Ex 10.3 SUB-ADVISERY AGREEMENT AGREEMENT made as of the 21st day of September, 1994 between UNITED SERVICES ADVISORS, INC., a corporation organized under the laws of the State of Texas (the "Adviser"), ACCOLADE FUNDS, a Massachusetts business trust...Sub-Advisory Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice • Texas
SECOND AMENDMENT TO LOAN AGREEMENTLoan Agreement • September 29th, 2003 • U S Global Investors Inc • Investment advice
SUBADVISORY AGREEMENT AGREEMENT made as of the 25th day of January 2002 between U.S. GLOBAL INVESTORS, INC., a corporation organized under the laws of the State of Texas ("Adviser"), U.S. GLOBAL ACCOLADE FUNDS, a Massachusetts business trust having...Subadvisory Agreement • October 16th, 2002 • U S Global Investors Inc • Investment advice • Texas
TRANSFER AGENCY AGREEMENT THIS AGREEMENT is made as of the 21st day of February 2001 by and between U.S. Global Investors Funds, an unincorporated business trust organized under the laws of the Commonwealth of Massachusetts, having its principal...Transfer Agency Agreement • September 28th, 2001 • U S Global Investors Inc • Investment advice • Texas
EX 10.2 ADVISORY AGREEMENT AGREEMENT made as of the 21st day of September, 1994 between UNITED SERVICES ADVISORS, INC., a corporation organized under the laws of the State of Texas and having its principal place of business in San Antonio, Texas (the...Advisory Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice
U.S. GLOBAL ACCOLADE FUNDS DISTRIBUTION AGREEMENT AGREEMENT made as of the 3rd day of September 1998, between U.S. Global Accolade Funds, a Massachusetts business trust (the "Trust"), having its principal place of business in San Antonio, Texas, and...Distribution Agreement • September 28th, 1998 • U S Global Investors Inc • Investment advice • Texas
LOAN AGREEMENTLoan Agreement • September 28th, 2001 • U S Global Investors Inc • Investment advice • Texas
AMENDMENT TO THE CUSTODIAN AGREEMENT THIS AMENDMENT, dated as of June 30, 2001, between U.S. GLOBAL ACCOLADE FUNDS, a Massachusetts Business Trust with one or more series of shares (the "Trust"), and an open-end management investment company...Custodian Agreement • September 28th, 2001 • U S Global Investors Inc • Investment advice • Massachusetts
DISTRIBUTION AGREEMENTDistribution Agreement • February 12th, 2016 • U S Global Investors Inc • Investment advice • Delaware
THIS AGREEMENT is made and entered into as of this 10 day of December, 2015 by and between U.S. Global Investors Funds, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FIRST AMENDMENT TO LOAN AGREEMENTLoan Agreement • September 29th, 2003 • U S Global Investors Inc • Investment advice
AMENDMENT TO THE CUSTODIAN AGREEMENT THIS AMENDMENT, dated as of June 30, 2001, between U.S. GLOBAL INVESTORS FUNDS, a Massachusetts Business Trust with one or more series of shares (the "Trust"), and an open-end management investment company...Custodian Agreement • September 28th, 2001 • U S Global Investors Inc • Investment advice • Massachusetts
UNITED SHAREHOLDER SERVICES, INC. /S/ Thomas Tays /S/ Bobby D. Witness Bobby D. Duncan President EXHIBIT A TO PRINTING AGREEMENT BETWEEN UNITED SHAREHOLDER SERVICES, INC. AND ACCOLADE FUNDSPrinting Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice • Texas
This Agreement is made and entered into this 21st day of September, 1994, by and between Accolade Funds, a Massachusetts business trust having its principal place of business at 7900 Callaghan Road, San Antonio, Texas, hereinafter called the "Fund" and United Shareholder Services, Inc., a corporation organized under the laws of Texas having its principal place of business at the same address as the fund, hereinafter called "USS."
Note Modification AgreementNote Modification Agreement • August 30th, 2012 • U S Global Investors Inc • Investment advice • Texas
This agreement is dated as of February 28, 2012 (the “Agreement Date”), by and between U.S. GLOBAL INVESTORS, INC. (the “Borrower”) and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the “Bank”). The provisions of this agreement are effective on February 28, 2012 (the “Effective Date”).
CHASE Credit AgreementCredit Agreement • September 17th, 2015 • U S Global Investors Inc • Investment advice • Texas
This agreement dated as of June __29___, 2015 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 1020 North East Loop 410, San Antonio, TX 78209-1204, and U.S. GLOBAL INVESTORS, INC. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 7900 Callaghan Road, San Antonio, TX 78229.
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
CHASE Note Modification AgreementNote Modification Agreement • September 17th, 2015 • U S Global Investors Inc • Investment advice
This agreement is dated as of May 14, 2015 (the "Agreement Date"), by and between U.S. GLOBAL INVESTORS, INC. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the "Effective Date").
Transfer Agency AgreementTransfer Agency Agreement • September 12th, 2007 • U S Global Investors Inc • Investment advice • Texas
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 12th, 2016 • U S Global Investors Inc • Investment advice • Delaware
AGREEMENT, dated as of December 9, 2015, and effective as of, December 9, 2015, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texas corporation, and any successor thereto (the “Administrator”), with respect to each Fund named in Appendix A to this Agreement, as may be amended from time to time.
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
EXHIBIT A TO BOOKKEEPING AND ACCOUNTING AGREEMENT BETWEEN UNITED SHAREHOLDER SERVICES, INC. AND ACCOLADE FUNDSBookkeeping and Accounting Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice • Texas
EXHIBIT A TO LOCKBOX SERVICE AGREEMENT BETWEEN UNITED SHAREHOLDER SERVICES, INC. AND ACCOLADE FUNDS PRICING SCHEDULE FOR LOCKBOX SERVICESLockbox Service Agreement • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice • Texas
This Agreement is made and entered into this 21st day of September, 1994 by and between Accolade Funds, a Massachusetts business trust having its principal place of business at 7900 Callaghan Road, San Antonio, Texas, hereinafter called the "Fund" and United Shareholder Services, Inc., a corporation organized under the laws of Texas having its principal place of business at the same address as the Fund, hereinafter called "USSI".
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 12th, 2006 • U S Global Investors Inc • Investment advice
This Amendment to the Custodian Agreement is dated as of April 23, 2006 by and between U.S. Global Accolade Funds, a Massachusetts business trust, on behalf of each of the portfolios listed on Appendix C to the Custodian Agreement (the “Fund”) and attached hereto and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH”) (the Fund and BBH collectively known as the “Parties”).
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
Chase Amendment to Credit AgreementCredit Agreement • September 12th, 2007 • U S Global Investors Inc • Investment advice
This agreement is dated as of February 1, 2007, by and between U.S. Global Investors, Inc. (the “Borrower”) and JPMorgan Chase Bank, N.A. (the “Bank”), and its successors and assigns. The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the “Effective Date”).
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • August 28th, 2013 • U S Global Investors Inc • Investment advice • Delaware
AGREEMENT, dated as of May 29, 2013, among U.S. Global Investors Funds, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of the Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Funds”), and U.S. Global Investors, Inc., a Texas corporation, and any successor thereto (the “Administrator”), effective with respect to each Fund as of the date set out with respect to such Fund on Appendix A to this Agreement, as may be amended from time to time.
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014Administrative Services Agreement • August 27th, 2014 • U S Global Investors Inc • Investment advice • Delaware
The Administrator shall be reimbursed for certain out-of-pocket expenses, including but not limited to: (i) postage, stationery (including FedEx or other shipping fees); (ii) computer programming relating to services provided to the Trust that have been approved by the Board prior to implementation; (iii) EDGAR filing costs; (iv) record retention relating to the Trust; (v) federal and state regulatory filing fees; (vi) expenses incurred for Board meetings (e.g. catering services, entertainment, or off-site meeting rentals); (vii) transfer agent oversight-related expenses, including maintenance of toll-free telephone number and other communications, hardware and software costs for servicing of VIP shareholders, shareholder servicing-related travel expenses for education and training of telephone representatives, and other travel expenses relating to oversight and due diligence; (viii) such non-recurring or extraordinary expenses that have been approved by the Board of the Trust prior to
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • February 12th, 2016 • U S Global Investors Inc • Investment advice • Delaware
THIS AGREEMENT made this l0th day of December, 2015, by and between U.S. Global Investors, Inc. (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
Note Modification AgreementModification to Credit Agreement • September 9th, 2010 • U S Global Investors Inc • Investment advice • Texas
This agreement is dated as of April 30, 2010 (the “Agreement Date”), by and between U.S. GLOBAL INVESTORS, INC. (the “Borrower”) and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the “Effective Date”).
CHASENote Modification Agreement • August 28th, 2013 • U S Global Investors Inc • Investment advice • Texas
This agreement is dated as of March 26, 2013 (the “Agreement Date”), by and between U.S. GLOBAL INVESTORS, INC. (the “Borrower”) and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the “Effective Date”).
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
CHASE Note Modification AgreementNote Modification Agreement • September 11th, 2008 • U S Global Investors Inc • Investment advice • Texas
This agreement is dated as of January 18, 2008 (the “Agreement Date”), by and between U.S. Global Investors, Inc. (the “Borrower”) and JPMorgan Chase Bank, N.A. (the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the “Effective Date”).
Exhibit A Joint Filing AgreementJoint Filing Agreement • February 12th, 2010 • U S Global Investors Inc • Investment advice
We, the undersigned, hereby express our agreement that the attached Schedule 13G, and any amendments thereto, is filed jointly on behalf of each of us pursuant to Rule 13d-1(k) of the Exchange Act.
EXHIBIT 10.8 Mr. Bobby Duncan Executive Vice President and Chief Financial Officer United Services Advisors, Inc. 7900 Callaghan Road San Antonio, Texas 78229 Dear Bobby: Bank One, Texas, NA ("Bank") is pleased to offer United Services Advisors, Inc....Real Estate Term Loan Facility • September 28th, 1995 • United Services Advisors Inc /Tx/ • Investment advice
