MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 30th, 2007 • Pax World Balanced Fund • Massachusetts
This Agreement is made as of April 2, 2007 by and among PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust, and each management investment company made subject to this Agreement in accordance with Section 18.5 below (each, a “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”),
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • March 1st, 2018 • Pax World Funds Series Trust I
This Transfer Agency And Shareholder Services Agreement is made as of August 26, 2017 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and each of Pax World Funds Series Trust I and Pax World Funds Series Trust III (each an "Investment Company"), on its own behalf and on behalf of each Portfolio of the Investment Company contained on Schedule B, separately and not jointly. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" herein mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (
DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2009 • Pax World Funds Series Trust I • Massachusetts
THIS AGREEMENT is made as of July 1, 2008, between Pax World Funds Series Trust I, a Massachusetts business trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • July 15th, 2014 • Pax World Funds Series Trust I • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of March 31, 2014, is by and among each Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, each Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6.8 and 10.2 of this Agreement only, Pax World Management LLC (“PWM”).
July 1, 1998 H.G. Wellington & Co., Inc. 14 Wall Street New York, NY 10005-2101 Ladies and Gentlemen: We hereby confirm our agreement with you as follows: 1. In consideration of the agreements on your part herein contained and of the payment by us to...Distribution Agreement • February 26th, 1999 • Pax World Fund Inc • New York
DISTRIBUTION AGREEMENTDistribution Agreement • March 1st, 2021 • Pax World Funds Series Trust I • Delaware
THIS AGREEMENT is made and entered into as of January 11, 2021 by and between Pax World Funds Series Trust 1, a Massachusetts business trust (the “Client”) and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 31st, 2009 • Pax World Funds Series Trust I • New Hampshire
Agreement made as of the 7th day of December, 2009, by and between Pax World Management Corp., a Delaware corporation (the “Manager”), and Portfolio 21 Investments, Inc. (“Sub-Adviser”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 28th, 2023 • Impax Funds Series Trust I • Massachusetts
This Indemnification Agreement (the “Agreement”) is made as of the date set forth on the signature page by and between each of the entities listed in Schedule A hereto (a “Trust”), and the trustee of the Trust whose name is set forth on the signature page (the “Trustee”).
PAX WORLD FUNDS SERIES TRUST I AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • March 14th, 2007 • Pax World Balanced Fund • Massachusetts
THIS AGREEMENT AND DECLARATION OF TRUST made at Boston, Massachusetts, effective on May 25, 2006, by the Trustees hereunder and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided:
SUBADVISORY AGREEMENTSubadvisory Agreement • April 28th, 2020 • Pax World Funds Series Trust I • New Hampshire
Agreement made as of the 30th day of September, 2019 by and between Impax Asset Management LLC, a Delaware limited liability company ("Manager"), and Aperio Group, LLC (“Subadviser").
FUND SERVICES AGREEMENTFund Services Agreement • November 7th, 2023 • Impax Funds Series Trust I • New York
This agreement, dated September 7, 2023 (this “Agreement”), is between the parties listed in Annex I (each individually, the “Customer”), and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) with a place of business at 70 Fargo Street, Boston, MA 02210.
Global Custody Agreement - New York - General - January 2022Global Custody Agreement • November 7th, 2023 • Impax Funds Series Trust I • New York
This agreement, dated _____________ (the “Agreement”), is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”), with a place of business at _____________________; and the parties listed in Schedule 1 (each individually, the “Customer”) each a series of Impax Funds Series Trust I or Impax Funds Series Trust III (Massachusetts Business Trusts) with a place of business at 30 Penhallow St, Suite 400, Portsmouth, NH 03801.
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • April 28th, 2017 • Pax World Funds Series Trust I
Amended and Restated Investment Advisory Contract (this "Contract") dated as of April 2, 2007,1 September 19, 2007,2 March 13, 2008,3 March 12, 2009,4 June 16, 2011, December 5, 2013,5 April 1, 2016,6 June 30, 2016,7 December 14, 2016,8 and April 27, 20179 between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and PAX WORLD MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • April 28th, 2020 • Pax World Funds Series Trust I
Amended and Restated Advisory Contract (this "Contract") dated as of January 18, 2018, March 15, 20181, June 18, 20182, June 13, 20193 and April 30, 20204 between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and IMPAX ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
DISTRIBUTION AGREEMENTDistribution Agreement • June 25th, 2018 • Pax World Funds Series Trust I • Massachusetts
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Pax World Funds Series Trust I, a Massachusetts business trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE ENTITIES, INDIVIDUALLY AND NOT JOINTLY, AS LISTED ON SCHEDULE A AND BOSTON FINANCIAL DATA SERVICES, INC.Transfer Agency and Service Agreement • May 2nd, 2012 • Pax World Funds Series Trust I • Massachusetts
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 28th, 2020 • Pax World Funds Series Trust I • Delaware
Agreement made as of the _____ day of June, 2018, by and between Impax Asset Management LLC, a Delaware limited liability company (“Adviser”), and Impax Asset Management Ltd. (“Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • September 13th, 2007 • Pax World Funds Series Trust I
This contract amends and restates that certain Investment Advisory Contact dated as of April 2, 2007 between the Trust and the Manager.
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • November 7th, 2023 • Impax Funds Series Trust I
Amended and Restated Advisory Contract (this “Contract”) dated as of January 18, 2018, March 15, 20181, June 18, 20182, June 13, 20193, April 30, 20204, March 31, 20215, November 15, 20226, December 31, 20227 and November 7, 20238 between IMPAX FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and IMPAX ASSET MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
AMENDMENT 2Distribution Agreement • April 28th, 2020 • Pax World Funds Series Trust I
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • March 30th, 2009 • Pax World Funds Series Trust I
Amended and Restated Investment Advisory Contract (this “Contract”) dated as of April 2, 2007,(1) September 19, 2007,(2) March 13, 2008(3) and March 12, 2009(4) between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and PAX WORLD MANAGEMENT CORP., a Delaware corporation (the “Manager”).
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • December 31st, 2009 • Pax World Funds Series Trust I
Investment Advisory Contract (this “Contract”) dated as of December [2], 2009 between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and PAX WORLD MANAGEMENT CORP., a Delaware corporation (the “Manager”).
Agreement and Plan of ReorganizationAgreement and Plan of Reorganization • March 17th, 2014 • Pax World Funds Series Trust Iii • Massachusetts
THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of March 4, 2014, is by and among the Target Company, as defined below, on behalf of each of its series that is a Target Fund, as defined below, the Acquiring Company, as defined below, on behalf of each of its series that is an Acquiring Fund, as defined below, and, for purposes of paragraphs 6.8 and 10.2 of this Agreement only, Pax World Management LLC (“PWM”).
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION dated as of January 23, 2009 is by and between Pax World Funds Series Trust I, a Massachusetts business trust (the "Trust"), on behalf of its Pax World Value Fund series...Reorganization Agreement • August 26th, 2009 • Pax World Funds Series Trust I • Massachusetts
UNDERWRITING AGREEMENTUnderwriting Agreement • March 30th, 2007 • Pax World Balanced Fund
THIS AGREEMENT is made as of April 1, 2007 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation (“PFPC Distributors”), and PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”).
AMENDED AND RESTATED TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • March 30th, 2007 • Pax World Balanced Fund
THIS AMENDED AND RESTATED TRANSFER AGENCY SERVICES AGREEMENT (the “Agreement”) is made as of April 2, 2007 by and between PFPC INC., a Massachusetts corporation (“PFPC”) and PAX WORLD FUNDS SERIES TRUST I , a Massachusetts business trust (the “Trust”).
FORM OF INDEMNIFICATION AGREEMENTIndemnification Agreement • January 11th, 2008 • Pax World Funds Series Trust I • Massachusetts
This Indemnification Agreement (the “Agreement”) is made as of the date set forth on the signature page by and between each of the entities listed in Schedule A hereto (a “Fund”), and the trustee of the Fund whose name is set forth on the signature page (the “Trustee”).
Pax World Funds Series Trust I Item 77M: Mergers On December 3, 2015, the Board of Trustees of Pax World Series Trust I approved an Agreement and Plan of Reorganization (the Agreement) by and among Pax World Funds Series Trust I, on behalf of ESG...Agreement and Plan of Reorganization • August 26th, 2016 • Pax World Funds Series Trust I
On December 3, 2015, the Board of Trustees of Pax World Series Trust I approved an Agreement and Plan of Reorganization (the Agreement) by and among Pax World Funds Series Trust I, on behalf of ESG Managers Growth Portfolio (Target Fund 1) and ESG Managers Balanced Portfolio (Target Fund 2) series (the Target Funds), to which substantially all net assets of the Target Funds attributable to each class of its shares (in aggregate, all of its assets) would be combined with those of the ESG Managers Growth and Income Portfolio (Acquiring Fund 1) and ESG Managers Income Portfolio (Acquiring Fund 2)(the Acquiring Funds) and shareholders of Target Fund 1 and Target Fund 2 would become shareholders of Acquiring Fund 1 and Acquiring Fund 2, receiving shares of the Acquiring Funds with a value equal to their investment(s) in the Target Funds. On March 29, 2016, the Reorganizations were completed according to the terms set forth above and in the Agreement. Upon completion of the Agreement the ESG
AMENDED AND RESTATED INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • December 18th, 2013 • Pax World Funds Trust II
Amended and Restated Investment Advisory Contract (this “Contract”) dated as of April 2, 2007,1 September 19, 2007,2 March 13, 2008,3 March 12, 2009,4 June 16, 2011,December 5, 20135 between PAX WORLD FUNDS SERIES TRUST I, a Massachusetts business trust (the “Trust”), and PAX WORLD MANAGEMENT LLC, a Delaware limited liability company (the “Manager”).
Amended and restated SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 7th, 2023 • Impax Funds Series Trust I • Delaware
Agreement made as of the __ day of ___________, 2023, by and between Impax Asset Management LLC, a Delaware limited liability company (“Adviser”), and Impax Asset Management Ltd. (“Sub-Adviser”).
