amended.
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • December 28th, 2005 • Commerce Funds • Delaware
Waiver and Reimbursement Agreement (“Agreement”) dated as of the 1st day of March, 2005 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (“CIA”). CIA serves as one of the co-administrators to each portfolio of Commerce pursuant to the Co-Administration Agreement dated as of March 1, 2005.
WAIVER AND REIMBURSEMENT AGREEMENTWaiver and Reimbursement Agreement • February 26th, 2010 • Commerce Funds • Delaware
This Amended and Restated Waiver and Reimbursement Agreement (“Agreement”) dated as of the 9th day of February, 2010 by and between The Commerce Funds (“Commerce”), a Delaware business trust and a registered investment company under the Investment Company Act of 1940, as amended, and Commerce Investment Advisors, Inc. (the “Adviser”), a Missouri corporation that serves as an investment adviser to each portfolio of Commerce pursuant to the Advisory Agreement between the Adviser and Commerce dated as of December 31, 1994, as amended.
