UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2021 • Document Security Systems Inc • Paperboard containers & boxes • New York
The undersigned, Document Security Systems, Inc., a corporation formed under the laws of the State of New York (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Document Security Systems, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
ASSET PURCHASE AGREEMENT BY AND AMONG PLASTIC PRINTING PROFESSIONALS, INC., CERTAIN SHAREHOLDERS OF PLASTIC PRINTING PROFESSIONALS, INC. AND DSS ACQUISITION SUB, INC. February 7, 2006 Table of SchedulesAsset Purchase Agreement • March 7th, 2006 • Document Security Systems Inc • Services-computer integrated systems design • California
WARRANTDocument Security Systems Inc • June 9th, 2004 • Services-computer integrated systems design • New York
Exhibit 6 - INVESTMENT AGREEMENT THIS AGREEMENT MADE THIS 22nd day of March, 1999 by and between NEW SKY COMMUNICATIONS, INC., a publicly-traded New York corporation with offices at 731 Powers Building, 16 West Main Street, Rochester, New York 14614...Investment Agreement • March 24th, 2000 • New Sky Communications Inc • Services-motion picture & video tape production • New York
R E C I T A L SJoint Venture Agreement • April 9th, 1999 • New Sky Communications Inc • Services-motion picture & video tape production • New York
EXHIBIT 10.22 Document Security Systems, Inc. 36 W. Main Street, Suite 710 Rochester, NY 14614 PLACEMENT AGENT AGREEMENT Fordham Financial Management, Inc. October 29, 2003 14 Wall Street, 18th Floor New York, NY 10005 Dear Sirs: Document Security...Document Security Systems Inc • May 4th, 2004 • Services-computer integrated systems design • New York
DOCUMENT SECURITY SYSTEMS, INC. UNDERWRITING AGREEMENT 769,230 Shares of Common StockUnderwriting Agreement • June 19th, 2020 • Document Security Systems Inc • Paperboard containers & boxes • New York
DOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of 769,230 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.02 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 115,384 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities.” The offering and sale of the Shares is hereinafter referred to as the “Offering.”
RECITALSRegistration Rights Agreement • January 20th, 2004 • Document Security Systems Inc • Services-computer integrated systems design • New York
AGREEMENTAgreement • December 20th, 2001 • New Sky Communications Inc • Services-motion picture & video tape production • New York
3,300,000 SHARES DOCUMENT SECURITY SYSTEMS, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • December 23rd, 2014 • Document Security Systems Inc • Services-computer integrated systems design • New York
Document Security Systems, Inc., a New York corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule VI hereto (the “Underwriters”), for whom National Securities Corporation is acting as representative (the “Representative”), an aggregate of 3,300,000 authorized but unissued shares (the “Firm Shares”) and, at the election of the Underwriters, up to 495,000 additional shares (the “Additional Shares”) of Common Stock, $.02 par value per share (the “Common Stock”), of the Company (the Firm Shares and the Additional Shares that the Underwriters elect to purchase pursuant to Section 3 hereof being collectively called the “Securities”).
CONSULTING AGREEMENT --------------------Consulting Agreement • November 17th, 1997 • New Sky Communications Inc • Services-motion picture & video tape production
AGREEMENT THIS AGREEMENT MADE THIS 12th day of December, 2001 by and between NEW SKY COMMUNICATIONS, INC., a publicly-traded New York corporation with offices at 731 Powers Building, 16 West Main Street, Rochester, New York 14614 (hereinafter referred...Agreement • March 28th, 2002 • New Sky Communications Inc • Services-motion picture & video tape production • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 13th, 2014 • Document Security Systems Inc • Services-computer integrated systems design • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 12, 2014, between Document Security Systems, Inc., a New York corporation (the “Company”), and the purchaser identified on the signature page hereto (including its successors and assigns, the “Purchaser”).
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 2nd, 2019 • Document Security Systems Inc • Paperboard containers & boxes • New York
This LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into at Rochester, New York, as of June 27, 2019, between Premier Packaging Corporation, a New York corporation, with its chief executive office located at 6 Framark Drive, Victor, New York 14564 (the “Borrower”) and Citizens Bank, N.A., a national banking association, with an address of 833 Broadway, Albany, New York 12207 (the “Bank”).
DOCUMENT SECURITY SYSTEMS, INC. UNDERWRITING AGREEMENT [●] Shares of Common StockDocument Security Systems Inc • June 9th, 2020 • Paperboard containers & boxes • New York
DOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of [●] authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.02 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional [●] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities.” The offering and sale of the Shares is hereinafter referred to as the “Offering.”
AGREEMENTAgreement • March 28th, 2002 • New Sky Communications Inc • Services-motion picture & video tape production • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 6th, 2017 • Document Security Systems Inc • Paperboard containers & boxes • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of ___________, 2017, between Document Security Systems, Inc., a New York corporation (the “Company”), and the purchasers identified on the signature page hereto (hereinafter referred to individually as a “Purchaser” and collectively as the “Purchasers”).
EXHIBIT 10.20 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of _________ ___, 2003, between Document Security Systems, Inc., a New York corporation (the "Company"), and IDT Venture Capital Corporation, a...Securities Purchase Agreement • May 4th, 2004 • Document Security Systems Inc • Services-computer integrated systems design • New York
Exhibit 14. AGREEMENT14. Agreement • November 13th, 2003 • Document Security Systems Inc • Services-motion picture & video tape production
LOAN AGREEMENTLoan Agreement • December 6th, 2017 • Document Security Systems Inc • Paperboard containers & boxes • New York
This LOAN AGREEMENT (this “Agreement”) is entered into at Albany, New York, as of December 1, 2017, between Plastic Printing Professionals, Inc., a New York corporation, with its chief executive office located at 28 East Main Street, Suite 1525, Rochester, New York 14614 (the “Borrower”) and Citizens Bank, N.A., a national banking association, with an address of 833 Broadway, Albany, New York 12207 (the “Bank”).
SHARE EXCHANGE AGREEMENT among SINGAPORE EDEVELOPMENT LTD., GLOBAL BIOMEDICAL PTE LTD., DOCUMENT SECURITY SYSTEMS, INC. and DSS BIOHEALTH SECURITY INC. dated as of April __, 2020Share Exchange Agreement • May 1st, 2020 • Document Security Systems Inc • Paperboard containers & boxes • New York
This Share Exchange Agreement (this “Agreement”), dated as of April __, 2020, is entered into among Singapore eDevelopment Ltd., a Singapore corporation, company no. 200916763W having its office at 7 Temasek Boulevard #29-01B, Suntec Tower One, Singapore 038987 (“SED”), Global BioMedical Pte Ltd., a Singapore corporation, company no. 201707501G having its office at 7 Temasek Boulevard #29-01B, Suntec Tower One, Singapore 038987 (the “Seller”), Document Security Systems, Inc., a New York corporation, having its office at 200 Canal View Blvd, Suite 300, Rochester, NY 14623 (“DSS”) and DSS BioHealth Security Inc., a Nevada corporation, having its office at 200 Canal View Blvd, Suite 300, Rochester, NY 14623 (the “Buyer”). Each of SED, Seller, DSS and Buyer is referred to herein as a “Party” and they are referred to collectively as the “Parties.”
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • November 13th, 2019 • Document Security Systems Inc • Paperboard containers & boxes • New York
THIS EMPLOYMENT AGREEMENT (the “Agreement”), made this ___ day of _____, 2019 (the “Effective Date”), is entered into by and between Document Security Systems, Inc. (the “Company”) and Frank D. Heuszel (the “Executive”).
WARRANTDocument Security Systems Inc • June 9th, 2004 • Services-computer integrated systems design • New York
EMPLOYMENT AGREEMENTEmployment Agreement • August 13th, 2004 • Document Security Systems Inc • Services-computer integrated systems design • New York
This EMPLOYMENT AGREEMENT (the "Agreement") is effective as of June 10 2004 (the "Effective Date"), between DOCUMENT SECURITY SYSTEMS, INC., a New York corporation with an office at 36 West Main Street, Rochester, New York 14614 ("Company") and PATRICK WHITE, who resides at 58 Bosworth Field, Mendon, New York 14506 ("Executive").
DOCUMENT SECURITY SYSTEMS, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • February 18th, 2010 • Document Security Systems Inc • Services-computer integrated systems design
This Subscription Agreement (this “Subscription Agreement”) is entered into on January ___, 2010, by and between DOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), and ________________________, an individual or entity (“Subscriber”). As used herein, the Company and Subscriber are individually and respectively referred to as a “Party” and collectively as the “Parties.” Terms not otherwise defined herein shall have the meanings ascribed to them in the Private Offering Memorandum attached hereto as Exhibit A (the “Private Offering Memorandum”).
VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • October 4th, 2012 • Document Security Systems Inc • Services-computer integrated systems design • Delaware
This VOTING AND SUPPORT AGREEMENT (this “Agreement”) is entered into as of October 1, 2012, by and among Document Security Systems, Inc., a New York corporation (“Parent”), DSSIP, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Merger Sub”) and ___________ (“Stockholder”). Parent, Merger Sub and Stockholder are each sometimes referred to herein as a “Party” and collectively as the “Parties”.
SHARE PURCHASE AGREEMENTShare Purchase Agreement • August 11th, 2008 • Document Security Systems Inc • Services-computer integrated systems design • New York
This Share Purchase Agreement (this “Agreement”) is dated as of June 25, 2008 between Document Security Systems, Inc., a New York corporation (the “Company”), and Walton Invesco Inc. (“Purchaser”).
DOCUMENT SECURITY SYSTEMS, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • July 30th, 2010 • Document Security Systems Inc • Services-computer integrated systems design
This Subscription Agreement (this “Subscription Agreement”) is entered into on _______, 2010, by and between DOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), and ________________________, an individual or entity (“Subscriber”). As used herein, the Company and Subscriber are individually and respectively referred to as a “Party” and collectively as the “Parties.” Terms not otherwise defined herein shall have the meanings ascribed to them in the Private Offering Memorandum attached hereto as Exhibit A (the “Private Offering Memorandum”).
SECURITY AGREEMENTSecurity Agreement • March 17th, 2008 • Document Security Systems Inc • Services-computer integrated systems design • New York
WHEREAS, the Lender and the Borrower are parties to a Credit Agreement, dated as of the date hereof (such agreement, as amended, restated or otherwise modified from time to time, being hereinafter referred to as the “Credit Agreement”);
CREDIT AGREEMENT Dated as of January 4, 2008 between DOCUMENT SECURITY SYSTEMS, INC. as Borrower, and PATRICK WHITE as Lender.Credit Agreement • March 17th, 2008 • Document Security Systems Inc • Services-computer integrated systems design • New York
Credit Agreement (“Agreement”), made January 4, 2008 by and between DOCUMENT SECURITY SYSTEMS, INC. (the “Company”) and PATRICK WHITE (“Lender”).
ASSET PURCHASE AGREEMENTAsset Purchase Agreement • December 22nd, 2008 • Document Security Systems Inc • Services-computer integrated systems design • New York
THIS AGREEMENT is made by and among DPI of Rochester, LLC, a New York limited liability company with an address at 1560 Emerson Street, Rochester, New York 14606 ("Seller"); James Stanley, an individual residing in the State of New York (“Stanley”); Matthew Kellman, an individual residing in the State of New York (“Kellman”); and Secuprint Inc., a New York corporation with an address at 28 East Main Street, Rochester, New York 14614 ("Buyer"), a subsidiary of Document Security Systems, Inc. The Seller, Stanley, Kellman and the Buyer and are collectively referred to as the “Parties” and individually as a “Party.”
AGREEMENTAgreement • August 8th, 2002 • New Sky Communications Inc • Services-motion picture & video tape production
COMMON STOCK PURCHASE WARRANT DOCUMENT SECURITY SYSTEM, INC.Common Stock Purchase Warrant • September 6th, 2017 • Document Security Systems Inc • Paperboard containers & boxes • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [ ] and its permitted assigns (the “Holder”) is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time on or after __________, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five-year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from DOCUMENT SECURITY SYSTEM, INC., a New York corporation (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s common stock, $0.02 par value (“Common Stock”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
AGREEMENT TO TERMINATE STOCK PURCHASE AGREEMENTAgreement to Terminate • March 1st, 2022 • Dss, Inc. • Paperboard containers & boxes
Effective as of February 28, 2022 (the “Effective Date”), DSS, Inc. (the “Buyer”), and Alset EHome International Inc. (the “Seller”) enter into and agree as provided in this Agreement to Terminate Stock Purchase Agreement (the “Termination Agreement”).
SUBSCRIPTION AGREEMENTSubscription Agreement • September 10th, 2021 • Document Security Systems Inc • Paperboard containers & boxes • New York
This SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of September 3, 2021 by and among Document Security Systems, Inc., a New York Corporation, (the “Company”), and Alset EHome International, Inc. (the “Subscriber”).
